Latest Institutional Transactions on First Trust Rising Dividend Ac (RDVY)
This table provides information on the latest institutional transactions involving First Trust Rising Dividend Ac (RDVY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2025
Q3 2025
|
Iams Wealth Management, LLC
Omaha, NE |
SELL
|
- |
-1.02K- 2.19% |
$63.3K - $68.3K
|
45.3K
$3.03M
|
|
|
Oct 15, 2025
Q3 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
888+ 13.78% |
$55.4K - $59.8K
|
7.33K
$491K
|
|
|
Oct 15, 2025
Q3 2025
|
Horizon Advisory Services, Inc.
West Henrietta, NY |
SELL
|
- |
-5.88K- 1.04% |
$367K - $396K
|
561K
$37.6M
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-38K- 3.74% |
$2.37M - $2.56M
|
979K
$65.5M
|
|
|
Oct 15, 2025
Q3 2025
|
Whitaker Myers Wealth Managers, Ltd.
Mansfield, OH |
BUY
|
- |
1.63K+ 5.85% |
$101K - $109K
|
29.4K
$1.97M
|
|
|
Oct 14, 2025
Q3 2025
|
Walker Asset Management, LLC
|
SELL
|
- |
-400- 2.01% |
$25K - $26.9K
|
19.5K
$1.31M
|
|
|
Oct 14, 2025
Q3 2025
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-100- 83.33% |
$6.24K - $6.73K
|
20
$1.34K
|
|
|
Oct 14, 2025
Q3 2025
|
Arvest Investments, Inc.
Rogers, AR |
BUY
|
- |
1.18K+ 1.43% |
$73.7K - $79.5K
|
83.5K
$5.59M
|
|
|
Oct 14, 2025
Q3 2025
|
Prism Advisors, Inc.
|
BUY
|
- |
1.36K+ 5.77% |
$84.6K - $91.2K
|
24.9K
$1.66M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
35K+ 62.07% |
$2.19M - $2.36M
|
91.5K
$6.12M
|
|
|
Oct 14, 2025
Q3 2025
|
Weitzel Financial Services, Inc.
|
BUY
|
- |
1.88K+ 1.34% |
$117K - $126K
|
142K
$9.52M
|
|
|
Oct 14, 2025
Q3 2025
|
Key Client Fiduciary Advisors, LLC
|
BUY
|
- |
575+ 0.2% |
$35.9K - $38.7K
|
292K
$19.6M
|
|
|
Oct 10, 2025
Q3 2025
|
Matauro, LLC
New York, NY |
BUY
|
- |
8+ 0.23% |
$499 - $538
|
3.51K
$235K
|
|
|
Oct 10, 2025
Q3 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
88+ 27.33% |
$5.49K - $5.92K
|
410
$27.4K
|
|
|
Oct 10, 2025
Q3 2025
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-48.9K- 43.63% |
$3.05M - $3.29M
|
63.2K
$4.23M
|
|
|
Oct 10, 2025
Q3 2025
|
Able Financial Group, LLC
Scottsdale, AZ |
SELL
|
- |
-8.19K- 2.71% |
$511K - $551K
|
294K
$19.7M
|
|
|
Oct 09, 2025
Q3 2025
|
Princeton Global Asset Management LLC
|
BUY
|
- |
896New |
$55.9K - $60.3K
|
896
$60K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
27.5K+ 31.25% |
$1.72M - $1.85M
|
115K
$7.73M
|
|
|
Oct 09, 2025
Q3 2025
|
Shelton Wealth Management, LLC
|
SELL
|
- |
-3.67K- 6.4% |
$229K - $247K
|
53.6K
$3.59M
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
441+ 1.59% |
$27.5K - $29.7K
|
28.2K
$1.89M
|
|
|
Oct 09, 2025
Q3 2025
|
Five Pine Wealth Management
Coeur D Alene, ID |
SELL
|
- |
-7.85K- 9.36% |
$490K - $528K
|
76K
$5.09M
|
|
|
Oct 08, 2025
Q3 2025
|
Asset Allocation Strategies LLC
Farmington, MI |
SELL
|
- |
-7.95K- 14.35% |
$496K - $535K
|
47.5K
$3.18M
|
|
|
Oct 08, 2025
Q3 2025
|
Yhb Investment Advisors, Inc.
