Purchases and Sales Made in Q4 2024 in Prospect Capital Corp (PSEC)
This table provides information about the institutional ownership of Prospect Capital Corp (PSEC) during Q4 2024. The information is specifically focused on institutions that hold shares of PROSPECT CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
456+ 14.46% |
$1.9K - $2.44K
|
3.61K
$16K
|
|
|
Feb 14, 2025
Q4 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
397+ 3.75% |
$1.65K - $2.12K
|
11K
$48.8K
|
|
|
Jan 14, 2025
Q4 2024
|
Decker Retirement Planning Inc.
Levi, UT |
BUY
|
- |
350New |
$1.46K - $1.87K
|
350
$1.55K
|
|
|
Feb 14, 2025
Q4 2024
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
267+ 1.81% |
$1.11K - $1.43K
|
15K
$66.6K
|
|
|
Feb 10, 2025
Q4 2024
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
264New |
$1.1K - $1.41K
|
264
$1.17K
|
|
|
Jan 14, 2025
Q4 2024
|
West Financial Advisors, LLC
|
BUY
|
- |
256New |
$1.06K - $1.37K
|
256
$1.14K
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
157+ 20.93% |
$653 - $838
|
907
$4.03K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
150+ 22.62% |
$624 - $801
|
813
$3.61K
|
|
|
Jan 29, 2025
Q4 2024
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
140+ 3.51% |
$582 - $748
|
4.13K
$18.3K
|
|
|
Feb 10, 2025
Q4 2024
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
97+ 1.64% |
$404 - $518
|
6.01K
$26.7K
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
92+ 0.24% |
$383 - $491
|
39.2K
$174K
|
|
|
Jan 23, 2025
Q4 2024
|
Cypress Capital Management LLC (Wy)
|
BUY
|
- |
69+ 3.52% |
$287 - $368
|
2.03K
$9.01K
|
|
|
Feb 14, 2025
Q4 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
63+ 3.51% |
$262 - $336
|
1.86K
$8.24K
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
53+ 0.08% |
$220 - $283
|
68.5K
$304K
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
52+ 0.29% |
$216 - $278
|
17.7K
$78.5K
|
|
|
Feb 13, 2025
Q4 2024
|
Natixis
Paris, I0 |
BUY
|
- |
35+ 4.63% |
$146 - $187
|
791
$3.51K
|
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
25New |
$104 - $134
|
25
$111
|
|
|
Feb 07, 2025
Q4 2024
|
Larson Financial Group LLC
|
BUY
|
- |
19+ 2.97% |
$79 - $101
|
659
$2.93K
|
|
|
Jan 22, 2025
Q4 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
19+ 0.58% |
$79 - $101
|
3.32K
$14.7K
|
|
|
Feb 11, 2025
Q4 2024
|
Millstone Evans Group, LLC
Boulder, CO |
BUY
|
- |
13New |
$54.1 - $69.4
|
13
$57.7
|
|
|
Feb 14, 2025
Q4 2024
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
BUY
|
- |
4New |
$16.6 - $21.4
|
4
$17.8
|
|
|
Feb 12, 2025
Q4 2024
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
1+ 6.67% |
$4.16 - $5.34
|
16
$71
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2025
Q4 2024
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-182- 64.77% |
$757 - $972
|
99
$440
|
|
|
Feb 12, 2025
Q4 2024
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-197- 11.61% |
$820 - $1.05K
|
1.5K
$6.66K
|
|
|
Feb 10, 2025
Q4 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-227- 2.27% |
$944 - $1.21K
|
9.77K
$43.4K
|
|
|
Feb 12, 2025
Q4 2024
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-345- 1.59% |
$1.44K - $1.84K
|
21.4K
$95K
|
|
|
Feb 11, 2025
Q4 2024
|
Dudley Capital Management, LLC
Middleburg, VA |
SELL
|
- |
-600- 2.11% |
$2.5K - $3.2K
|
27.9K
$124K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-615- 91.11% |
$2.56K - $3.28K
|
60
$266
|
|
|
Jan 15, 2025
Q4 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-751- 5.06% |
$3.12K - $4.01K
|
14.1K
$62.5K
|
|
|
Jan 30, 2025
Q4 2024
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-752- 2.57% |
$3.13K - $4.02K
|
28.5K
$127K
|
|
|
Feb 12, 2025
Q4 2024
|
Smh Capital Advisors Inc
|
SELL
|
- |
-953- 0.65% |
$3.96K - $5.09K
|
145K
$642K
|
|
|
Jan 28, 2025
Q4 2024
|
Stephens Inc
|
SELL
|
- |
-1K- 4.6% |
$4.16K - $5.34K
|
20.7K
$92K
|
|
|
Feb 07, 2025
Q4 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.09K- 2.47% |
$4.51K - $5.79K
|
42.8K
$190K
|
|
|
Feb 03, 2025
Q4 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.34K- 1.91% |
$5.59K - $7.18K
|
69.2K
$307K
|
|
|
Feb 13, 2025
Q4 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.48K- 5.99% |
$6.17K - $7.92K
|
23.3K
$103K
|
|
|
Jan 17, 2025
Q4 2024
|
West Branch Capital LLC
|
SELL
|
- |
-1.52K- 75.22% |
$6.31K - $8.11K
|
500
$2.22K
|
|
|
Feb 14, 2025
Q4 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.6K- 11.21% |
$6.64K - $8.53K
|
12.7K
$56.2K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-2K- 92.97% |
$8.31K - $10.7K
|
151
$670
|
|
|
Jan 30, 2025
Q4 2024
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-2.27K- 8.91% |
$9.42K - $12.1K
|
23.2K
$103K
|
|
|
Feb 12, 2025
Q4 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.43K- 6.43% |
$10.1K - $13K
|
35.3K
$157K
|
|
|
Jan 30, 2025
Q4 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-2.46K- 73.96% |
$10.2K - $13.1K
|
865
$3.84K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.49K- 19.75% |
$10.4K - $13.3K
|
10.1K
$44.9K
|
|
|
Jan 28, 2025
Q4 2024
|
Barrett & Company, Inc.
Providence, RI |
SELL
|
- |
-2.54K- 5.01% |
$10.6K - $13.6K
|
48.2K
$214K
|
|
|
Feb 06, 2025
Q4 2024
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2.66K- 97.58% |
$11K - $14.2K
|
66
$293
|
|
|
Feb 07, 2025
Q4 2024
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-3.73K- 90.21% |
$15.5K - $19.9K
|
405
$1.8K
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.92K- 5.24% |
$16.3K - $20.9K
|
70.8K
$315K
|
|
|
Feb 18, 2025
Q4 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-4.09K- 14.03% |
$17K - $21.9K
|
25.1K
$111K
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.24K- 25.01% |
$17.6K - $22.7K
|
12.7K
$56.5K
|
|
|
Jan 29, 2025
Q4 2024
|
Carnegie Lake Advisors LLC
Princeton, NJ |
SELL
|
- |
-5K- 21.63% |
$20.8K - $26.7K
|
18.1K
$80.4K
|