Latest Institutional Transactions on First Trust Iii Riverfront Dyn (RFEM)
This table provides information on the latest institutional transactions involving First Trust Iii Riverfront Dyn (RFEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2025
Q4 2024
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
206+ 0.7% |
$13K - $14.1K
|
29.5K
$1.93M
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.43K+ 3.34% |
$89.6K - $97.8K
|
44.1K
$2.87M
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
805New |
$50.6K - $55.3K
|
805
$52.5K
|
|
Feb 14, 2025
Q4 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.17K+ 32.84% |
$73.3K - $80K
|
4.71K
$307K
|
|
Feb 13, 2025
Q4 2024
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-283- 7.02% |
$17.8K - $19.4K
|
3.75K
$245K
|
|
Feb 13, 2025
Q4 2024
|
Crux Wealth Advisors
Long Beach, CA |
BUY
|
- |
4.64KNew |
$292K - $318K
|
4.64K
$302K
|
|
Feb 13, 2025
Q4 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
289+ 0.88% |
$18.2K - $19.8K
|
33.2K
$2.17M
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.8K- 90.92% |
$680K - $742K
|
1.08K
$70.4K
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
6.23KNew |
$392K - $428K
|
6.23K
$406K
|
|
Feb 12, 2025
Q4 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-3.63K- 4.34% |
$228K - $249K
|
80K
$5.22M
|
|
Feb 12, 2025
Q4 2024
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
77+ 31.17% |
$4.84K - $5.29K
|
324
$21.1K
|
|
Feb 12, 2025
Q4 2024
|
Old Mission Capital LLC
|
BUY
|
- |
4.5K+ 109.33% |
$283K - $309K
|
8.61K
$562K
|
|
Feb 12, 2025
Q4 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
747+ 9.22% |
$47K - $51.3K
|
8.85K
$577K
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 0.94% |
$62.9 - $68.7
|
105
$6.85K
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.69K+ 9.71% |
$232K - $253K
|
41.7K
$2.72M
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.71K- 5.17% |
$107K - $117K
|
31.3K
$2.04M
|
|
Feb 07, 2025
Q4 2024
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
894+ 12.94% |
$56.2K - $61.4K
|
7.8K
$509K
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
7.57KNew |
$476K - $520K
|
7.57K
$494K
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-8.71K- 98.74% |
$548K - $598K
|
111
$7.24K
|
|
Feb 05, 2025
Q4 2024
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
1.2K+ 36.28% |
$75.7K - $82.6K
|
4.52K
$295K
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
SELL
|
- |
-192- 0.65% |
$12.1K - $13.2K
|
29.3K
$1.91M
|
|
Jan 30, 2025
Q4 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
327+ 1.25% |
$20.6K - $22.4K
|
26.4K
$1.72M
|
|
Jan 28, 2025
Q4 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-3- 25.0% |
$189 - $206
|
9
$587
|
|
Jan 22, 2025
Q4 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.1K- 99.91% |
$69.1K - $75.4K
|
1
$65.2
|
|
Jan 13, 2025
Q4 2024
|
Psi Advisors, LLC
|
SELL
|
- |
-88- 75.86% |
$5.53K - $6.04K
|
28
$1.83K
|
|
Jan 02, 2025
Q4 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
401+ 26.19% |
$25.2K - $27.5K
|
1.93K
$126K
|
|
Q3 2024 | |||||||
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
9+ 0.97% |
$545 - $630
|
933
$60.8K
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-7- 8.54% |
$424 - $490
|
75
$4.89K
|
|
Nov 14, 2024
Q3 2024
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
219+ 2.23% |
$13.3K - $15.3K
|
10K
$654K
|
|
Nov 14, 2024
Q3 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-16.5K- 77.86% |
$999K - $1.15M
|
4.69K
$306K
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13.2K- 70.79% |
$799K - $923K
|
5.44K
$355K
|
|
Q2 2024 | |||||||
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
1+ 2.86% |
$59.7 - $66.3
|
36
$2.35K
|
|
Aug 14, 2024
Q2 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-2- 0.04% |
$119 - $133
|
4.49K
$293K
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-68- 89.47% |
$4.06K - $4.51K
|
8
$522
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.45K- 86.05% |
$86.5K - $96.1K
|
235
$15.3K
|
|
Aug 01, 2024
Q2 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-239- 3.12% |
$14.3K - $15.8K
|
7.42K
$484K
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
194New |
$11.6K - $12.9K
|
194
$12.7K
|
|
Jul 25, 2024
Q2 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.08K- 25.08% |
$64.6K - $71.8K
|
3.24K
$211K
|
|
Q1 2024 | |||||||
Dec 26, 2024
Q1 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
8+ 8.25% |
$452 - $498
|
105
$6.85K
|
|
Nov 05, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.73K+ 15.57% |
$98.1K - $108K
|
12.9K
$839K
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
72New |
$4.07K - $4.48K
|
72
$4.7K
|
|
May 10, 2024
Q1 2024
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-387- 9.92% |
$21.9K - $24.1K
|
3.51K
$229K
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
596+ 10.54% |
$33.7K - $37.1K
|
6.25K
$408K
|
|
Q4 2023 | |||||||
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
200+ 22.03% |
$10.4K - $11.9K
|
1.11K
$72.3K
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
23New |
$1.19K - $1.37K
|
23
$1.5K
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-352- 6.98% |
$18.2K - $20.9K
|
4.69K
$306K
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
207+ 5.4% |
$10.7K - $12.3K
|
4.04K
$263K
|
|
Q3 2023 | |||||||
Nov 09, 2023
Q3 2023
|
Kesler, Norman & Wride, LLC
|
BUY
|
- |
31.5KNew |
$1.67M - $1.8M
|
31.5K
$2.05M
|
|
Q2 2023 | |||||||
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-100- 66.67% |
$5.16K - $5.73K
|
50
$3.26K
|