Purchases and Sales Made in Q4 2021 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2021. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2022
Q4 2021
|
Heritage Wealth Advisors
|
BUY
|
- |
100New |
$783 - $900
|
100
$436
|
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
BUY
|
- |
80New |
$626 - $720
|
80
$349
|
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
68+ 2.14% |
$532 - $612
|
3.25K
$14.2K
|
|
|
Jan 28, 2022
Q4 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
54+ 2.11% |
$423 - $486
|
2.61K
$11.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
45+ 2.29% |
$352 - $405
|
2.01K
$8.77K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
39+ 4.44% |
$305 - $351
|
917
$4K
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
38+ 1.99% |
$298 - $342
|
1.95K
$8.49K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
35New |
$274 - $315
|
35
$153
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
29+ 0.22% |
$227 - $261
|
13.1K
$57.2K
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
24+ 0.88% |
$188 - $216
|
2.75K
$12K
|
|
|
Feb 07, 2022
Q4 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
23+ 2.16% |
$180 - $207
|
1.09K
$4.75K
|
|
|
Jan 24, 2022
Q4 2021
|
Ellevest, Inc.
|
BUY
|
- |
20+ 2.13% |
$157 - $180
|
957
$4.17K
|
|
|
Feb 11, 2022
Q4 2021
|
Psi Advisors, LLC
|
BUY
|
- |
16+ 1.27% |
$125 - $144
|
1.28K
$5.56K
|
|
|
Feb 10, 2022
Q4 2021
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
14+ 0.1% |
$110 - $126
|
13.6K
$59.1K
|
|
|
Feb 11, 2022
Q4 2021
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
11+ 220.0% |
$86.1 - $99
|
16
$69.8
|
|
|
Feb 11, 2022
Q4 2021
|
Ford Financial Group, LLC
|
BUY
|
- |
8New |
$62.6 - $72
|
8
$34.9
|
|
|
Jan 19, 2022
Q4 2021
|
Hudock, Inc.
|
BUY
|
- |
5New |
$39.2 - $45
|
5
$21.8
|
|
|
Jan 19, 2022
Q4 2021
|
Peoples Financial Services Corp.
|
BUY
|
- |
2+ 0.99% |
$15.7 - $18
|
205
$894
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
1+ 0.0% |
$7.83 - $9
|
27.8K
$121K
|
|
|
Nov 22, 2024
Q4 2021
|
Erste Asset Management Gmb H
Vienna, C4 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-201- 5.82% |
$1.57K - $1.81K
|
3.25K
$14.2K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-287- 0.95% |
$2.25K - $2.58K
|
29.9K
$130K
|
|
|
Apr 06, 2023
Q4 2021
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-332- 2.83% |
$2.6K - $2.99K
|
11.4K
$49.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-335- 3.02% |
$2.62K - $3.02K
|
10.8K
$46.9K
|
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-370- 50.0% |
$2.9K - $3.33K
|
370
$1.61K
|
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-419- 3.8% |
$3.28K - $3.77K
|
10.6K
$46.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-500Closed |
$3.92K - $4.5K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-532- 2.25% |
$4.17K - $4.79K
|
23.1K
$101K
|
|
|
Jan 21, 2022
Q4 2021
|
Gemmer Asset Management LLC
|
SELL
|
- |
-700- 30.43% |
$5.48K - $6.3K
|
1.6K
$6.98K
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-900Closed |
$7.05K - $8.1K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
SELL
|
- |
-949Closed |
$7.43K - $8.54K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-983- 2.85% |
$7.7K - $8.85K
|
33.5K
$146K
|
|
|
Feb 07, 2022
Q4 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-1.21K- 2.83% |
$9.45K - $10.9K
|
41.4K
$181K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.22K- 3.07% |
$9.51K - $10.9K
|
38.4K
$167K
|
|
|
Feb 11, 2022
Q4 2021
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-1.24KClosed |
$9.7K - $11.2K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.3K- 1.87% |
$10.2K - $11.7K
|
68.1K
$297K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.6K- 2.64% |
$12.5K - $14.4K
|
58.9K
$257K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.74K- 2.42% |
$13.6K - $15.7K
|
70.1K
$306K
|
|
|
Feb 01, 2022
Q4 2021
|
Traynor Capital Management, Inc.
|
SELL
|
- |
-1.86K- 10.42% |
$14.6K - $16.8K
|
16K
$69.9K
|
|
|
Jan 31, 2022
Q4 2021
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-2.5K- 63.05% |
$19.6K - $22.5K
|
1.47K
$6.39K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.22K- 8.9% |
$25.2K - $29K
|
32.9K
$144K
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.38K- 2.97% |
$26.4K - $30.4K
|
110K
$481K
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-3.5KClosed |
$27.4K - $31.5K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-3.6K- 9.82% |
$28.2K - $32.4K
|
33.1K
$144K
|
|
|
Jan 27, 2022
Q4 2021
|
Shufro Rose & CO LLC
|
SELL
|
- |
-3.8K- 27.54% |
$29.8K - $34.2K
|
10K
$43.6K
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-4.81K- 13.42% |
$37.7K - $43.3K
|
31K
$135K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.05K- 8.07% |
$39.5K - $45.4K
|
57.5K
$251K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.3K- 4.57% |
$41.5K - $47.7K
|
111K
$483K
|
|
|
Feb 14, 2022
Q4 2021
|
Mckinley Capital Management LLC
|
SELL
|
- |
-6.19K- 1.1% |
$48.4K - $55.7K
|
557K
$2.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-6.2K- 99.25% |
$48.5K - $55.8K
|
47
$205
|