Purchases and Sales Made in Q4 2023 in Alps ETF Tr Riverfront Dynamic (RFFC)
This table provides information about the institutional ownership of Alps ETF Tr Riverfront Dynamic (RFFC) during Q4 2023. The information is specifically focused on institutions that hold shares of ALPS ETF TR RIVERFRONT DYNAMIC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.21K+ 38.25% |
$214K - $248K
|
18.8K
$1.11M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.48K+ 12.42% |
$102K - $118K
|
22.4K
$1.33M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.47K+ 2.28% |
$60.2K - $69.6K
|
65.7K
$3.89M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
372+ 0.53% |
$15.3K - $17.7K
|
70.8K
$4.19M
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
361+ 22.51% |
$14.8K - $17.2K
|
1.97K
$116K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
4+ 16.0% |
$164 - $190
|
29
$1.71K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$41.1 - $47.5
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-41- 1.61% |
$1.68K - $1.95K
|
2.51K
$148K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-144- 13.33% |
$5.92K - $6.84K
|
936
$55.3K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-205- 2.77% |
$8.42K - $9.74K
|
7.2K
$425K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-427- 9.17% |
$17.5K - $20.3K
|
4.23K
$250K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-584- 10.43% |
$24K - $27.7K
|
5.02K
$296K
|
|
|
Jan 09, 2024
Q4 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-636- 3.47% |
$26.1K - $30.2K
|
17.7K
$1.05M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-2.37K- 3.99% |
$97.4K - $113K
|
57.1K
$3.37M
|
|
|
Feb 05, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-7.68K- 4.12% |
$315K - $365K
|
179K
$10.6M
|
|
|
Aug 28, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-7.68K- 4.12% |
$315K - $365K
|
179K
$10.6M
|