Purchases and Sales Made in Q3 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
1.93M+ 3874.04% |
$14.8M - $16.3M
|
1.98M
$8.22M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.37MNew |
$10.5M - $11.6M
|
1.37M
$5.69M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
565K+ 31.33% |
$4.35M - $4.78M
|
2.37M
$9.86M
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
BUY
|
- |
558K+ 21.5% |
$4.29M - $4.72M
|
3.15M
$13.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
417K+ 2862.71% |
$3.21M - $3.53M
|
432K
$1.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
363K+ 148.07% |
$2.79M - $3.07M
|
607K
$2.53M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
353K+ 17.58% |
$2.72M - $2.99M
|
2.36M
$9.82M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
188K+ 26.39% |
$1.45M - $1.59M
|
901K
$3.75M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
128K+ 32.89% |
$981K - $1.08M
|
515K
$2.14M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
103K+ 49.45% |
$795K - $875K
|
312K
$1.3M
|
|
|
Oct 21, 2021
Q3 2021
|
Concorde Asset Management, LLC
|
BUY
|
- |
102KNew |
$783K - $862K
|
102K
$424K
|
|
|
Nov 12, 2021
Q3 2021
|
Westwood Holdings Group Inc
Dallas, TX |
BUY
|
- |
92.7KNew |
$713K - $784K
|
92.7K
$385K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
60.9K+ 11.8% |
$468K - $515K
|
577K
$2.4M
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
60.7K+ 7.53% |
$467K - $514K
|
867K
$3.61M
|
|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
59K+ 402.73% |
$453K - $499K
|
73.6K
$306K
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
56.5KNew |
$435K - $478K
|
56.5K
$235K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
54.3K+ 14.13% |
$418K - $459K
|
439K
$1.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
51.9KNew |
$399K - $439K
|
51.9K
$216K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
37.7KNew |
$290K - $319K
|
37.7K
$157K
|
|
|
Nov 15, 2021
Q3 2021
|
Mckinley Capital Management LLC
|
BUY
|
- |
34.6K+ 6.56% |
$266K - $293K
|
563K
$2.34M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
34.5K+ 16.43% |
$266K - $292K
|
245K
$1.02M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
28.8K+ 5.68% |
$221K - $244K
|
536K
$2.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
25.4K+ 28.79% |
$195K - $215K
|
114K
$473K
|
|
|
Oct 22, 2021
Q3 2021
|
Cadence Bank Na
|
BUY
|
- |
25KNew |
$192K - $212K
|
25K
$104K
|
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
23KNew |
$177K - $195K
|
23K
$95.7K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
22.1K+ 16.01% |
$170K - $187K
|
160K
$665K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
21.4K+ 38.47% |
$164K - $181K
|
77K
$320K
|
|
|
Oct 12, 2021
Q3 2021
|
Threadgill Financial, LLC
|
BUY
|
- |
19.5KNew |
$150K - $165K
|
19.5K
$81.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Nine Point Two Capital LLC
Los Angeles, CA |
BUY
|
- |
19.5KNew |
$150K - $165K
|
19.5K
$81K
|
|
|
Nov 15, 2021
Q3 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
19.2KNew |
$148K - $163K
|
19.2K
$80K
|
|
|
Oct 13, 2021
Q3 2021
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
18.8K+ 54.45% |
$144K - $159K
|
53.2K
$221K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
18.2K+ 112.92% |
$140K - $154K
|
34.3K
$143K
|
|
|
Nov 15, 2021
Q3 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
14.8K+ 180.52% |
$114K - $125K
|
23K
$95.7K
|
|
|
Dec 30, 2022
Q3 2021
|
Warther Private Wealth, LLC
Akron, OH |
BUY
|
- |
14.6KNew |
$112K - $123K
|
14.6K
$60.5K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
12.9K+ 89.19% |
$99.5K - $109K
|
27.5K
$114K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
BUY
|
- |
12.5K+ 47.27% |
$96.1K - $106K
|
38.9K
$162K
|
|
|
Oct 25, 2021
Q3 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
12K+ 1.12% |
$92.1K - $101K
|
1.09M
$4.52M
|
|
|
Nov 12, 2021
Q3 2021
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
12K+ 1.12% |
$92.1K - $101K
|
1.09M
$4.52M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
11.9K+ 23.44% |
$91.4K - $101K
|
62.6K
$260K
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
11.7K+ 110.87% |
$89.7K - $98.7K
|
22.2K
$92.3K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
10.9KNew |
$84.1K - $92.5K
|
10.9K
$45.5K
|
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
10.5K+ 14.72% |
$81.1K - $89.2K
|
82.2K
$342K
|
|
|
Nov 15, 2021
Q3 2021
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
10.3KNew |
$79.2K - $87.1K
|
10.3K
$42.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$76.9K - $84.6K
|
10K
$41.6K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
7.6K+ 3.23% |
$58.4K - $64.3K
|
243K
$1.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.94K+ 43.58% |
$53.4K - $58.7K
|
22.9K
$95.1K
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
5.88KNew |
$45.2K - $49.7K
|
5.88K
$24.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
5.79K+ 7.94% |
$44.5K - $49K
|
78.7K
$328K
|
|
|
Nov 01, 2021
Q3 2021
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
5.72K+ 7.1% |
$44K - $48.4K
|
86.3K
$359K
|
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
5.53K+ 245.3% |
$42.6K - $46.8K
|
7.79K
$32.4K
|