Latest Institutional Transactions on Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information on the latest institutional transactions involving Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2020
Q4 2019
|
Lincoln National Corp
|
SELL
|
- |
-10.6KClosed |
$231K - $254K
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-210Closed |
$4.59K - $5.07K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Vicus Capital
State College, PA |
SELL
|
- |
-27.9KClosed |
$609K - $673K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-4.27KClosed |
$93.3K - $103K
|
0
$0
|
|
|
Jan 17, 2020
Q4 2019
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-500- 41.6% |
$10.9K - $12.1K
|
702
$18.9K
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-272Closed |
$5.88K - $6.24K
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-500Closed |
$10.8K - $11.5K
|
0
$0
|
|
|
Oct 04, 2019
Q3 2019
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-4.7K- 33.06% |
$102K - $108K
|
9.52K
$256K
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-500Closed |
$10.4K - $11.7K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-485Closed |
$10.1K - $11.3K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Aug 16, 2019
Q1 2019
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-500Closed |
$9.97K - $11.3K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-300Closed |
$5.98K - $6.78K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-126KClosed |
$2.33M - $3.08M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-55Closed |
$1.02K - $1.35K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-702Closed |
$13K - $17.2K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-1KClosed |
$18.5K - $24.5K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Jan 16, 2019
Q3 2018
|
Pathway Financial Advisors LLC
|
SELL
|
- |
-2.5KClosed |
$59.4K - $65.9K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
219KNew |
$5.2M - $5.76M
|
219K
$5.88M
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.5KClosed |
$35.6K - $39.5K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.26KClosed |
$29.9K - $33.2K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-15.2KClosed |
$367K - $425K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-2.5KClosed |
$60.3K - $70K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-2.5KClosed |
$55.1K - $66.9K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Kovack Advisors, Inc.
|
SELL
|
- |
-8.32KClosed |
$183K - $223K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Nine Masts Capital LTD
|
BUY
|
PUT |
15.8KNew |
$348K - $423K
|
15.8K
$424K
|
|
|
Apr 18, 2018
Q1 2018
|
Regions Financial Corp
|
SELL
|
- |
-855Closed |
$18.8K - $22.9K
|
0
$0
|
|
|
Apr 12, 2018
Q1 2018
|
Integrated Investment Consultants, LLC
|
BUY
|
- |
5.41KNew |
$119K - $145K
|
5.41K
$145K
|
|
| Q4 2017 | |||||||
|
Jan 24, 2018
Q4 2017
|
Baldwin Brothers LLC
|
SELL
|
- |
-750Closed |
$16.7K - $18.4K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 15, 2017
Q3 2017
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-51KClosed |
$1.08M - $1.14M
|
0
$0
|
|
|
Nov 01, 2017
Q3 2017
|
Mcia Inc
|
SELL
|
- |
-845Closed |
$17.9K - $18.8K
|
0
$0
|
|