Purchases and Sales Made in Q3 2025 in Alps ETF Tr Riverfront Dynamic (RFDA)
This table provides information about the institutional ownership of Alps ETF Tr Riverfront Dynamic (RFDA) during Q3 2025. The information is specifically focused on institutions that hold shares of ALPS ETF TR RIVERFRONT DYNAMIC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
12.3K+ 5.6% |
$714K - $775K
|
232K
$14.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
5.35K+ 8.92% |
$310K - $337K
|
65.3K
$4.13M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
1.08K+ 0.62% |
$62.5K - $67.9K
|
175K
$11.1M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
936+ 0.51% |
$54.3K - $58.9K
|
185K
$11.7M
|
|
|
Nov 13, 2025
Q3 2025
|
Leigh Baldwin & Co., LLC
Cazenovia, NY |
BUY
|
- |
904+ 9.7% |
$52.4K - $56.9K
|
10.2K
$647K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
217+ 31.27% |
$12.6K - $13.7K
|
911
$57.6K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
116+ 0.73% |
$6.73K - $7.3K
|
16K
$1.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1+ 0.54% |
$58 - $63
|
186
$11.8K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-347- 6.34% |
$20.1K - $21.8K
|
5.13K
$324K
|
|
|
Nov 10, 2025
Q3 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-358- 0.96% |
$20.8K - $22.5K
|
37K
$2.34M
|
|
|
Nov 14, 2025
Q3 2025
|
Leigh Baldwin & Co., LLC
Cazenovia, NY |
SELL
|
- |
-885- 8.66% |
$51.3K - $55.7K
|
9.34K
$591K
|
|
|
Nov 13, 2025
Q3 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-1.21K- 15.13% |
$69.9K - $75.9K
|
6.77K
$428K
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-2.15K- 27.42% |
$124K - $135K
|
5.68K
$359K
|
|
|
Oct 27, 2025
Q3 2025
|
Retirement Planning Group, LLC / Ny
Malta, NY |
SELL
|
- |
-2.27K- 3.33% |
$131K - $143K
|
65.8K
$4.17M
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.36K- 40.04% |
$137K - $148K
|
3.53K
$223K
|
|
|
Nov 05, 2025
Q3 2025
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-3.98K- 1.72% |
$231K - $251K
|
228K
$14.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.99K- 50.81% |
$231K - $251K
|
3.86K
$244K
|
|
|
Nov 13, 2025
Q3 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-5.52K- 2.19% |
$320K - $348K
|
246K
$15.6M
|
|