Purchases and Sales Made in Q2 2025 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q2 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
68.4KNew |
$3.96M - $4.88M
|
68.4K
$5.37M
|
|
|
Aug 19, 2025
Q2 2025
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
15.1KNew |
$874K - $1.08M
|
15.1K
$1.19M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.4K+ 153.75% |
$772K - $954K
|
22K
$1.73M
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.7K+ 23.61% |
$621K - $767K
|
56.2K
$4.41M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
9K+ 125.53% |
$521K - $643K
|
16.2K
$1.27M
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
6.53KNew |
$377K - $466K
|
6.53K
$512K
|
|
|
Aug 12, 2025
Q2 2025
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
2.28K+ 37.82% |
$132K - $163K
|
8.32K
$654K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.51K+ 3.27% |
$87.4K - $108K
|
47.7K
$3.74M
|
|
|
Aug 06, 2025
Q2 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
856+ 2.61% |
$49.5K - $61.1K
|
33.7K
$2.65M
|
|
|
Jan 06, 2026
Q2 2025
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
821New |
$47.5K - $58.6K
|
821
$64.5K
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
784+ 9800.0% |
$45.4K - $56K
|
792
$62.2K
|
|
|
Aug 04, 2025
Q2 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
606+ 6.2% |
$35.1K - $43.3K
|
10.4K
$815K
|
|
|
Jul 28, 2025
Q2 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
164+ 136.67% |
$9.49K - $11.7K
|
284
$22.3K
|
|
|
Aug 29, 2025
Q2 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
BUY
|
- |
159New |
$9.2K - $11.4K
|
159
$12.5K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
119+ 0.29% |
$6.88K - $8.5K
|
41.2K
$3.24M
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
114+ 0.98% |
$6.59K - $8.14K
|
11.8K
$924K
|
|
|
Jul 23, 2025
Q2 2025
|
Reap Financial Group, LLC
Austin, TX |
BUY
|
- |
1+ 0.19% |
$57.9 - $71.4
|
529
$41.5K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1+ 2.86% |
$57.9 - $71.4
|
36
$2.83K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 30, 2025
Q2 2025
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-311- 7.35% |
$18K - $22.2K
|
3.92K
$308K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
SELL
|
- |
-340- 1.19% |
$19.7K - $24.3K
|
28.3K
$2.22M
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-784- 98.99% |
$45.4K - $56K
|
8
$628
|
|
|
Aug 12, 2025
Q2 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.22K- 3.14% |
$70.3K - $86.8K
|
37.5K
$2.95M
|
|
|
Aug 12, 2025
Q2 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-1.46K- 5.26% |
$84.2K - $104K
|
26.2K
$2.06M
|
|
|
Aug 14, 2025
Q2 2025
|
Old Mission Capital LLC
|
SELL
|
- |
-21.3K- 49.82% |
$1.23M - $1.52M
|
21.5K
$1.69M
|
|