Purchases and Sales Made in Q4 2022 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2022. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
BUY
|
- |
1K+ 5.02% |
$6.39K - $7.82K
|
20.9K
$91.6K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
846+ 65.08% |
$5.41K - $6.62K
|
2.15K
$9.4K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
807New |
$5.16K - $6.31K
|
807
$3.53K
|
|
|
Feb 15, 2023
Q4 2022
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
800New |
$5.11K - $6.26K
|
800
$3.5K
|
|
|
Feb 13, 2023
Q4 2022
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
714+ 2.66% |
$4.56K - $5.58K
|
27.6K
$121K
|
|
|
Feb 14, 2023
Q4 2022
|
Headlands Technologies LLC
Chicago, IL |
BUY
|
- |
641New |
$4.1K - $5.01K
|
641
$2.81K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
620New |
$3.96K - $4.85K
|
620
$2.72K
|
|
|
Mar 01, 2023
Q4 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
477+ 2.34% |
$3.05K - $3.73K
|
20.9K
$91.5K
|
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
463+ 2.23% |
$2.96K - $3.62K
|
21.2K
$93K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
400New |
$2.56K - $3.13K
|
400
$1.75K
|
|
|
Feb 14, 2023
Q4 2022
|
Garner Asset Management Corp
|
BUY
|
- |
360+ 0.2% |
$2.3K - $2.82K
|
184K
$806K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
356+ 1.93% |
$2.27K - $2.78K
|
18.8K
$82.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Victory Capital Management Inc
|
BUY
|
- |
289+ 0.91% |
$1.85K - $2.26K
|
32K
$140K
|
|
|
Jan 20, 2023
Q4 2022
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
263+ 1.56% |
$1.68K - $2.06K
|
17.1K
$75.1K
|
|
|
Feb 13, 2023
Q4 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
137New |
$875 - $1.07K
|
137
$600
|
|
|
Nov 17, 2023
Q4 2022
|
National Wealth Management Group, LLC
Cincinnati, OH |
BUY
|
- |
103+ 0.8% |
$658 - $805
|
13K
$56.8K
|
|
|
Feb 16, 2023
Q4 2022
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
100New |
$639 - $782
|
100
$438
|
|
|
Mar 02, 2023
Q4 2022
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
100+ 6.35% |
$639 - $782
|
1.68K
$7.34K
|
|
|
Jan 27, 2023
Q4 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
96+ 1.5% |
$613 - $751
|
6.51K
$28.5K
|
|
|
Jan 25, 2023
Q4 2022
|
Thrive Wealth Management, LLC
|
BUY
|
- |
94+ 0.18% |
$601 - $735
|
51.5K
$226K
|
|
|
Feb 06, 2023
Q4 2022
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
88+ 2.37% |
$562 - $688
|
3.8K
$16.6K
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
74+ 0.16% |
$473 - $579
|
46.5K
$204K
|
|
|
Jan 27, 2023
Q4 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
69+ 5.3% |
$441 - $540
|
1.37K
$6.01K
|
|
|
Jan 11, 2023
Q4 2022
|
Financial Management Professionals, Inc.
|
BUY
|
- |
68+ 2.53% |
$435 - $532
|
2.76K
$12.1K
|
|
|
Feb 13, 2023
Q4 2022
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
61New |
$390 - $477
|
61
$267
|
|
|
Feb 14, 2023
Q4 2022
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
57+ 2.64% |
$364 - $446
|
2.22K
$9.71K
|
|
|
Jan 13, 2023
Q4 2022
|
Hexagon Capital Partners LLC
|
BUY
|
- |
54+ 12.19% |
$345 - $422
|
497
$2.18K
|
|
|
Feb 02, 2023
Q4 2022
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
39+ 2.51% |
$249 - $305
|
1.59K
$6.97K
|
|
|
Jan 26, 2023
Q4 2022
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
34+ 0.13% |
$217 - $266
|
25.5K
$112K
|
|
|
Jan 24, 2023
Q4 2022
|
Lindbrook Capital, LLC
|
BUY
|
- |
31+ 1.17% |
$198 - $242
|
2.68K
$11.7K
|
|
|
Feb 03, 2023
Q4 2022
|
Ellevest, Inc.
|
BUY
|
- |
25+ 2.44% |
$160 - $196
|
1.05K
$4.6K
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
BUY
|
- |
24+ 126.32% |
$153 - $188
|
43
$188
|
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
22+ 2.53% |
$141 - $172
|
892
$3.91K
|
|
|
Jan 30, 2023
Q4 2022
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
20New |
$128 - $156
|
20
$87.6
|
|
|
Feb 14, 2023
Q4 2022
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
18+ 0.13% |
$115 - $141
|
13.9K
$60.8K
|
|
|
Jan 27, 2023
Q4 2022
|
Pfg Advisors
|
BUY
|
- |
12+ 0.08% |
$76.7 - $93.8
|
14.6K
$64K
|
|
|
Feb 08, 2023
Q4 2022
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
10+ 0.08% |
$63.9 - $78.2
|
13.1K
$57.3K
|
|
|
Feb 14, 2023
Q4 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
9+ 0.09% |
$57.5 - $70.4
|
10.5K
$46.1K
|
|
|
Jan 06, 2023
Q4 2022
|
Rise Advisors, LLC
|
BUY
|
- |
8+ 2.49% |
$51.1 - $62.6
|
329
$1.44K
|
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
3+ 0.33% |
$19.2 - $23.5
|
903
$3.96K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5- 0.4% |
$32 - $39.1
|
1.25K
$5.48K
|
|
|
Feb 15, 2023
Q4 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-5- 41.67% |
$32 - $39.1
|
7
$30.7
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-72- 0.03% |
$460 - $563
|
257K
$1.12M
|
|
|
Feb 07, 2023
Q4 2022
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-100- 0.13% |
$639 - $782
|
76.4K
$334K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-149- 1.22% |
$952 - $1.17K
|
12K
$52.7K
|
|
|
May 23, 2023
Q4 2022
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-230- 0.34% |
$1.47K - $1.8K
|
68.1K
$298K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-251- 1.7% |
$1.6K - $1.96K
|
14.5K
$63.5K
|
|
|
Feb 09, 2023
Q4 2022
|
Victory Capital Management Inc
|
SELL
|
- |
-304- 0.95% |
$1.94K - $2.38K
|
31.8K
$139K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-473- 0.24% |
$3.02K - $3.7K
|
195K
$852K
|