Purchases and Sales Made in Q3 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q3 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2022
Q3 2022
|
Pfg Advisors
|
BUY
|
- |
14+ 0.1% |
$85.5 - $274
|
14.6K
$52K
|
|
|
Nov 14, 2022
Q3 2022
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
8+ 0.06% |
$48.9 - $156
|
13.1K
$46.6K
|
|
|
Oct 11, 2022
Q3 2022
|
Rise Advisors, LLC
|
BUY
|
- |
8+ 2.56% |
$48.9 - $156
|
321
$1.14K
|
|
|
Nov 02, 2022
Q3 2022
|
Smh Capital Advisors Inc
|
BUY
|
- |
1+ 0.0% |
$6.11 - $19.6
|
115K
$410K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
1+ 0.0% |
$6.11 - $19.6
|
21.9K
$77.8K
|
|
|
Nov 03, 2022
Q3 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-2- 14.29% |
$12.2 - $39.1
|
12
$42.7
|
|
|
Nov 14, 2022
Q3 2022
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-22- 0.03% |
$134 - $430
|
75K
$267K
|
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
SELL
|
- |
-52- 91.23% |
$318 - $1.02K
|
5
$17.8
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-100- 1.47% |
$611 - $1.96K
|
6.7K
$23.9K
|
|
|
Jun 13, 2023
Q3 2022
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-230- 0.34% |
$1.41K - $4.5K
|
68.1K
$242K
|
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-236- 8.19% |
$1.44K - $4.61K
|
2.65K
$9.42K
|
|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
SELL
|
- |
-250- 96.15% |
$1.53K - $4.89K
|
10
$35.6
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-341- 8.68% |
$2.08K - $6.67K
|
3.59K
$12.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-353- 0.33% |
$2.16K - $6.9K
|
105K
$375K
|
|
|
Nov 10, 2022
Q3 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-373- 26.82% |
$2.28K - $7.29K
|
1.02K
$3.62K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-500Closed |
$3.06K - $9.78K
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-500- 0.26% |
$3.06K - $9.78K
|
191K
$680K
|
|
|
Nov 14, 2022
Q3 2022
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-530- 0.56% |
$3.24K - $10.4K
|
93.5K
$333K
|
|
|
Nov 14, 2022
Q3 2022
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-621- 3.12% |
$3.79K - $12.1K
|
19.3K
$68.7K
|
|
|
Oct 13, 2022
Q3 2022
|
Sjs Investment Consulting Inc.
Sylvania, OH |
SELL
|
- |
-919- 32.76% |
$5.62K - $18K
|
1.89K
$6.71K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-1.11K- 1.18% |
$6.75K - $21.6K
|
92.6K
$330K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.27K- 16.57% |
$7.78K - $24.9K
|
6.41K
$22.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.37K- 52.11% |
$8.36K - $26.7K
|
1.26K
$4.47K
|
|
|
Oct 21, 2022
Q3 2022
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-1.5K- 3.34% |
$9.19K - $29.4K
|
43.5K
$155K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.7K- 2.12% |
$10.4K - $33.2K
|
78.5K
$280K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.4K- 3.43% |
$14.7K - $47K
|
67.6K
$241K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.46K- 2.79% |
$15K - $48.2K
|
85.9K
$306K
|
|
|
Oct 24, 2022
Q3 2022
|
Kg&L Capital Management,Llc
|
SELL
|
- |
-2.51K- 13.99% |
$15.3K - $49K
|
15.4K
$54.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.59K- 14.95% |
$15.8K - $50.7K
|
14.8K
$52.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Advisors Wealth Management, LLC
|
SELL
|
- |
-3K- 18.18% |
$18.3K - $58.7K
|
13.5K
$48.1K
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-3K- 19.94% |
$18.3K - $58.7K
|
12K
$42.9K
|
|
|
Nov 10, 2022
Q3 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-3K- 5.0% |
$18.3K - $58.7K
|
57K
$203K
|
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-4K- 81.43% |
$24.5K - $78.3K
|
913
$3.25K
|
|
|
Nov 07, 2022
Q3 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-5.1K- 0.28% |
$31.2K - $99.7K
|
1.84M
$6.54M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.49K- 27.71% |
$33.5K - $107K
|
14.3K
$51K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.7K- 4.37% |
$34.8K - $111K
|
125K
$444K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-6.12K- 2.74% |
$37.4K - $120K
|
217K
$772K
|
|
|
Nov 10, 2022
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-6.12K- 22.16% |
$37.4K - $120K
|
21.5K
$76.5K
|
|
|
May 14, 2024
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-6.12K- 22.16% |
$37.4K - $120K
|
21.5K
$76.5K
|
|
|
Oct 21, 2022
Q3 2022
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-6.41K- 26.9% |
$39.2K - $125K
|
17.4K
$62.1K
|
|
|
Nov 02, 2022
Q3 2022
|
Victory Capital Management Inc
|
SELL
|
- |
-8.16K- 20.28% |
$49.8K - $159K
|
32.1K
$114K
|
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-10.5K- 33.79% |
$64K - $205K
|
20.5K
$73.1K
|
|
|
Nov 14, 2022
Q3 2022
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-12K- 98.66% |
$73.3K - $235K
|
163
$580
|
|
|
Apr 19, 2024
Q3 2022
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-12.4KClosed |
$75.9K - $243K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-12.5K- 9.76% |
$76.1K - $244K
|
115K
$410K
|
|
|
Nov 14, 2022
Q3 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-18K- 3.21% |
$110K - $352K
|
543K
$1.93M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-19.3K- 81.83% |
$118K - $377K
|
4.28K
$15.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-21.7K- 27.27% |
$133K - $425K
|
57.9K
$206K
|
|
|
Nov 14, 2022
Q3 2022
|
Garner Asset Management Corp
|
SELL
|
- |
-23.7K- 11.43% |
$145K - $464K
|
184K
$654K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-24.4K- 81.16% |
$149K - $477K
|
5.67K
$20.2K
|