Latest Institutional Transactions on Pimco Corporate & Income Opportunity Fund (PTY)
This table provides information on the latest institutional transactions involving Pimco Corporate & Income Opportunity Fund (PTY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.38KClosed |
$22.1K - $24.8K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Mps Loria Financial Planners, LLC
|
SELL
|
- |
-4.16KClosed |
$66.8K - $74.9K
|
0
$0
|
|
|
Jan 12, 2021
Q4 2020
|
Belmont Capital, LLC
|
SELL
|
- |
-707Closed |
$11.4K - $12.7K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-80KClosed |
$1.22M - $1.31M
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
First Manhattan CO
New York, NY |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-3.9KClosed |
$59.7K - $64.1K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-62KClosed |
$949K - $1.02M
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-2.56KClosed |
$39.1K - $42K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 01, 2020
Q3 2020
|
Modus Advisors, LLC
|
SELL
|
- |
-3.6KClosed |
$55K - $59.1K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.08K- 11.13% |
$13.1K - $17.7K
|
8.66K
$128K
|
|
|
Aug 17, 2020
Q2 2020
|
Hwg Holdings LP
Houston, TX |
SELL
|
- |
-22.4KClosed |
$271K - $367K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
87.2KNew |
$1.05M - $1.43M
|
87.2K
$1.29M
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-240Closed |
$2.9K - $3.93K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-1.1KClosed |
$13.3K - $18K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Horan Securities, Inc.
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-5.95KClosed |
$71.8K - $97.3K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Darwin Advisors, LLC
|
SELL
|
- |
-1KClosed |
$12.1K - $16.4K
|
0
$0
|
|
|
Jul 27, 2020
Q2 2020
|
Regions Financial Corp
|
SELL
|
- |
-15.5KClosed |
$188K - $254K
|
0
$0
|
|
|
Jul 21, 2020
Q2 2020
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-1.56KClosed |
$18.9K - $25.6K
|
0
$0
|
|
|
Jul 15, 2020
Q2 2020
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-2.5KClosed |
$30.2K - $40.9K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-500Closed |
$6.04K - $8.18K
|
0
$0
|
|
|
Jul 09, 2020
Q2 2020
|
Nadler Financial Group, Inc.
|
SELL
|
- |
-30KClosed |
$362K - $491K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 11, 2020
Q1 2020
|
Mirador Capital Partners LP
|
SELL
|
- |
-36.5KClosed |
$381K - $718K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-699Closed |
$7.3K - $13.8K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.25KClosed |
$13K - $24.5K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 10, 2020
Q4 2019
|
Granite Investment Partners, LLC
|
SELL
|
- |
-10.4KClosed |
$188K - $197K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-3.2KClosed |
$57.9K - $60.8K
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
6.11KNew |
$111K - $116K
|
6.11K
$90.5K
|
|
| Q3 2019 | |||||||
|
Nov 21, 2019
Q3 2019
|
Mascoma Wealth Management LLC
|
SELL
|
- |
-5.44KClosed |
$92.5K - $102K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-23.9KClosed |
$407K - $447K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-22.1KClosed |
$375K - $413K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Gould Asset Management LLC
Claremont, CA |
SELL
|
- |
-23.2KClosed |
$395K - $435K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-1.03KClosed |
$17.5K - $19.3K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-1.32KClosed |
$22.4K - $24.6K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-11.8KClosed |
$201K - $221K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Ota Financial Group L.P.
|
SELL
|
- |
-14.9KClosed |
$254K - $280K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-12.9KClosed |
$220K - $242K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jan 29, 2020
Q2 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-12.9KClosed |
$223K - $243K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-7.26KClosed |
$126K - $137K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-500Closed |
$8.66K - $9.46K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
55.7KNew |
$965K - $1.05M
|
55.7K
$825K
|
|
|
Jul 29, 2019
Q2 2019
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-2.4KClosed |
$41.6K - $45.4K
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-4.43KClosed |
$76.8K - $83.8K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-900Closed |
$15.6K - $17K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-770Closed |
$13.3K - $14.6K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-213KClosed |
$3.33M - $3.73M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-40.2KClosed |
$628K - $704K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-2.33KClosed |
$36.4K - $40.8K
|
0
$0
|
|