Purchases and Sales Made in Q3 2021 in First Trust Nasdaq Aba Communi (QABA)
This table provides information about the institutional ownership of First Trust Nasdaq Aba Communi (QABA) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ ABA COMMUNI.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
266KNew |
$13.7M - $15.1M
|
266K
$14.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
21.2KNew |
$1.09M - $1.2M
|
21.2K
$1.14M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14.8K+ 15.67% |
$762K - $843K
|
110K
$5.9M
|
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
13.7KNew |
$701K - $776K
|
13.7K
$735K
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
BUY
|
- |
4.95K+ 8.18% |
$254K - $282K
|
65.5K
$3.53M
|
|
|
Nov 12, 2021
Q3 2021
|
Cutler Capital Management, LLC
Worcester, MA |
BUY
|
- |
3.91KNew |
$201K - $222K
|
3.91K
$210K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.88K+ 25.34% |
$96.6K - $107K
|
9.31K
$501K
|
|
|
Nov 12, 2021
Q3 2021
|
Keeley Teton Advisors, LLC
Chicago, IL |
BUY
|
- |
1.84K+ 5.83% |
$94.2K - $104K
|
33.3K
$1.79M
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
1.66K+ 32.53% |
$85.2K - $94.3K
|
6.76K
$364K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
931+ 61.21% |
$47.8K - $52.9K
|
2.45K
$132K
|
|
|
Nov 15, 2021
Q3 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
801+ 8.72% |
$41.1K - $45.5K
|
9.98K
$537K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
727+ 4.08% |
$37.3K - $41.3K
|
18.5K
$998K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
288+ 5.2% |
$14.8K - $16.4K
|
5.83K
$314K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
270New |
$13.9K - $15.3K
|
270
$14.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7+ 0.46% |
$359 - $398
|
1.52K
$81.7K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 0.58% |
$103 - $114
|
349
$18.8K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
1+ 0.14% |
$51.3 - $56.8
|
697
$37.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-52Closed |
$2.67K - $2.96K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-67- 1.84% |
$3.44K - $3.81K
|
3.58K
$193K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-70Closed |
$3.59K - $3.98K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-115Closed |
$5.9K - $6.54K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-131- 2.32% |
$6.73K - $7.44K
|
5.51K
$296K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-186- 0.72% |
$9.55K - $10.6K
|
25.5K
$1.37M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-189Closed |
$9.7K - $10.7K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-199- 42.98% |
$10.2K - $11.3K
|
264
$14.2K
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-217- 3.69% |
$11.1K - $12.3K
|
5.66K
$305K
|
|
|
Nov 15, 2021
Q3 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
SELL
|
- |
-408- 20.52% |
$20.9K - $23.2K
|
1.58K
$85.1K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.19K- 80.61% |
$60.8K - $67.3K
|
285
$15.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.73K- 7.46% |
$140K - $155K
|
33.9K
$1.82M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.11K- 18.99% |
$262K - $290K
|
21.8K
$1.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-5.12K- 3.44% |
$263K - $291K
|
144K
$7.74M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-6.35KClosed |
$326K - $361K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-7.46KClosed |
$383K - $424K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-9.21K- 34.89% |
$473K - $523K
|
17.2K
$925K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-9.63K- 64.1% |
$495K - $547K
|
5.39K
$290K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-10.4KClosed |
$536K - $593K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-10.7KClosed |
$550K - $609K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-13.2KClosed |
$675K - $748K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-14.7K- 31.93% |
$754K - $834K
|
31.3K
$1.68M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-15.3K- 40.76% |
$785K - $869K
|
22.2K
$1.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-19.6K- 32.76% |
$1M - $1.11M
|
40.2K
$2.16M
|
|
|
Nov 02, 2021
Q3 2021
|
Precision Wealth Strategies, LLC
|
SELL
|
- |
-31.4KClosed |
$1.61M - $1.78M
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-37.9K- 46.16% |
$1.94M - $2.15M
|
44.2K
$2.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-40.8KClosed |
$2.1M - $2.32M
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-45.7K- 66.75% |
$2.35M - $2.6M
|
22.8K
$1.23M
|