Purchases and Sales Made in Q4 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
364K+ 759.25% |
$2.85M - $3.28M
|
412K
$1.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
358KNew |
$2.81M - $3.23M
|
358K
$1.56M
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
208K+ 8.77% |
$1.63M - $1.87M
|
2.58M
$11.2M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
103K+ 19.9% |
$803K - $923K
|
618K
$2.69M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
99.5K+ 359.79% |
$779K - $895K
|
127K
$554K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
93.2K+ 544.62% |
$730K - $839K
|
110K
$481K
|
|
|
Feb 08, 2022
Q4 2021
|
Granite Shares Advisors LLC
|
BUY
|
- |
82.9KNew |
$649K - $747K
|
82.9K
$362K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
72.6K+ 12.6% |
$569K - $654K
|
649K
$2.83M
|
|
|
Feb 03, 2022
Q4 2021
|
Kbc Group Nv
|
BUY
|
- |
61KNew |
$478K - $549K
|
61K
$266K
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
56.2KNew |
$440K - $506K
|
56.2K
$245K
|
|
|
Feb 14, 2022
Q4 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
55.4KNew |
$434K - $499K
|
55.4K
$242K
|
|
|
Feb 14, 2022
Q4 2021
|
Thrive Wealth Management, LLC
|
BUY
|
- |
51.2KNew |
$401K - $461K
|
51.2K
$223K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
50.5K+ 3.69% |
$396K - $455K
|
1.42M
$6.19M
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
BUY
|
- |
43.6K+ 45.84% |
$341K - $392K
|
139K
$604K
|
|
|
Feb 03, 2022
Q4 2021
|
Wealth Management Solutions, LLC
|
BUY
|
- |
42KNew |
$329K - $378K
|
42K
$183K
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
40.7K+ 1.29% |
$319K - $367K
|
3.19M
$13.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Greytown Advisors Inc.
Miami, FL |
BUY
|
- |
39.6KNew |
$310K - $356K
|
39.6K
$173K
|
|
|
Feb 14, 2022
Q4 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
38K+ 165.22% |
$298K - $342K
|
61K
$266K
|
|
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
38K+ 165.22% |
$298K - $342K
|
61K
$266K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
35.7K+ 186.59% |
$279K - $321K
|
54.8K
$239K
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
31.1K+ 65.45% |
$243K - $279K
|
78.5K
$342K
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
30.7K+ 6.99% |
$240K - $276K
|
469K
$2.05M
|
|
|
Feb 14, 2022
Q4 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
30KNew |
$235K - $270K
|
30K
$131K
|
|
|
Feb 11, 2022
Q4 2021
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
24.2K+ 27.76% |
$189K - $218K
|
111K
$485K
|
|
|
Jun 26, 2023
Q4 2021
|
Strategies Wealth Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
23.3KNew |
$182K - $209K
|
23.3K
$101K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
23.1K+ 237.64% |
$181K - $208K
|
32.8K
$143K
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
21.9KNew |
$172K - $197K
|
21.9K
$95.6K
|
|
|
Feb 11, 2022
Q4 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
21.4KNew |
$167K - $192K
|
21.4K
$93.1K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
21.3K+ 27.66% |
$167K - $192K
|
98.3K
$428K
|
|
|
Feb 14, 2022
Q4 2021
|
Wmg Financial Advisors, LLC
|
BUY
|
- |
21.1KNew |
$165K - $190K
|
21.1K
$92K
|
|
|
Feb 11, 2022
Q4 2021
|
Independent Advisor Alliance
|
BUY
|
- |
20.1K+ 32.69% |
$158K - $181K
|
81.7K
$356K
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
19.9KNew |
$156K - $179K
|
19.9K
$86.8K
|
|
|
Feb 03, 2022
Q4 2021
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
16.2KNew |
$127K - $146K
|
16.2K
$70.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
15.2KNew |
$119K - $137K
|
15.2K
$66.2K
|
|
|
Feb 01, 2022
Q4 2021
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
15.2KNew |
$119K - $137K
|
15.2K
$66.1K
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
BUY
|
- |
14.5KNew |
$114K - $131K
|
14.5K
$63.4K
|
|
|
Nov 17, 2023
Q4 2021
|
National Wealth Management Group, LLC
Cincinnati, OH |
BUY
|
- |
14.5KNew |
$114K - $131K
|
14.5K
$63.2K
|
|
|
Feb 04, 2022
Q4 2021
|
Morling Financial Advisors, LLC
|
BUY
|
- |
13.2KNew |
$104K - $119K
|
13.2K
$57.7K
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
13.1K+ 435200.0% |
$102K - $118K
|
13.1K
$56.9K
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
11.8KNew |
$92.6K - $106K
|
11.8K
$51.5K
|
|
|
Feb 04, 2022
Q4 2021
|
Bank Hapoalim Bm
|
BUY
|
- |
11.7KNew |
$91.6K - $105K
|
11.7K
$51K
|
|
|
Feb 11, 2022
Q4 2021
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
11.7KNew |
$91.3K - $105K
|
11.7K
$50.8K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.5K+ 3.25% |
$90K - $103K
|
365K
$1.59M
|
|
|
Feb 02, 2022
Q4 2021
|
Mitchell Mcleod Pugh & Williams Inc
|
BUY
|
- |
10.6KNew |
$83.2K - $95.7K
|
10.6K
$46.3K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.3KNew |
$80.8K - $92.8K
|
10.3K
$45K
|
|
|
Jan 31, 2022
Q4 2021
|
Carmel Capital Partners, LLC
|
BUY
|
- |
10.1KNew |
$79.1K - $90.9K
|
10.1K
$44K
|
|
|
Jan 05, 2022
Q4 2021
|
Corsicana & Co.
|
BUY
|
- |
10K+ 20.0% |
$78.3K - $90K
|
60K
$262K
|
|
|
Feb 04, 2022
Q4 2021
|
Karp Capital Management Corp
|
BUY
|
- |
10KNew |
$78.3K - $90K
|
10K
$43.6K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
9.77K+ 76.76% |
$76.5K - $87.9K
|
22.5K
$98.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
8.74K+ 55.8% |
$68.4K - $78.7K
|
24.4K
$106K
|