Purchases and Sales Made in Q3 2025 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q3 2025. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2025
Q3 2025
|
Savvy Advisors, Inc.
New York, NY |
BUY
|
- |
75.8K+ 97.81% |
$1.7M - $1.81M
|
153K
$3.54M
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
58.2K+ 122.3% |
$1.31M - $1.39M
|
106K
$2.44M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
24.9K+ 53.02% |
$560K - $596K
|
72K
$1.66M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.2KNew |
$274K - $291K
|
12.2K
$281K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
10.5KNew |
$235K - $250K
|
10.5K
$242K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
7.51K+ 1.32% |
$169K - $180K
|
575K
$13.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.4K+ 20.49% |
$144K - $153K
|
37.6K
$869K
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
4.78K+ 3.42% |
$107K - $114K
|
145K
$3.34M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.13K+ 7.69% |
$47.8K - $50.9K
|
29.8K
$688K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2K+ 0.59% |
$44.9K - $47.7K
|
340K
$7.85M
|
|
|
Oct 24, 2025
Q3 2025
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
1.9K+ 1.58% |
$42.6K - $45.4K
|
122K
$2.81M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.32K+ 1.09% |
$29.6K - $31.6K
|
122K
$2.82M
|
|
|
Oct 20, 2025
Q3 2025
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
1.32K+ 1.43% |
$29.6K - $31.5K
|
93.2K
$2.15M
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
1.21KNew |
$27.1K - $28.8K
|
1.21K
$27.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Ifg Advisory, LLC
|
BUY
|
- |
539+ 2.45% |
$12.1K - $12.9K
|
22.5K
$520K
|
|
|
Oct 24, 2025
Q3 2025
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
432+ 5.06% |
$9.71K - $10.3K
|
8.97K
$207K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
43+ 5.38% |
$966 - $1.03K
|
842
$19.5K
|
|
|
Jan 06, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
35+ 0.21% |
$786 - $837
|
16.6K
$383K
|
|
|
Nov 14, 2025
Q3 2025
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
BUY
|
- |
4+ 0.03% |
$89.9 - $95.7
|
14K
$324K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-140- 56.0% |
$3.15K - $3.35K
|
110
$2.54K
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-314- 0.99% |
$7.06K - $7.51K
|
31.5K
$728K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-397- 2.64% |
$8.92K - $9.5K
|
14.6K
$339K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-400- 20.0% |
$8.99K - $9.57K
|
1.6K
$37K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-550- 2.67% |
$12.4K - $13.2K
|
20K
$463K
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
SELL
|
- |
-759- 4.53% |
$17.1K - $18.2K
|
16K
$370K
|
|
|
Nov 13, 2025
Q3 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-932- 6.72% |
$20.9K - $22.3K
|
12.9K
$299K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-2.16K- 2.59% |
$48.5K - $51.6K
|
81.1K
$1.87M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.04K- 9.06% |
$90.8K - $96.6K
|
40.6K
$938K
|
|
|
Nov 10, 2025
Q3 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-4.15K- 7.21% |
$93.2K - $99.2K
|
53.4K
$1.23M
|
|
|
Nov 13, 2025
Q3 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-4.86K- 4.31% |
$109K - $116K
|
108K
$2.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-8.09K- 38.49% |
$182K - $193K
|
12.9K
$299K
|
|
|
Nov 05, 2025
Q3 2025
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-9.7K- 3.17% |
$218K - $232K
|
297K
$6.86M
|
|