Latest Institutional Transactions on Chicago Atlantic Real Estate Finance, Inc. (REFI)
This table provides information on the latest institutional transactions involving Chicago Atlantic Real Estate Finance, Inc. (REFI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2025
Q3 2025
|
Clayton Partners LLC
Berkeley, CA |
BUY
|
- |
138KNew |
$1.76M - $1.99M
|
138K
$1.75M
|
|
|
Nov 10, 2025
Q3 2025
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-1.44K- 2.54% |
$18.3K - $20.7K
|
55K
$698K
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
249+ 2.06% |
$3.18K - $3.59K
|
12.3K
$157K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
406New |
$5.18K - $5.85K
|
406
$5.16K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
13K+ 37.35% |
$166K - $188K
|
47.9K
$608K
|
|
|
Nov 07, 2025
Q3 2025
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
19.2K+ 2.09% |
$246K - $277K
|
941K
$12M
|
|
|
Nov 07, 2025
Q3 2025
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
2New |
$25.5 - $28.8
|
2
$25.4
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
8.71K+ 10.25% |
$111K - $126K
|
93.7K
$1.19M
|
|
|
Nov 06, 2025
Q3 2025
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-1.82K- 6.85% |
$23.2K - $26.2K
|
24.7K
$314K
|
|
|
Nov 05, 2025
Q3 2025
|
Advisor Shares Investments LLC
Bethesda, MD |
SELL
|
- |
-25.8K- 49.56% |
$329K - $372K
|
26.2K
$333K
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
71New |
$907 - $1.02K
|
71
$902
|
|
|
Nov 05, 2025
Q3 2025
|
Fielder Capital Group LLC
Nashville, TN |
BUY
|
- |
37.9K+ 4.92% |
$484K - $547K
|
809K
$10.3M
|
|
|
Nov 05, 2025
Q3 2025
|
Al Ti Global, Inc.
New York, NY |
BUY
|
- |
554+ 3.56% |
$7.07K - $7.99K
|
16.1K
$205K
|
|
|
Nov 04, 2025
Q3 2025
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
4.68K+ 118.29% |
$59.7K - $67.4K
|
8.63K
$110K
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
352New |
$4.5K - $5.08K
|
352
$4.47K
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
2.47K+ 3.49% |
$31.5K - $35.6K
|
73.2K
$930K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.7KNew |
$136K - $154K
|
10.7K
$135K
|
|
|
Oct 30, 2025
Q3 2025
|
Covestor LTD
Boston, MA |
BUY
|
- |
36+ 53.73% |
$460 - $519
|
103
$1.31K
|
|
|
Oct 27, 2025
Q3 2025
|
Pb Mares Wealth Management LLC
|
SELL
|
- |
-650- 2.11% |
$8.3K - $9.37K
|
30.2K
$383K
|
|
|
Oct 23, 2025
Q3 2025
|
Hb Wealth Management, LLC
|
BUY
|
- |
61+ 0.49% |
$779 - $880
|
12.5K
$159K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
928+ 1.93% |
$11.9K - $13.4K
|
49K
$622K
|
|
|
Oct 22, 2025
Q3 2025
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-11K- 33.91% |
$140K - $159K
|
21.4K
$272K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
955+ 79.25% |
$12.2K - $13.8K
|
2.16K
$27.4K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
224+ 1.65% |
$3K - $3.38K
|
13.8K
$176K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.27KNew |
$17K - $19.1K
|
1.27K
$16.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Atom Investors LP
Austin, TX |
BUY
|
- |
2.73K+ 11.87% |
$36.6K - $41.2K
|
25.8K
$327K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-20.2K- 46.33% |
$271K - $305K
|
23.4K
$297K
|
|
|
Aug 14, 2025
Q2 2025
|
State Of Wisconsin Investment Board
Madison, WI |
BUY
|
- |
13.1KNew |
$176K - $198K
|
13.1K
$166K
|
|
|
Aug 14, 2025
Q2 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-84.6K- 55.55% |
$1.13M - $1.28M
|
67.7K
$860K
|
|
|
Aug 13, 2025
Q2 2025
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
164New |
$2.2K - $2.47K
|
164
$2.08K
|
|
|
Aug 13, 2025
Q2 2025
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
3.33KNew |
$44.7K - $50.3K
|
3.33K
$42.3K
|
|
|
Aug 12, 2025
Q2 2025
|
Nuveen, LLC
Charlotte, NC |
SELL
|
- |
-13.4K- 37.19% |
$180K - $202K
|
22.7K
$288K
|
|
|
Aug 12, 2025
Q2 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-2.75K- 62.64% |
$36.8K - $41.4K
|
1.64K
$20.8K
|
|
|
Aug 12, 2025
Q2 2025
|
Intrepid Capital Management Inc
Jacksonville Beach, FL |
SELL
|
- |
-885- 0.41% |
$11.9K - $13.3K
|
215K
$2.73M
|
|
|
Aug 12, 2025
Q2 2025
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-65.9K- 87.33% |
$883K - $994K
|
9.56K
$121K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Martingale Asset Management L P
Boston, MA |
BUY
|
- |
981+ 5.1% |
$13.1K - $14.8K
|
20.2K
$257K
|
|
|
Aug 08, 2025
Q2 2025
|
Everett Harris & CO
|
SELL
|
- |
-6K- 24.49% |
$80.4K - $90.5K
|
18.5K
$235K
|
|
|
Aug 04, 2025
Q2 2025
|
Assetmark, Inc
|
BUY
|
- |
9New |
$121 - $136
|
9
$114
|
|
|
Jul 31, 2025
Q2 2025
|
Quest Partners LLC
New York, NY |
BUY
|
- |
1+ 0.33% |
$13.4 - $15.1
|
301
$3.82K
|
|
|
Jul 31, 2025
Q2 2025
|
Sage Mountain Advisors LLC
|
BUY
|
- |
8.4K+ 5.41% |
$113K - $127K
|
164K
$2.08M
|
|
|
Jul 21, 2025
Q2 2025
|
Ascent Group, LLC
|
SELL
|
- |
-2.47K- 19.63% |
$33.1K - $37.3K
|
10.1K
$128K
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-143- 26.98% |
$1.92K - $2.16K
|
387
$4.91K
|
|
|
Jul 09, 2025
Q2 2025
|
Harbor Capital Advisors, Inc.
|
BUY
|
- |
64+ 42.38% |
$858 - $965
|
215
$2.73K
|
|
| Q1 2025 | |||||||
|
Jul 31, 2025
Q1 2025
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-14.3K- 56.92% |
$211K - $233K
|
10.8K
$138K
|
|
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-316- 69.45% |
$4.65K - $5.13K
|
139
$1.77K
|
|
|
May 20, 2025
Q1 2025
|
Intech Investment Management LLC
West Palm Beach, FL |
BUY
|
- |
12KNew |
$176K - $194K
|
12K
$152K
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
6.1K+ 1016.67% |
$89.7K - $99.1K
|
6.7K
$85.1K
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-5.91K- 90.82% |
$86.8K - $95.9K
|
597
$7.58K
|
|
|
May 15, 2025
Q1 2025
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
34New |
$500 - $552
|
34
$432
|
|