Purchases and Sales Made in Q1 2024 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q1 2024. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2024
Q1 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-3.03K- 22.06% |
$16.1K - $18.9K
|
10.7K
$46.9K
|
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
SELL
|
- |
-3.04K- 13.79% |
$16.2K - $19K
|
19K
$83.3K
|
|
|
Apr 05, 2024
Q1 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-3.5K- 61.4% |
$18.7K - $21.8K
|
2.2K
$9.64K
|
|
|
Apr 17, 2024
Q1 2024
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-3.83K- 8.02% |
$20.4K - $23.9K
|
44K
$193K
|
|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-4KClosed |
$21.3K - $25K
|
0
$0
|
|
|
May 14, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.24K- 9.38% |
$22.6K - $26.5K
|
40.9K
$179K
|
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-5.83K- 1.29% |
$31K - $36.3K
|
445K
$1.95M
|
|
|
May 09, 2024
Q1 2024
|
Archer Investment Corp
|
SELL
|
- |
-6K- 54.55% |
$32K - $37.4K
|
5K
$21.9K
|
|
|
Apr 19, 2024
Q1 2024
|
Kovack Advisors, Inc.
|
SELL
|
- |
-6.36K- 4.39% |
$33.9K - $39.7K
|
139K
$607K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.62K- 8.64% |
$35.3K - $41.3K
|
70K
$306K
|
|
|
May 15, 2024
Q1 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-6.71K- 6.68% |
$35.8K - $41.9K
|
93.7K
$411K
|
|
|
Aug 13, 2024
Q1 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-8.44K- 11.12% |
$45K - $52.7K
|
67.5K
$296K
|
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-9.45K- 7.47% |
$50.4K - $59K
|
117K
$512K
|
|
|
May 01, 2024
Q1 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-11.8K- 25.44% |
$62.9K - $73.7K
|
34.6K
$152K
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-12.4K- 93.4% |
$66.2K - $77.5K
|
878
$3.85K
|
|
|
Apr 29, 2024
Q1 2024
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-12.4K- 22.11% |
$66.2K - $77.5K
|
43.8K
$192K
|
|
|
Apr 15, 2024
Q1 2024
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-12.8K- 33.99% |
$68.2K - $79.9K
|
24.9K
$109K
|
|
|
May 01, 2024
Q1 2024
|
Mckinley Capital Management LLC
|
SELL
|
- |
-13.1K- 3.1% |
$69.7K - $81.6K
|
408K
$1.79M
|
|
|
May 15, 2024
Q1 2024
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-13.2K- 43.07% |
$70.2K - $82.2K
|
17.4K
$76.3K
|
|
|
May 13, 2024
Q1 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-13.9K- 20.53% |
$73.9K - $86.5K
|
53.7K
$235K
|
|
|
Apr 30, 2024
Q1 2024
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-14.5K- 39.79% |
$77.2K - $90.4K
|
21.9K
$96K
|
|
|
May 13, 2024
Q1 2024
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-18.6K- 34.55% |
$99K - $116K
|
35.2K
$154K
|
|
|
May 13, 2024
Q1 2024
|
Y.D. More Investments LTD
Ramat Gan, L3 |
SELL
|
- |
-18.9K- 1.48% |
$101K - $118K
|
1.25M
$5.49M
|
|
|
May 14, 2024
Q1 2024
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
SELL
|
- |
-20.1K- 34.67% |
$107K - $125K
|
37.8K
$166K
|
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-22.4K- 54.3% |
$119K - $140K
|
18.8K
$82.5K
|
|
|
May 16, 2024
Q1 2024
|
Garner Asset Management Corp
|
SELL
|
- |
-24.1K- 15.79% |
$128K - $150K
|
128K
$563K
|
|
|
May 20, 2024
Q1 2024
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-28.5K- 41.36% |
$152K - $178K
|
40.4K
$177K
|
|
|
May 14, 2024
Q1 2024
|
Forte Capital LLC
|
SELL
|
- |
-30K- 31.86% |
$160K - $187K
|
64.2K
$281K
|
|
|
May 15, 2024
Q1 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-33.6K- 53.15% |
$179K - $209K
|
29.6K
$130K
|
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-33.7K- 24.55% |
$179K - $210K
|
103K
$453K
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-46.9K- 35.57% |
$250K - $292K
|
84.9K
$372K
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-50.4K- 82.23% |
$269K - $315K
|
10.9K
$47.7K
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-53.4K- 42.8% |
$285K - $333K
|
71.4K
$313K
|
|
|
Apr 25, 2024
Q1 2024
|
Triumph Capital Management
|
SELL
|
- |
-55.9K- 67.88% |
$298K - $349K
|
26.5K
$116K
|
|
|
Apr 11, 2024
Q1 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-76K- 30.23% |
$405K - $474K
|
176K
$769K
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-77.9K- 3.83% |
$415K - $486K
|
1.96M
$8.57M
|
|
|
May 15, 2024
Q1 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-99K- 79.53% |
$527K - $618K
|
25.5K
$112K
|
|
|
May 15, 2024
Q1 2024
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-112K- 47.35% |
$595K - $697K
|
124K
$544K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-183K- 23.66% |
$977K - $1.14M
|
591K
$2.59M
|
|
|
May 13, 2024
Q1 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-254K- 77.31% |
$1.35M - $1.58M
|
74.5K
$326K
|
|
|
May 10, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-342K- 52.54% |
$1.82M - $2.13M
|
309K
$1.35M
|
|
|
May 15, 2024
Q1 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-343K- 75.08% |
$1.83M - $2.14M
|
114K
$498K
|
|
|
May 15, 2024
Q1 2024
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-420K- 59.3% |
$2.24M - $2.62M
|
288K
$1.26M
|
|
|
May 06, 2024
Q1 2024
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-427K- 20.98% |
$2.28M - $2.66M
|
1.61M
$7.05M
|
|
|
May 15, 2024
Q1 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-532K- 88.01% |
$2.84M - $3.32M
|
72.6K
$318K
|