Purchases and Sales Made in Q3 2023 in Pimco Corporate & Income Opportunity Fund (PTY)
This table provides information about the institutional ownership of Pimco Corporate & Income Opportunity Fund (PTY) during Q3 2023. The information is specifically focused on institutions that hold shares of PIMCO CORPORATE & INCOME OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 20, 2024
Q3 2023
|
Strategic Wealth Partners, Ltd.
Independence, OH |
BUY
|
- |
208+ 0.11% |
$2.71K - $3.08K
|
194K
$2.79M
|
|
|
Nov 01, 2023
Q3 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
205+ 0.46% |
$2.67K - $3.04K
|
44.8K
$643K
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
BUY
|
- |
198+ 0.92% |
$2.58K - $2.94K
|
21.7K
$312K
|
|
|
Oct 31, 2023
Q3 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
BUY
|
- |
145+ 0.37% |
$1.89K - $2.15K
|
39.1K
$561K
|
|
|
Oct 13, 2023
Q3 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
142New |
$1.85K - $2.11K
|
142
$2.04K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
118+ 1.09% |
$1.54K - $1.75K
|
11K
$158K
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
75+ 0.58% |
$977 - $1.11K
|
13.1K
$188K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
60+ 0.29% |
$782 - $890
|
20.8K
$299K
|
|
|
Nov 14, 2023
Q3 2023
|
Coston, Mc Isaac & Partners
Bar Harbor, ME |
BUY
|
- |
39+ 33.62% |
$508 - $578
|
155
$2.22K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
33+ 0.08% |
$430 - $489
|
42K
$603K
|
|
|
Oct 19, 2023
Q3 2023
|
Tfg Advisers LLC
|
BUY
|
- |
24+ 0.19% |
$313 - $356
|
12.6K
$181K
|
|
|
Oct 30, 2023
Q3 2023
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
21New |
$274 - $311
|
21
$301
|
|
|
Oct 27, 2023
Q3 2023
|
Princeton Global Asset Management LLC
|
BUY
|
- |
18+ 1.2% |
$235 - $267
|
1.52K
$21.8K
|
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
16+ 0.23% |
$208 - $237
|
6.84K
$98.2K
|
|
|
Oct 10, 2023
Q3 2023
|
C2 C Wealth Management, LLC
|
BUY
|
- |
13+ 0.02% |
$169 - $193
|
76.7K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-371- 0.97% |
$4.83K - $5.5K
|
37.8K
$543K
|
|
|
Nov 08, 2023
Q3 2023
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-462- 0.55% |
$6.02K - $6.85K
|
83.4K
$1.2M
|
|
|
Oct 31, 2023
Q3 2023
|
Covenant Asset Management, LLC
|
SELL
|
- |
-500- 1.53% |
$6.52K - $7.42K
|
32.3K
$463K
|
|
|
Oct 26, 2023
Q3 2023
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-505- 2.92% |
$6.58K - $7.49K
|
16.8K
$241K
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-546- 1.03% |
$7.11K - $8.1K
|
52.2K
$749K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-826- 1.77% |
$10.8K - $12.2K
|
45.9K
$659K
|
|
|
Nov 14, 2023
Q3 2023
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-957- 3.16% |
$12.5K - $14.2K
|
29.3K
$420K
|
|
|
Oct 27, 2023
Q3 2023
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-1.1K- 6.54% |
$14.3K - $16.3K
|
15.7K
$226K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-1.6K- 31.62% |
$20.8K - $23.7K
|
3.46K
$49.7K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-1.82K- 18.52% |
$23.7K - $27K
|
8.01K
$115K
|
|
|
Nov 09, 2023
Q3 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-2K- 10.8% |
$26.1K - $29.7K
|
16.5K
$237K
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-2.31K- 13.32% |
$30K - $34.2K
|
15K
$215K
|
|
|
Nov 13, 2023
Q3 2023
|
Gsb Wealth Management, LLC
|
SELL
|
- |
-2.42K- 11.0% |
$31.5K - $35.8K
|
19.6K
$281K
|
|
|
Nov 14, 2024
Q3 2023
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-2.74K- 2.26% |
$35.7K - $40.6K
|
118K
$1.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.8K- 2.0% |
$36.5K - $41.5K
|
137K
$1.97M
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-3.31K- 10.73% |
$43.1K - $49K
|
27.5K
$395K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.38K- 0.98% |
$44K - $50.1K
|
343K
$4.92M
|
|
|
Nov 15, 2023
Q3 2023
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-4.02K- 0.48% |
$52.3K - $59.5K
|
831K
$11.9M
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-4.07K- 1.18% |
$53K - $60.3K
|
340K
$4.88M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-4.09K- 99.34% |
$53.3K - $60.7K
|
27
$387
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-4.27K- 49.63% |
$55.7K - $63.3K
|
4.33K
$62.2K
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-4.37K- 1.55% |
$56.9K - $64.7K
|
278K
$3.99M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-4.38K- 19.06% |
$57.1K - $65K
|
18.6K
$267K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.46K- 6.95% |
$58.1K - $66.1K
|
59.7K
$857K
|
|
|
Nov 14, 2023
Q3 2023
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-4.84K- 1.97% |
$63.1K - $71.8K
|
241K
$3.46M
|
|
|
Nov 02, 2023
Q3 2023
|
M&T Bank Corp
|
SELL
|
- |
-5K- 5.38% |
$65.2K - $74.2K
|
88K
$1.26M
|
|
|
Nov 13, 2023
Q3 2023
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-6.07K- 21.86% |
$79.1K - $90K
|
21.7K
$311K
|
|
|
Nov 13, 2023
Q3 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-7K- 15.46% |
$91.2K - $104K
|
38.3K
$549K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-7K- 90.91% |
$91.2K - $104K
|
700
$10K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.68K- 4.08% |
$100K - $114K
|
181K
$2.59M
|
|
|
Oct 31, 2023
Q3 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-8.59K- 20.28% |
$112K - $127K
|
33.8K
$485K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-9.76K- 7.17% |
$127K - $145K
|
126K
$1.81M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-10.9K- 11.51% |
$141K - $161K
|
83.5K
$1.2M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-16.4K- 98.15% |
$214K - $244K
|
310
$4.45K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-16.8K- 41.5% |
$218K - $248K
|
23.6K
$339K
|