|
BUY
|
- |
3.23KNew |
$201K - $217K
|
3.23K
$216K
|
|
|
Oct 08, 2025
Q3 2025
|
Rise Advisors, LLC
|
BUY
|
- |
1.71K+ 30.16% |
$106K - $115K
|
7.37K
$493K
|
|
|
Oct 08, 2025
Q3 2025
|
Guided Capital Wealth Management, LLC
Houston, TX |
SELL
|
- |
-38.1K- 28.41% |
$2.38M - $2.56M
|
95.9K
$6.42M
|
|
|
Oct 07, 2025
Q3 2025
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
1.28KNew |
$79.7K - $85.9K
|
1.28K
$85.5K
|
|
|
Oct 07, 2025
Q3 2025
|
Ewg Elevate Inc.
|
SELL
|
- |
-19.5K- 20.26% |
$1.22M - $1.31M
|
76.8K
$5.14M
|
|
|
Oct 07, 2025
Q3 2025
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
SELL
|
- |
-65K- 92.07% |
$4.05M - $4.37M
|
5.6K
$375K
|
|
|
Oct 07, 2025
Q3 2025
|
Ignite Planners, LLC
|
BUY
|
- |
10+ 0.06% |
$624 - $673
|
17.2K
$1.15M
|
|
|
Oct 07, 2025
Q3 2025
|
Beacon Financial Group
|
SELL
|
- |
-18.2K- 6.96% |
$1.14M - $1.23M
|
243K
$16.3M
|
|
|
Oct 07, 2025
Q3 2025
|
Accel Wealth Management
|
BUY
|
- |
26.6K+ 43.18% |
$1.66M - $1.79M
|
88.3K
$5.91M
|
|
|
Oct 06, 2025
Q3 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
SELL
|
- |
-2.11K- 17.6% |
$131K - $142K
|
9.85K
$660K
|
|
|
Oct 01, 2025
Q3 2025
|
Hobart Private Capital, LLC
Charlotte, NC |
BUY
|
- |
36.9K+ 8.15% |
$2.3M - $2.48M
|
490K
$32.8M
|
|
| Q2 2025 | |||||||
|
Jan 07, 2026
Q2 2025
|
Aventura Private Wealth, LLC
Aventura, FL |
SELL
|
- |
-326Closed |
$16.8K - $20.5K
|
0
$0
|
|
|
Dec 23, 2025
Q2 2025
|
Triumph Capital Management
|
BUY
|
- |
9.15K+ 6.76% |
$472K - $574K
|
145K
$9.68M
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
449K+ 12.74% |
$23.2M - $28.2M
|
3.97M
$266M
|
|
|
Nov 10, 2025
Q2 2025
|
Flaharty Asset Management, LLC
|
BUY
|
- |
2.3K+ 4.23% |
$119K - $144K
|
56.6K
$3.79M
|
|
|
Nov 03, 2025
Q2 2025
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
BUY
|
- |
7.76K+ 184.99% |
$401K - $487K
|
12K
$800K
|
|
|
Oct 21, 2025
Q2 2025
|
Blue Rock Wealth Management LLC
Winston Salem, NC |
BUY
|
- |
471+ 10.99% |
$24.3K - $29.6K
|
4.76K
$318K
|
|
|
Oct 16, 2025
Q2 2025
|
Invst, LLC
Indianapolis, IN |
BUY
|
- |
12.8K+ 12.53% |
$662K - $805K
|
115K
$7.71M
|
|
|
Aug 29, 2025
Q2 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
BUY
|
- |
6.11KNew |
$315K - $383K
|
6.11K
$409K
|
|
|
Aug 26, 2025
Q2 2025
|
Claris Financial LLC
Glen Allen, VA |
SELL
|
- |
-1.72K- 4.11% |
$89K - $108K
|
40.2K
$2.69M
|
|
|
Aug 18, 2025
Q2 2025
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
1+ 0.02% |
$51.6 - $62.7
|
4.3K
$288K
|
|
|
Aug 15, 2025
Q2 2025
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
BUY
|
- |
306New |
$15.8K - $19.2K
|
306
$20.5K
|
|
|
Aug 14, 2025
Q2 2025
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
SELL
|
- |
-2.76K- 28.09% |
$142K - $173K
|
7.06K
$473K
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
3.22KNew |
$166K - $202K
|
3.22K
$215K
|
|
|
Aug 14, 2025
Q2 2025
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
5.95K+ 58.35% |
$307K - $373K
|
16.1K
$1.08M
|
|
|
Aug 14, 2025
Q2 2025
|
Keebeck Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.25KNew |
$168K - $204K
|
3.25K
$218K
|
|
|
Aug 14, 2025
Q2 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
66.6K+ 368.14% |
$3.44M - $4.18M
|
84.7K
$5.67M
|
|
|
Aug 14, 2025
Q2 2025
|
Full Sail Capital, LLC
Oklahoma City, OK |
SELL
|
- |
-4.35K- 44.43% |
$224K - $273K
|
5.44K
$364K
|
|