Purchases and Sales Made in Q3 2023 in Brookfield Real Assets Income Fund Inc. (RA)
This table provides information about the institutional ownership of Brookfield Real Assets Income Fund Inc. (RA) during Q3 2023. The information is specifically focused on institutions that hold shares of Brookfield Real Assets Income Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
24+ 0.39% |
$288 - $414
|
6.2K
$83.2K
|
|
|
Oct 12, 2023
Q3 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
6New |
$72.1 - $103
|
6
$80.6
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-150Closed |
$1.8K - $2.59K
|
0
$0
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-174- 5.14% |
$2.09K - $3K
|
3.21K
$43.2K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-288- 1.05% |
$3.46K - $4.97K
|
27.3K
$366K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-398- 2.71% |
$4.78K - $6.86K
|
14.3K
$192K
|
|
|
Oct 25, 2023
Q3 2023
|
E&G Advisors, LP
|
SELL
|
- |
-400- 0.76% |
$4.81K - $6.9K
|
52K
$698K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-516- 2.39% |
$6.2K - $8.9K
|
21.1K
$283K
|
|
|
Oct 25, 2023
Q3 2023
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-1.04K- 2.9% |
$12.5K - $17.9K
|
34.7K
$467K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.55K- 2.46% |
$18.6K - $26.7K
|
61.3K
$824K
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.77K- 8.44% |
$21.3K - $30.5K
|
19.2K
$258K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.57K- 48.97% |
$30.9K - $44.3K
|
2.68K
$35.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-2.65K- 14.1% |
$31.9K - $45.7K
|
16.2K
$217K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.16K- 4.22% |
$74.1K - $106K
|
140K
$1.88M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.43K- 8.35% |
$101K - $145K
|
92.5K
$1.24M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.35K- 4.62% |
$112K - $161K
|
193K
$2.59M
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-9.36K- 12.65% |
$112K - $161K
|
64.6K
$867K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13.2K- 37.84% |
$158K - $227K
|
21.7K
$291K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-14.3K- 29.81% |
$172K - $246K
|
33.6K
$452K
|
|
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-17.2K- 10.14% |
$207K - $297K
|
153K
$2.05M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-18.4K- 10.09% |
$221K - $316K
|
164K
$2.2M
|
|
|
Feb 15, 2024
Q3 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-25.7K- 32.75% |
$309K - $442K
|
52.7K
$708K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-26K- 2.29% |
$313K - $448K
|
1.11M
$14.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-30.3K- 58.52% |
$364K - $522K
|
21.5K
$288K
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-40.1K- 15.34% |
$482K - $691K
|
221K
$2.97M
|
|
|
Oct 25, 2023
Q3 2023
|
Wespac Advisors, LLC
|
SELL
|
- |
-77K- 81.67% |
$926K - $1.33M
|
17.3K
$232K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-87.4K- 63.22% |
$1.05M - $1.51M
|
50.8K
$683K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-130K- 53.18% |
$1.56M - $2.24M
|
114K
$1.54M
|