Purchases and Sales Made in Q3 2023 in River North Flexible Municipal Income Fund Ii, Inc. (RFMZ)
This table provides information about the institutional ownership of River North Flexible Municipal Income Fund Ii, Inc. (RFMZ) during Q3 2023. The information is specifically focused on institutions that hold shares of RiverNorth Flexible Municipal Income Fund II, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
79.8K+ 11.89% |
$980K - $1.15M
|
751K
$10.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
20.6K+ 2.92% |
$253K - $296K
|
726K
$10.1M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
18.9KNew |
$232K - $271K
|
18.9K
$262K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
16.2KNew |
$199K - $233K
|
16.2K
$225K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
14KNew |
$172K - $201K
|
14K
$194K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
12.4K+ 57.44% |
$152K - $178K
|
33.9K
$469K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.1KNew |
$149K - $175K
|
12.1K
$168K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
10.8KNew |
$133K - $155K
|
10.8K
$150K
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
10.8KNew |
$133K - $155K
|
10.8K
$150K
|
|
|
Oct 16, 2023
Q3 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
8.26K+ 13.93% |
$101K - $119K
|
67.6K
$937K
|
|
|
Oct 26, 2023
Q3 2023
|
Mathes Company, Inc.
|
BUY
|
- |
7.5K+ 35.71% |
$92.1K - $108K
|
28.5K
$395K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
6.03K+ 15.92% |
$74K - $86.8K
|
43.9K
$609K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2K+ 12.66% |
$24.6K - $28.8K
|
17.8K
$247K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.2K+ 0.85% |
$14.7K - $17.2K
|
141K
$1.96M
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
422New |
$5.18K - $6.07K
|
422
$5.85K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
300+ 1.09% |
$3.68K - $4.32K
|
27.8K
$386K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
63+ 0.47% |
$774 - $907
|
13.4K
$185K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-37- 0.07% |
$454 - $532
|
49.4K
$685K
|
|
|
Feb 15, 2024
Q3 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-958- 1.4% |
$11.8K - $13.8K
|
67.6K
$937K
|
|
|
Nov 07, 2023
Q3 2023
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-1K- 4.03% |
$12.3K - $14.4K
|
23.8K
$330K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.67K- 0.64% |
$57.3K - $67.1K
|
727K
$10.1M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-5.09K- 15.64% |
$62.5K - $73.2K
|
27.4K
$381K
|
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-5.5K- 0.86% |
$67.5K - $79.1K
|
633K
$8.77M
|
|
|
Nov 01, 2023
Q3 2023
|
Black Diamond Wealth Management Inc.
|
SELL
|
- |
-9.64K- 21.38% |
$118K - $139K
|
35.4K
$491K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-13.9K- 10.36% |
$171K - $200K
|
120K
$1.67M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-34.2K- 8.41% |
$420K - $492K
|
372K
$5.16M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-55.4K- 19.65% |
$680K - $797K
|
227K
$3.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-93.9K- 27.36% |
$1.15M - $1.35M
|
249K
$3.46M
|