Latest Institutional Transactions on Pimco Corporate & Income Opportunity Fund (PTY)
This table provides information on the latest institutional transactions involving Pimco Corporate & Income Opportunity Fund (PTY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2019
Q1 2019
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-12.2KClosed |
$190K - $213K
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Essex Savings Bank
|
SELL
|
- |
-401Closed |
$6.26K - $7.01K
|
0
$0
|
|
|
Apr 11, 2019
Q1 2019
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-20.6KClosed |
$321K - $360K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Executive Wealth Management, LLC
|
BUY
|
- |
200New |
$2.78K - $3.6K
|
200
$2.96K
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-1.79KClosed |
$24.8K - $32.1K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-12KClosed |
$167K - $216K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-11.2KClosed |
$156K - $202K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-950Closed |
$13.2K - $17.1K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-19.6KClosed |
$273K - $352K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-523Closed |
$7.28K - $9.4K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Ccm Investment Advisers LLC
|
SELL
|
- |
-10.5KClosed |
$146K - $189K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
BUY
|
- |
13.8KNew |
$192K - $247K
|
13.8K
$204K
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-2KClosed |
$27.8K - $36K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-24.7KClosed |
$430K - $450K
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-3Closed |
$52.2 - $54.7
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-750Closed |
$13K - $13.7K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
18.2KNew |
$316K - $331K
|
18.2K
$269K
|
|
|
Nov 14, 2018
Q3 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-18.4KClosed |
$320K - $335K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-44KClosed |
$766K - $802K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-9.78KClosed |
$170K - $178K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-1KClosed |
$16.8K - $18.9K
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Kovack Advisors, Inc.
|
SELL
|
- |
-13.5KClosed |
$227K - $256K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-10.1KClosed |
$162K - $171K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
72.2KNew |
$1.15M - $1.22M
|
72.2K
$1.07M
|
|
|
May 03, 2018
Q1 2018
|
Jacobi Capital Management LLC
|
SELL
|
- |
-782Closed |
$12.5K - $13.2K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-925Closed |
$14.8K - $15.7K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-5.58KClosed |
$89K - $94.3K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 09, 2017
Q3 2017
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
BUY
|
- |
70New |
$1.14K - $1.2K
|
70
$1.04K
|
|
| Q2 2017 | |||||||
|
Aug 14, 2017
Q2 2017
|
Rocky Mountain Advisers, LLC
|
BUY
|
- |
20KNew |
N/A
|
20K
$296K
|
|