Purchases and Sales Made in Q4 2022 in Northern Lts Fd Tr Iii Hcm Def (QQH)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iii Hcm Def (QQH) during Q4 2022. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR III HCM DEF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
30K+ 51.09% |
$1.01M - $1.1M
|
88.8K
$5.73M
|
|
|
Mar 01, 2023
Q4 2022
|
Panoramic Investment Advisors, LLC
Denver, CO |
BUY
|
- |
29.9KNew |
$1.01M - $1.1M
|
29.9K
$1.93M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
23.3K+ 82.4% |
$786K - $854K
|
51.6K
$3.33M
|
|
|
Feb 08, 2023
Q4 2022
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
20K+ 11.32% |
$673K - $731K
|
196K
$12.7M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
17.8K+ 9.16% |
$600K - $652K
|
212K
$13.7M
|
|
|
Jan 19, 2023
Q4 2022
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
15.7KNew |
$529K - $574K
|
15.7K
$1.01M
|
|
|
Apr 20, 2023
Q4 2022
|
Lifestyle Asset Management, Inc.
Friendswood, TX |
BUY
|
- |
14.4KNew |
$485K - $527K
|
14.4K
$928K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14K+ 136.58% |
$471K - $512K
|
24.2K
$1.56M
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
10.9K+ 81.76% |
$367K - $399K
|
24.2K
$1.56M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.23K+ 1.07% |
$143K - $155K
|
401K
$25.9M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
2.79K+ 118.06% |
$94.2K - $102K
|
5.16K
$333K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.46K+ 10.09% |
$83.1K - $90.3K
|
26.9K
$1.74M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.19K+ 2.96% |
$73.9K - $80.2K
|
76.2K
$4.92M
|
|
|
Jan 23, 2023
Q4 2022
|
Cpr Investments Inc.
Rochester, MI |
BUY
|
- |
1.06K+ 1.46% |
$35.6K - $38.7K
|
73.4K
$4.74M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
599+ 8.14% |
$20.2K - $22K
|
7.96K
$514K
|
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
586+ 0.64% |
$19.8K - $21.5K
|
91.4K
$5.91M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
143New |
$4.82K - $5.24K
|
143
$9.24K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
100New |
$3.37K - $3.67K
|
100
$6.46K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 19, 2023
Q4 2022
|
Delta Investment Management, LLC
|
SELL
|
- |
-17- 0.04% |
$574 - $623
|
43.9K
$2.84M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-60- 0.34% |
$2.02K - $2.2K
|
17.4K
$1.12M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-84- 0.08% |
$2.83K - $3.08K
|
101K
$6.54M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-160- 1.09% |
$5.4K - $5.87K
|
14.5K
$938K
|
|
|
Jan 09, 2023
Q4 2022
|
Brookstone Capital Management
|
SELL
|
- |
-201- 1.01% |
$6.78K - $7.37K
|
19.7K
$1.27M
|
|
|
Jan 12, 2023
Q4 2022
|
Worth Asset Management, LLC
|
SELL
|
- |
-1.22K- 98.78% |
$41K - $44.5K
|
15
$969
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-4.63K- 36.5% |
$156K - $170K
|
8.05K
$520K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-7.58K- 48.0% |
$256K - $278K
|
8.21K
$530K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-16.5K- 26.38% |
$557K - $605K
|
46.1K
$2.98M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-33.4K- 43.39% |
$1.13M - $1.22M
|
43.6K
$2.82M
|
|
|
Jan 27, 2023
Q4 2022
|
Howard Capital Management Inc.
|
SELL
|
- |
-127K- 3.35% |
$4.29M - $4.66M
|
3.67M
$237M
|