Purchases and Sales Made in Q2 2023 in Northern Lts Fd Tr Iii Hcm Def (QQH)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iii Hcm Def (QQH) during Q2 2023. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR III HCM DEF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
140K+ 38.07% |
$5.32M - $6.64M
|
509K
$32.9M
|
|
|
Aug 14, 2023
Q2 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
34.2K+ 16.68% |
$1.29M - $1.61M
|
239K
$15.4M
|
|
|
Aug 15, 2023
Q2 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
27.8KNew |
$1.05M - $1.31M
|
27.8K
$1.79M
|
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
11.5KNew |
$437K - $545K
|
11.5K
$746K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
9.41KNew |
$357K - $445K
|
9.41K
$608K
|
|
|
Aug 09, 2023
Q2 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
9KNew |
$341K - $425K
|
9K
$581K
|
|
|
Jul 27, 2023
Q2 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
5.97K+ 7.3% |
$226K - $282K
|
87.7K
$5.66M
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
BUY
|
- |
4.35KNew |
$165K - $206K
|
4.35K
$281K
|
|
|
Jul 11, 2023
Q2 2023
|
Brookstone Capital Management
|
BUY
|
- |
1.92K+ 0.94% |
$72.8K - $90.7K
|
207K
$13.4M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
989+ 5.2% |
$37.5K - $46.7K
|
20K
$1.29M
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
807+ 13.16% |
$30.6K - $38.1K
|
6.94K
$448K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
399+ 1.1% |
$15.1K - $18.8K
|
36.5K
$2.36M
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 13, 2023
Q2 2023
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
SELL
|
- |
-38- 0.26% |
$1.44K - $1.8K
|
14.7K
$951K
|
|
|
Aug 03, 2023
Q2 2023
|
Delta Investment Management, LLC
|
SELL
|
- |
-41- 0.1% |
$1.55K - $1.94K
|
41.8K
$2.7M
|
|
|
Jul 18, 2023
Q2 2023
|
Fiduciary Alliance LLC
Greenville, SC |
SELL
|
- |
-48- 0.3% |
$1.82K - $2.27K
|
15.8K
$1.02M
|
|
|
Jul 21, 2023
Q2 2023
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-530- 0.87% |
$20.1K - $25K
|
60.4K
$3.9M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.19K- 4.83% |
$45.2K - $56.4K
|
23.5K
$1.52M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.19K- 69.72% |
$82.9K - $103K
|
950
$61.4K
|
|
|
Aug 14, 2023
Q2 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-2.43K- 17.66% |
$91.9K - $115K
|
11.3K
$731K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-4.23K- 9.77% |
$160K - $200K
|
39.1K
$2.53M
|
|
|
Jul 31, 2023
Q2 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-4.9K- 18.29% |
$186K - $232K
|
21.9K
$1.41M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.2K- 6.82% |
$197K - $246K
|
71.1K
$4.59M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-8.01K- 9.18% |
$304K - $378K
|
79.3K
$5.12M
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-8.18K- 3.56% |
$310K - $387K
|
221K
$14.3M
|
|
|
Jul 19, 2023
Q2 2023
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-8.76K- 47.37% |
$332K - $414K
|
9.74K
$629K
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-14K- 57.73% |
$529K - $660K
|
10.2K
$661K
|
|
|
Aug 02, 2023
Q2 2023
|
Howard Capital Management Inc.
|
SELL
|
- |
-48.6K- 1.3% |
$1.84M - $2.3M
|
3.7M
$239M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-62.6K- 65.54% |
$2.37M - $2.96M
|
32.9K
$2.12M
|