Purchases and Sales Made in Q3 2022 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q3 2022. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-558- 4.86% |
$11.4K - $14K
|
10.9K
$294K
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-600Closed |
$12.3K - $15K
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-769- 60.27% |
$15.8K - $19.3K
|
507
$13.6K
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-893- 1.02% |
$18.3K - $22.4K
|
86.4K
$2.32M
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-905- 6.37% |
$18.6K - $22.7K
|
13.3K
$357K
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-967- 1.31% |
$19.8K - $24.3K
|
72.9K
$1.96M
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.16K- 33.01% |
$23.8K - $29.1K
|
2.36K
$63.3K
|
|
Oct 23, 2023
Q3 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-1.21K- 10.77% |
$24.8K - $30.3K
|
10K
$269K
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.4K- 3.54% |
$28.7K - $35.1K
|
38.2K
$1.03M
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
SELL
|
- |
-1.45K- 22.09% |
$29.7K - $36.4K
|
5.12K
$137K
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.73K- 6.83% |
$35.5K - $43.4K
|
23.6K
$635K
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-2.37K- 9.79% |
$48.6K - $59.4K
|
21.8K
$587K
|
|
Nov 01, 2022
Q3 2022
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-3.01K- 3.28% |
$61.6K - $75.4K
|
88.7K
$2.38M
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.35K- 27.37% |
$89.2K - $109K
|
11.5K
$310K
|
|
Oct 21, 2022
Q3 2022
|
Arkadios Wealth Advisors
|
SELL
|
- |
-4.87K- 22.98% |
$99.8K - $122K
|
16.3K
$438K
|
|
Oct 25, 2022
Q3 2022
|
Diversified, LLC
|
SELL
|
- |
-5.06K- 22.95% |
$104K - $127K
|
17K
$457K
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-5.92K- 15.8% |
$121K - $149K
|
31.6K
$848K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.97K- 2.94% |
$163K - $200K
|
263K
$7.06M
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-8.07K- 14.23% |
$166K - $202K
|
48.6K
$1.31M
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-12.7K- 1.48% |
$261K - $320K
|
850K
$22.9M
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-20.6K- 32.39% |
$422K - $516K
|
43K
$1.15M
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-61.2K- 86.2% |
$1.26M - $1.54M
|
9.8K
$263K
|