Purchases and Sales Made in Q3 2025 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Old Mission Capital LLC
|
BUY
|
- |
38.8K+ 180.7% |
$2.75M - $2.99M
|
60.2K
$4.73M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
20KNew |
$1.42M - $1.54M
|
20K
$1.57M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.4K+ 27.75% |
$812K - $883K
|
52.7K
$4.14M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
10.7K+ 163.62% |
$758K - $824K
|
17.2K
$1.35M
|
|
|
Nov 13, 2025
Q3 2025
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
4.81K+ 31.8% |
$341K - $371K
|
19.9K
$1.56M
|
|
|
Nov 13, 2025
Q3 2025
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
4.64K+ 55.7% |
$329K - $358K
|
13K
$1.02M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.84K+ 12.89% |
$202K - $219K
|
24.9K
$1.95M
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
2.04K+ 6.04% |
$144K - $157K
|
35.7K
$2.81M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.14K+ 9.65% |
$80.6K - $87.6K
|
12.9K
$1.01M
|
|
|
Oct 15, 2025
Q3 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
1.07K+ 10.31% |
$76K - $82.6K
|
11.4K
$899K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
991+ 1.45% |
$70.4K - $76.5K
|
69.4K
$5.45M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
933+ 1.66% |
$66.2K - $72K
|
57.1K
$4.49M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
251+ 31.69% |
$17.8K - $19.4K
|
1.04K
$81.9K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
251+ 25100.0% |
$17.8K - $19.4K
|
252
$19.8K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
197New |
$14K - $15.2K
|
197
$15.5K
|
|
|
Nov 05, 2025
Q3 2025
|
Reap Financial Group, LLC
Austin, TX |
BUY
|
- |
52+ 9.83% |
$3.69K - $4.01K
|
581
$45.6K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10+ 1.06% |
$710 - $772
|
953
$74.8K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-22- 61.11% |
$1.56K - $1.7K
|
14
$1.1K
|
|
|
Jan 06, 2026
Q3 2025
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-199- 24.24% |
$14.1K - $15.4K
|
622
$48.9K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-316- 1.12% |
$22.4K - $24.4K
|
28K
$2.2M
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-470- 1.79% |
$33.4K - $36.3K
|
25.7K
$2.02M
|
|
|
Nov 13, 2025
Q3 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-494- 1.32% |
$35.1K - $38.1K
|
37K
$2.91M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.66K- 3.49% |
$118K - $128K
|
46K
$3.61M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-12.2K- 75.15% |
$863K - $938K
|
4.02K
$316K
|
|