Purchases and Sales Made in Q4 2021 in Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX)
This table provides information about the institutional ownership of Nuveen Nasdaq 100 Dynamic Overwrite Fund (QQQX) during Q4 2021. The information is specifically focused on institutions that hold shares of Nuveen NASDAQ 100 Dynamic Overwrite Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
76.9K+ 179.83% |
$2.16M - $2.36M
|
120K
$3.28M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
57.6K+ 6.85% |
$1.62M - $1.77M
|
898K
$24.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
38.7K+ 3.35% |
$1.09M - $1.19M
|
1.19M
$32.7M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
37.3K+ 15.67% |
$1.05M - $1.14M
|
275K
$7.53M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
32.4K+ 8.66% |
$908K - $992K
|
406K
$11.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
21.7K+ 13.9% |
$609K - $665K
|
178K
$4.87M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
21.6K+ 5.93% |
$606K - $663K
|
386K
$10.6M
|
|
|
Jan 26, 2022
Q4 2021
|
Aspen Investment Management Inc
Grand Rapids, MI |
BUY
|
- |
19.6K+ 74.79% |
$549K - $600K
|
45.7K
$1.25M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
14.3K+ 14.92% |
$401K - $438K
|
110K
$3.01M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.1K+ 28.29% |
$395K - $432K
|
63.9K
$1.75M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
12.1K+ 27.16% |
$339K - $371K
|
56.6K
$1.55M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.9K+ 1.61% |
$333K - $364K
|
749K
$20.5M
|
|
|
Feb 07, 2022
Q4 2021
|
Doliver Advisors, LP
Houston, TX |
BUY
|
- |
11KNew |
$310K - $338K
|
11K
$302K
|
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
10.8K+ 63.35% |
$304K - $332K
|
28K
$765K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
9.61K+ 19.98% |
$270K - $295K
|
57.7K
$1.58M
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
7.87KNew |
$221K - $241K
|
7.87K
$215K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
7.61K+ 11.11% |
$214K - $233K
|
76.1K
$2.08M
|
|
|
Jan 21, 2022
Q4 2021
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
7.36KNew |
$206K - $226K
|
7.36K
$201K
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
7.31KNew |
$205K - $224K
|
7.31K
$200K
|
|
|
Feb 11, 2022
Q4 2021
|
Chemistry Wealth Management LLC
New York, NY |
BUY
|
- |
7.26KNew |
$204K - $223K
|
7.26K
$199K
|
|
|
Feb 11, 2022
Q4 2021
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
7.26KNew |
$204K - $223K
|
7.26K
$199K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
7KNew |
$196K - $215K
|
7K
$192K
|
|
|
Feb 11, 2022
Q4 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
6.92KNew |
$194K - $212K
|
6.92K
$189K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
6.74K+ 17.91% |
$189K - $206K
|
44.3K
$1.21M
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.44K+ 1.01% |
$152K - $167K
|
545K
$14.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
5.42K+ 16.97% |
$152K - $166K
|
37.4K
$1.02M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
4.5K+ 6.65% |
$126K - $138K
|
72.1K
$1.97M
|
|
|
Jan 19, 2022
Q4 2021
|
Bridge Advisory, LLC
|
BUY
|
- |
4.09K+ 4.24% |
$115K - $125K
|
101K
$2.75M
|
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
3.93KNew |
$110K - $120K
|
3.93K
$108K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
2.76K+ 7.47% |
$77.4K - $84.6K
|
39.7K
$1.09M
|
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
2.66K+ 7.07% |
$74.6K - $81.5K
|
40.2K
$1.1M
|
|
|
Feb 03, 2022
Q4 2021
|
Schnieders Capital Management LLC
|
BUY
|
- |
2.6K+ 5.94% |
$72.9K - $79.7K
|
46.3K
$1.27M
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
2.29K+ 2.64% |
$64.3K - $70.2K
|
89K
$2.44M
|
|
|
Feb 10, 2022
Q4 2021
|
Masso Torrence Wealth Management Inc.
|
BUY
|
- |
2.19KNew |
$61.5K - $67.2K
|
2.19K
$60K
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.19K+ 15.33% |
$61.5K - $67.2K
|
16.5K
$452K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.7KNew |
$47.7K - $52.1K
|
1.7K
$46.5K
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
1.7K+ 3.43% |
$47.6K - $52K
|
51.2K
$1.4M
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
1.2KNew |
$33.7K - $36.8K
|
1.2K
$32.8K
|
|
|
Jan 18, 2022
Q4 2021
|
Global Trust Asset Management, LLC
|
BUY
|
- |
1.01KNew |
$28.3K - $30.9K
|
1.01K
$27.6K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
755+ 0.86% |
$21.2K - $23.1K
|
88.9K
$2.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
523+ 1.06% |
$14.7K - $16K
|
50K
$1.37M
|
|
|
Feb 11, 2022
Q4 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
450New |
$12.6K - $13.8K
|
450
$12.3K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
435+ 3.18% |
$12.2K - $13.3K
|
14.1K
$387K
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
404+ 3.2% |
$11.3K - $12.4K
|
13K
$357K
|
|
|
Feb 07, 2022
Q4 2021
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
332+ 0.58% |
$9.31K - $10.2K
|
58K
$1.59M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
332+ 10.52% |
$9.31K - $10.2K
|
3.49K
$95.5K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
291+ 4.0% |
$8.16K - $8.92K
|
7.57K
$207K
|
|
|
May 27, 2022
Q4 2021
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
264+ 2.61% |
$7.41K - $8.09K
|
10.4K
$284K
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
210+ 2.29% |
$5.89K - $6.44K
|
9.36K
$256K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
200New |
$5.61K - $6.13K
|
200
$5.47K
|