Purchases and Sales Made in Q4 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2023
Q4 2022
|
Y.D. More Investments LTD
Ramat Gan, L3 |
BUY
|
- |
1.27MNew |
$8.14M - $9.96M
|
1.27M
$5.58M
|
|
|
Feb 09, 2023
Q4 2022
|
Xml Financial, LLC
|
BUY
|
- |
583K+ 165.84% |
$3.72M - $4.56M
|
934K
$4.09M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
374K+ 202.28% |
$2.39M - $2.92M
|
559K
$2.45M
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
BUY
|
- |
192K+ 6.01% |
$1.23M - $1.5M
|
3.38M
$14.8M
|
|
|
Feb 13, 2023
Q4 2022
|
Sona Asset Management (Us) LLC
New York, NY |
BUY
|
- |
160KNew |
$1.02M - $1.25M
|
160K
$701K
|
|
|
Feb 14, 2023
Q4 2022
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
149KNew |
$953K - $1.17M
|
149K
$653K
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
142KNew |
$909K - $1.11M
|
142K
$623K
|
|
|
Feb 13, 2023
Q4 2022
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
138KNew |
$881K - $1.08M
|
138K
$604K
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
110K+ 4.36% |
$701K - $858K
|
2.63M
$11.5M
|
|
|
Feb 09, 2023
Q4 2022
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
91.3K+ 46.49% |
$584K - $714K
|
288K
$1.26M
|
|
|
Feb 14, 2023
Q4 2022
|
Caxton Associates LP
New York, NY |
BUY
|
- |
84.7KNew |
$541K - $662K
|
84.7K
$371K
|
|
|
Feb 14, 2023
Q4 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
81.5K+ 122.42% |
$521K - $637K
|
148K
$648K
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
80.8KNew |
$517K - $632K
|
80.8K
$354K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
78.8K+ 5.23% |
$504K - $616K
|
1.58M
$6.94M
|
|
|
Feb 10, 2023
Q4 2022
|
Sculati Wealth Management, LLC
Bloomfield Hills, MI |
BUY
|
- |
70.5K+ 62.5% |
$450K - $551K
|
183K
$803K
|
|
|
Feb 13, 2023
Q4 2022
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
65KNew |
$415K - $508K
|
65K
$285K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
59.5K+ 9.8% |
$380K - $465K
|
666K
$2.92M
|
|
|
Feb 02, 2023
Q4 2022
|
Lodestar Private Asset Management LLC
Alamo, CA |
BUY
|
- |
50KNew |
$320K - $391K
|
50K
$219K
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
49.3K+ 8.9% |
$315K - $386K
|
603K
$2.64M
|
|
|
Feb 14, 2024
Q4 2022
|
Kbc Group Nv
|
BUY
|
- |
44.3K+ 53.55% |
$283K - $346K
|
127K
$556K
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
44.1K+ 2.1% |
$282K - $345K
|
2.15M
$9.41M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
43.3K+ 65.76% |
$276K - $338K
|
109K
$478K
|
|
|
Jan 26, 2023
Q4 2022
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
42.6KNew |
$272K - $333K
|
42.6K
$186K
|
|
|
Feb 14, 2023
Q4 2022
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
42.4KNew |
$271K - $331K
|
42.4K
$186K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
41.2K+ 35.74% |
$263K - $322K
|
156K
$685K
|
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
BUY
|
- |
38.5K+ 384540.0% |
$246K - $301K
|
38.5K
$168K
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
36.4KNew |
$233K - $285K
|
36.4K
$160K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
36.1K+ 1006.77% |
$231K - $282K
|
39.7K
$174K
|
|
|
Feb 14, 2023
Q4 2022
|
Dudley Capital Management, LLC
Middleburg, VA |
BUY
|
- |
33.3KNew |
$213K - $260K
|
33.3K
$146K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
33K+ 6.11% |
$211K - $258K
|
573K
$2.51M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
29.9K+ 176.64% |
$191K - $234K
|
46.9K
$205K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
29.4K+ 519.3% |
$188K - $230K
|
35.1K
$154K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
29.4K+ 3.7% |
$188K - $230K
|
826K
$3.62M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
29K+ 59.54% |
$186K - $227K
|
77.8K
$341K
|
|
|
Mar 28, 2023
Q4 2022
|
Acrisure Capital Management, LLC
Austin, TX |
BUY
|
- |
29KNew |
$185K - $226K
|
29K
$127K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
25.6K+ 22.84% |
$163K - $200K
|
137K
$602K
|
|
|
Feb 22, 2023
Q4 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
25K+ 38.07% |
$160K - $195K
|
90.6K
$397K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
21.5K+ 67.59% |
$138K - $168K
|
53.4K
$234K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
20.1K+ 21.4% |
$128K - $157K
|
114K
$499K
|
|
|
Jan 30, 2023
Q4 2022
|
Threadgill Financial, LLC
|
BUY
|
- |
19.5KNew |
$125K - $152K
|
19.5K
$85.4K
|
|
|
Feb 08, 2023
Q4 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
19.2K+ 102.16% |
$123K - $150K
|
38.1K
$167K
|
|
|
Feb 14, 2023
Q4 2022
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
17.3KNew |
$110K - $135K
|
17.3K
$75.6K
|
|
|
Feb 02, 2023
Q4 2022
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
17KNew |
$109K - $133K
|
17K
$74.4K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
15.6KNew |
$99.6K - $122K
|
15.6K
$68.3K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
15.5K+ 71.49% |
$99.4K - $122K
|
37.3K
$163K
|
|
|
Jan 26, 2023
Q4 2022
|
Girard Partners Ltd.
|
BUY
|
- |
15.1KNew |
$96.3K - $118K
|
15.1K
$66K
|
|
|
Feb 09, 2023
Q4 2022
|
Mai Capital Management
|
BUY
|
- |
13.1KNew |
$83.7K - $102K
|
13.1K
$57.4K
|
|
|
Feb 15, 2023
Q4 2022
|
Silverlake Wealth Management LLC
Williston, VT |
BUY
|
- |
11.7KNew |
$75K - $91.7K
|
11.7K
$51.4K
|
|
|
Sep 12, 2023
Q4 2022
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
BUY
|
- |
10.4KNew |
$66.6K - $81.5K
|
10.4K
$45.6K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.3KNew |
$65.6K - $80.3K
|
10.3K
$45K
|