Purchases and Sales Made in Q4 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
8.38K+ 24.44% |
$65.6K - $75.4K
|
42.6K
$186K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
7.69K+ 34.44% |
$60.2K - $69.2K
|
30K
$131K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
7.27K+ 2.97% |
$56.9K - $65.4K
|
252K
$1.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
6.82K+ 4.77% |
$53.4K - $61.4K
|
150K
$653K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
6.35K+ 2.61% |
$49.7K - $57.2K
|
249K
$1.09M
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
BUY
|
- |
6.07K+ 28.83% |
$47.5K - $54.6K
|
27.1K
$118K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.23K+ 5.58% |
$41K - $47.1K
|
99K
$432K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.92K+ 21.52% |
$38.5K - $44.3K
|
27.8K
$121K
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
4.48K+ 2.12% |
$35.1K - $40.3K
|
216K
$941K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
4.4K+ 7.91% |
$34.5K - $39.6K
|
60K
$262K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.99K+ 23.82% |
$31.3K - $35.9K
|
20.8K
$90.5K
|
|
|
Feb 23, 2022
Q4 2021
|
Simplex Trading, LLC
|
BUY
|
- |
3.94KNew |
$30.9K - $35.5K
|
3.94K
$17.2K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
3.76K+ 2.41% |
$29.4K - $33.8K
|
160K
$698K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
3.68KNew |
$28.8K - $33.1K
|
3.68K
$16.1K
|
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
3.63KNew |
$28.4K - $32.6K
|
3.63K
$15.8K
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
BUY
|
- |
3.48K+ 31.79% |
$27.2K - $31.3K
|
14.4K
$62.9K
|
|
|
Jan 18, 2022
Q4 2021
|
Selective Wealth Management, Inc.
|
BUY
|
- |
3KNew |
$23.5K - $27K
|
3K
$13.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
2.96K+ 22.63% |
$23.2K - $26.6K
|
16K
$69.9K
|
|
|
Feb 11, 2022
Q4 2021
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
2.81KNew |
$22K - $25.2K
|
2.81K
$12.2K
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
2.5KNew |
$19.6K - $22.5K
|
2.5K
$10.9K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.24K+ 2.44% |
$17.5K - $20.1K
|
94K
$410K
|
|
|
Jan 21, 2022
Q4 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
2.05K+ 11.15% |
$16K - $18.4K
|
20.4K
$89K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.91K+ 5.06% |
$14.9K - $17.2K
|
39.6K
$173K
|
|
|
Feb 14, 2022
Q4 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
1.5KNew |
$11.7K - $13.5K
|
1.5K
$6.54K
|
|
|
Feb 10, 2022
Q4 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
1.49K+ 12.7% |
$11.6K - $13.4K
|
13.2K
$57.5K
|
|
|
Feb 11, 2022
Q4 2021
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
1.45KNew |
$11.4K - $13.1K
|
1.45K
$6.32K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.34K+ 0.81% |
$10.5K - $12.1K
|
166K
$723K
|
|
|
Aug 30, 2024
Q4 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
1.2K+ 10.62% |
$9.4K - $10.8K
|
12.5K
$54.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
1.08K+ 2.08% |
$8.46K - $9.73K
|
53K
$231K
|
|
|
Jan 21, 2022
Q4 2021
|
Prairie View Partners, LLC
|
BUY
|
- |
1K+ 50.0% |
$7.83K - $9K
|
3K
$13.1K
|
|
|
Jan 24, 2022
Q4 2021
|
Roman Butler Fullerton & CO
|
BUY
|
- |
889+ 1.7% |
$6.96K - $8K
|
53.3K
$232K
|
|
|
Feb 01, 2022
Q4 2021
|
Xml Financial, LLC
|
BUY
|
- |
849+ 0.39% |
$6.65K - $7.64K
|
221K
$965K
|
|
|
Jan 31, 2022
Q4 2021
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
841+ 1.58% |
$6.59K - $7.57K
|
54.1K
$236K
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
812+ 30.39% |
$6.36K - $7.31K
|
3.48K
$15.2K
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
791+ 888.76% |
$6.19K - $7.12K
|
880
$3.84K
|
|
|
Aug 08, 2022
Q4 2021
|
Miller Wealth Advisors, LLC
|
BUY
|
- |
700New |
$5.48K - $6.3K
|
700
$3.05K
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
598+ 1.83% |
$4.68K - $5.38K
|
33.2K
$145K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
550+ 1.92% |
$4.31K - $4.95K
|
29.2K
$127K
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
500New |
$3.92K - $4.5K
|
500
$2.18K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
440+ 1.6% |
$3.45K - $3.96K
|
27.9K
$122K
|
|
|
Feb 08, 2022
Q4 2021
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
409+ 2.07% |
$3.2K - $3.68K
|
20.2K
$88K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
400New |
$3.13K - $3.6K
|
400
$1.74K
|
|
|
Feb 24, 2022
Q4 2021
|
Rise Advisors, LLC
|
BUY
|
- |
399New |
$3.12K - $3.59K
|
399
$1.74K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
352+ 0.22% |
$2.76K - $3.17K
|
160K
$699K
|
|
|
Feb 14, 2022
Q4 2021
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
320New |
$2.51K - $2.88K
|
320
$1.4K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
274+ 2.07% |
$2.15K - $2.47K
|
13.5K
$58.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
200New |
$1.57K - $1.8K
|
200
$872
|
|
|
Feb 04, 2022
Q4 2021
|
Outfitter Financial LLC
|
BUY
|
- |
200New |
$1.57K - $1.8K
|
200
$872
|
|
|
Feb 09, 2022
Q4 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
125+ 1.6% |
$979 - $1.13K
|
7.92K
$34.5K
|
|
|
Jan 19, 2022
Q4 2021
|
Kg&L Capital Management,Llc
|
BUY
|
- |
111+ 0.6% |
$869 - $999
|
18.7K
$81.6K
|