Purchases and Sales Made in Q1 2024 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q1 2024. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2024
Q1 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
458+ 0.39% |
$10.3K - $11.1K
|
117K
$3.15M
|
|
|
May 06, 2024
Q1 2024
|
Merit Financial Group, LLC
|
BUY
|
- |
300+ 3.34% |
$6.74K - $7.26K
|
9.28K
$249K
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
103+ 0.56% |
$2.31K - $2.49K
|
18.7K
$501K
|
|
|
May 02, 2024
Q1 2024
|
Diversified, LLC
|
BUY
|
- |
70+ 0.53% |
$1.57K - $1.69K
|
13.3K
$356K
|
|
|
May 01, 2024
Q1 2024
|
Hollencrest Capital Management
|
BUY
|
- |
6+ 1.71% |
$135 - $145
|
356
$9.57K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
5+ 0.61% |
$112 - $121
|
820
$22K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 17, 2024
Q1 2024
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-33- 0.26% |
$741 - $799
|
12.9K
$346K
|
|
|
Apr 22, 2024
Q1 2024
|
Sapient Capital LLC
Indianapolis, IN |
SELL
|
- |
-133- 0.57% |
$2.99K - $3.22K
|
23.3K
$625K
|
|
|
Apr 05, 2024
Q1 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-172- 0.67% |
$3.86K - $4.16K
|
25.3K
$681K
|
|
|
May 07, 2024
Q1 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
SELL
|
- |
-183- 2.1% |
$4.11K - $4.43K
|
8.52K
$229K
|
|
|
May 13, 2024
Q1 2024
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-192- 0.54% |
$4.31K - $4.65K
|
35.6K
$957K
|
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-227- 1.09% |
$5.1K - $5.5K
|
20.6K
$552K
|
|
|
Jan 27, 2025
Q1 2024
|
Caitlin John, LLC
Brighton, MI |
SELL
|
- |
-248- 6.17% |
$5.57K - $6K
|
3.77K
$101K
|
|
|
May 14, 2024
Q1 2024
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
SELL
|
- |
-338- 2.2% |
$7.59K - $8.18K
|
15K
$404K
|
|
|
Apr 11, 2024
Q1 2024
|
Capital Cs Group, LLC
|
SELL
|
- |
-398- 4.3% |
$8.94K - $9.64K
|
8.86K
$238K
|
|
|
Apr 15, 2024
Q1 2024
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-434- 2.89% |
$9.74K - $10.5K
|
14.6K
$393K
|
|
|
May 15, 2024
Q1 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-445- 2.84% |
$9.99K - $10.8K
|
15.2K
$408K
|
|
|
Apr 29, 2024
Q1 2024
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-519- 5.34% |
$11.7K - $12.6K
|
9.2K
$247K
|
|
|
May 15, 2024
Q1 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-799- 4.06% |
$17.9K - $19.3K
|
18.9K
$508K
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-968- 4.94% |
$21.7K - $23.4K
|
18.6K
$500K
|
|
|
May 08, 2024
Q1 2024
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-1K- 6.06% |
$22.5K - $24.3K
|
15.6K
$418K
|
|
|
May 14, 2024
Q1 2024
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-1.09K- 0.87% |
$24.5K - $26.5K
|
124K
$3.34M
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
SELL
|
- |
-1.84K- 12.59% |
$41.4K - $44.6K
|
12.8K
$344K
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.18K- 17.52% |
$48.9K - $52.7K
|
10.3K
$276K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.55K- 1.12% |
$57.2K - $61.7K
|
225K
$6.05M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.76K- 8.32% |
$62K - $66.8K
|
30.4K
$818K
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-3.51K- 20.12% |
$78.8K - $85K
|
13.9K
$375K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.61K- 0.89% |
$81.1K - $87.5K
|
402K
$10.8M
|
|
|
May 15, 2024
Q1 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.62K- 2.06% |
$104K - $112K
|
219K
$5.89M
|
|
|
Apr 25, 2024
Q1 2024
|
Schnieders Capital Management LLC
|
SELL
|
- |
-4.75K- 6.51% |
$107K - $115K
|
68.2K
$1.83M
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.95K- 5.34% |
$111K - $120K
|
87.9K
$2.36M
|
|
|
May 13, 2024
Q1 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-5.46K- 5.98% |
$123K - $132K
|
85.9K
$2.31M
|
|
|
Apr 25, 2024
Q1 2024
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-5.87K- 7.45% |
$132K - $142K
|
72.9K
$1.96M
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-6.32K- 1.83% |
$142K - $153K
|
340K
$9.13M
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-12.1K- 34.82% |
$272K - $294K
|
22.7K
$610K
|
|
|
Apr 16, 2024
Q1 2024
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
SELL
|
- |
-14.3K- 48.74% |
$321K - $347K
|
15.1K
$405K
|
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-17.6K- 5.23% |
$394K - $425K
|
318K
$8.55M
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-28.1K- 1.62% |
$631K - $680K
|
1.7M
$45.7M
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-29.2K- 76.19% |
$655K - $707K
|
9.13K
$245K
|
|
|
May 13, 2024
Q1 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-29.3K- 41.6% |
$657K - $708K
|
41.1K
$1.1M
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-33.6K- 4.28% |
$754K - $813K
|
751K
$20.2M
|
|
|
May 15, 2024
Q1 2024
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-56.9K- 39.4% |
$1.28M - $1.38M
|
87.6K
$2.35M
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-171K- 9.15% |
$3.84M - $4.15M
|
1.7M
$45.7M
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-171K- 9.15% |
$3.84M - $4.15M
|
1.7M
$45.7M
|