Latest Institutional Sells of Prospect Capital Corp (PSEC)
This list provides information on the latest institutional transactions involving Prospect Capital Corp (PSEC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.34K- 2.5% |
$3.47K - $4.64K
|
52.2K
$144K
|
|
|
Nov 03, 2025
Q3 2025
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-1.21K- 9.95% |
$3.14K - $4.21K
|
11K
$30.3K
|
|
|
Oct 17, 2025
Q3 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-949- 5.02% |
$2.46K - $3.29K
|
17.9K
$49.5K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-922- 5.49% |
$2.39K - $3.2K
|
15.9K
$43.8K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-782- 12.11% |
$2.03K - $2.71K
|
5.68K
$15.7K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
SELL
|
- |
-712- 1.64% |
$1.84K - $2.47K
|
42.8K
$118K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-573- 3.1% |
$1.48K - $1.99K
|
17.9K
$49.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-479- 3.77% |
$1.24K - $1.66K
|
12.2K
$33.8K
|
|
|
Oct 14, 2025
Q3 2025
|
Tactive Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-286- 0.05% |
$741 - $992
|
586K
$1.62M
|
|
|
Nov 13, 2025
Q3 2025
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-269- 1.48% |
$697 - $933
|
17.9K
$49.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-262- 5.59% |
$679 - $909
|
4.42K
$12.2K
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-307K- 85.4% |
$964K - $1.25M
|
52.5K
$145K
|
|
|
Aug 14, 2025
Q2 2025
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-75.9K- 83.7% |
$238K - $308K
|
14.8K
$40.8K
|
|
|
Aug 11, 2025
Q2 2025
|
Citigroup Inc
|
SELL
|
- |
-22.5K- 99.96% |
$70.6K - $91.3K
|
10
$27.6
|
|
|
Aug 19, 2025
Q2 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-9.58K- 45.41% |
$30.1K - $38.9K
|
11.5K
$31.8K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.57K- 15.15% |
$30K - $38.9K
|
53.6K
$148K
|
|
|
Aug 14, 2025
Q2 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
PUT |
-8.4K- 7.75% |
$26.4K - $34.1K
|
100K
$276K
|
|
|
Jul 29, 2025
Q2 2025
|
Stephens Inc
|
SELL
|
- |
-4.5K- 21.51% |
$14.1K - $18.3K
|
16.4K
$45.3K
|
|
|
Jul 24, 2025
Q2 2025
|
Comprehensive Money Management Services LLC
Coral Gables, FL |
SELL
|
- |
-2K- 11.4% |
$6.28K - $8.12K
|
15.6K
$42.9K
|
|
|
Aug 18, 2025
Q2 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-1.34K- 7.42% |
$4.21K - $5.44K
|
16.7K
$46.2K
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.2K- 7.03% |
$3.77K - $4.87K
|
15.9K
$43.8K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-800- 34.78% |
$2.51K - $3.25K
|
1.5K
$4.14K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-48- 80.0% |
$151 - $195
|
12
$33.1
|
|
|
Aug 05, 2025
Q2 2025
|
Csenge Advisory Group
|
SELL
|
- |
-1- -0.0% |
$3.14 - $4.06
|
43.9K
$121K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
SELL
|
PUT |
-440K- 68.73% |
$1.8M - $1.96M
|
200K
$552K
|
|
|
Jul 31, 2025
Q1 2025
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-35.3KClosed |
$145K - $157K
|
0
$0
|
|
|
Apr 14, 2025
Q1 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-10.1K- 87.37% |
$41.3K - $44.8K
|
1.46K
$4.02K
|
|
|
May 12, 2025
Q1 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-6.98K- 68.26% |
$28.6K - $31K
|
3.24K
$8.95K
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-1.97K- 6.92% |
$8.09K - $8.78K
|
26.5K
$73.2K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-84- 0.05% |
$344 - $374
|
182K
$503K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Foursixthree Capital LP
New York, NY |
SELL
|
PUT |
-3.72M- 63.56% |
$15.5M - $19.9M
|
2.13M
$5.89M
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-37.7K- 76.8% |
$157K - $201K
|
11.4K
$31.5K
|
|
|
Feb 10, 2025
Q4 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-16.1K- 61.31% |
$66.8K - $85.8K
|
10.1K
$28K
|
|
|
Feb 14, 2025
Q4 2024
|
Centiva Capital, LP
New York, NY |
SELL
|
PUT |
-10K- 91.74% |
$41.6K - $53.4K
|
900
$2.48K
|
|
|
Feb 12, 2025
Q4 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.43K- 6.43% |
$10.1K - $13K
|
35.3K
$97.5K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-2K- 92.97% |
$8.31K - $10.7K
|
151
$417
|
|
|
Feb 11, 2025
Q4 2024
|
Dudley Capital Management, LLC
Middleburg, VA |
SELL
|
- |
-600- 2.11% |
$2.5K - $3.2K
|
27.9K
$77K
|
|
|
Feb 12, 2025
Q4 2024
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-197- 11.61% |
$820 - $1.05K
|
1.5K
$4.14K
|
|
|
Feb 07, 2025
Q4 2024
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-182- 64.77% |
$757 - $972
|
99
$273
|
|
| Q3 2024 | |||||||
|
Oct 25, 2024
Q3 2024
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-6.74K- 33.2% |
$32K - $37.7K
|
13.6K
$37.4K
|
|
|
Oct 29, 2024
Q3 2024
|
Silicon Valley Capital Partners
|
SELL
|
- |
-3.02KClosed |
$14.3K - $16.9K
|
0
$0
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.2K- 1.73% |
$5.7K - $6.73K
|
68.4K
$189K
|
|
|
Oct 29, 2024
Q3 2024
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-884- 1.95% |
$4.2K - $4.95K
|
44.3K
$122K
|
|
|
Nov 12, 2024
Q3 2024
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-300- 5.29% |
$1.43K - $1.68K
|
5.37K
$14.8K
|
|
|
Nov 01, 2024
Q3 2024
|
Assetmark, Inc
|
SELL
|
- |
-113- 22.6% |
$537 - $633
|
387
$1.07K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-53.8K- 25.0% |
$280K - $306K
|
161K
$445K
|
|
|
Aug 14, 2024
Q2 2024
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
PUT |
-4.8K- 6.42% |
$25K - $27.3K
|
70K
$193K
|
|
|
Aug 05, 2024
Q2 2024
|
Heritage Wealth Advisors
|
SELL
|
- |
-1.7K- 94.45% |
$8.87K - $9.68K
|
100
$276
|
|
|
Aug 14, 2024
Q2 2024
|
Gts Securities LLC
New York, NY |
SELL
|
CALL |
-800- 5.8% |
$4.17K - $4.55K
|
13K
$35.9K
|
|
|
Aug 14, 2024
Q2 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-319- 36.33% |
$1.66K - $1.82K
|
559
$1.54K
|
|