Purchases and Sales Made in Q1 2022 in River North Flexible Municipal Income Fund, Inc. (RFM)
This table provides information about the institutional ownership of River North Flexible Municipal Income Fund, Inc. (RFM) during Q1 2022. The information is specifically focused on institutions that hold shares of RiverNorth Flexible Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
36.9K+ 41.68% |
$676K - $829K
|
126K
$1.97M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
18.7K+ 29.93% |
$341K - $419K
|
81K
$1.27M
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
12.4KNew |
$227K - $278K
|
12.4K
$194K
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10.7KNew |
$195K - $239K
|
10.7K
$167K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.8K+ 28.82% |
$161K - $198K
|
39.3K
$617K
|
|
|
May 02, 2022
Q1 2022
|
Xml Financial, LLC
|
BUY
|
- |
7.15K+ 60.7% |
$131K - $161K
|
18.9K
$297K
|
|
|
May 16, 2022
Q1 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
3.59K+ 37.5% |
$65.7K - $80.7K
|
13.2K
$207K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.37K+ 2.24% |
$43.3K - $53.2K
|
108K
$1.69M
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
BUY
|
- |
700+ 8.14% |
$12.8K - $15.7K
|
9.3K
$146K
|
|
|
May 12, 2022
Q1 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
550New |
$10.1K - $12.3K
|
550
$8.62K
|
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
20New |
$366 - $449
|
20
$314
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
10New |
$183 - $225
|
10
$157
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-200Closed |
$3.66K - $4.49K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Cva Family Office, LLC
|
SELL
|
- |
-740Closed |
$13.5K - $16.6K
|
0
$0
|
|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-5.32K- 17.79% |
$97.3K - $119K
|
24.6K
$385K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.33K- 68.04% |
$116K - $142K
|
2.98K
$46.6K
|
|
|
May 10, 2022
Q1 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-7.84K- 3.61% |
$143K - $176K
|
209K
$3.28M
|
|
|
Apr 21, 2022
Q1 2022
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-9.14KClosed |
$167K - $205K
|
0
$0
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-10.8K- 21.52% |
$197K - $242K
|
39.3K
$617K
|
|
|
Apr 19, 2022
Q1 2022
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-11.4KClosed |
$209K - $256K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-28.2KClosed |
$516K - $633K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-78.2K- 65.72% |
$1.43M - $1.76M
|
40.8K
$640K
|