Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-1.9KClosed |
$108K - $148K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-29.8KClosed |
$1.68M - $2.31M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-17.4KClosed |
$980K - $1.34M
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-8.03KClosed |
$454K - $622K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-6.5KClosed |
$367K - $504K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Vontobel Holding Ltd.
|
SELL
|
- |
-5.5KClosed |
$311K - $426K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Foundry Partners, LLC
|
SELL
|
- |
-3.47KClosed |
$196K - $269K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Azora Capital LP
Miami, FL |
SELL
|
- |
-259KClosed |
$14.7M - $19.8M
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Yarra Square Partners LP
|
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$885K
|
|
Aug 16, 2021
Q2 2021
|
Manatuck Hill Partners, LLC
Westport, CT |
BUY
|
- |
40KNew |
$2.28M - $3.06M
|
40K
$126K
|
|
Aug 16, 2021
Q2 2021
|
Absoluto Partners Gestao De Recursos Ltda
Leblon, Rio De Janeiro, Rj, D5 |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$885K
|
|
Aug 16, 2021
Q2 2021
|
Armor Advisors, L.L.C.
New York, NY |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$885K
|
|
Aug 16, 2021
Q2 2021
|
Mangrove Partners
New York, NY |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$885K
|
|
Aug 16, 2021
Q2 2021
|
Albar Capital LTD
London, X0 |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$885K
|
|
Aug 16, 2021
Q2 2021
|
Rbf Capital, LLC
San Francisco, CA |
SELL
|
- |
-12.5KClosed |
$711K - $956K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Sonic Fund Ii, L.P.
Honolulu, HI |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$885K
|
|
Aug 13, 2021
Q2 2021
|
Mackay Shields LLC
|
SELL
|
- |
-12.7KClosed |
$723K - $972K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-39.2KClosed |
$2.23M - $3M
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Alpha Paradigm Partners, LLC
Chicago, IL |
SELL
|
- |
-30.4KClosed |
$1.73M - $2.33M
|
0
$0
|
|
Aug 12, 2021
Q2 2021
|
Glaxis Capital Management, LLC
Sarasota, FL |
SELL
|
- |
-20.5KClosed |
$1.17M - $1.57M
|
0
$0
|
|
Aug 09, 2021
Q2 2021
|
Ophir Asset Management Pty LTD
|
SELL
|
- |
-303KClosed |
$17.2M - $23.2M
|
0
$0
|
|
Jul 29, 2021
Q2 2021
|
Brown Advisory Inc
|
SELL
|
- |
-63.4KClosed |
$3.61M - $4.85M
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-37.6KClosed |
$1.63M - $2.49M
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-5.16KClosed |
$224K - $342K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-22.2KClosed |
$961K - $1.47M
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Alta Fundamental Advisers LLC
New York, NY |
BUY
|
- |
15KNew |
$650K - $994K
|
15K
$47.4K
|
|
May 12, 2021
Q1 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-5.71KClosed |
$247K - $378K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Paul Singer
Elliott Investment Management L.P. | West Palm Beach, Fl
|
SELL
|
- |
-357KClosed |
$8.81M - $15.9M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
200New |
$4.93K - $8.9K
|
200
$632
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Zebra Capital Management LLC
Stamford, CT |
SELL
|
- |
-15.6KClosed |
$332K - $427K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-35.9KClosed |
$764K - $983K
|
0
$0
|
|
Oct 15, 2020
Q3 2020
|
Bowling Portfolio Management LLC
|
SELL
|
- |
-34.1KClosed |
$727K - $935K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 11, 2020
Q2 2020
|
Acuitas Investments, LLC
|
SELL
|
- |
-170KClosed |
$2.72M - $3.98M
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Argent Capital Management LLC
|
SELL
|
- |
-90.6KClosed |
$1.45M - $2.13M
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Trexquant Investment LP
Stamford, CT |
SELL
|
- |
-18.4KClosed |
$295K - $433K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-700Closed |
$15.5K - $20.8K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Css LLC
Chicago, IL |
SELL
|
- |
-27.2KClosed |
$604K - $808K
|
0
$0
|
|
Feb 11, 2020
Q4 2019
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-1.08MClosed |
$23.9M - $31.9M
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
SELL
|
PUT |
-14.7KClosed |
$250K - $311K
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Cambria Investment Management, L.P.
|
SELL
|
- |
-13.4KClosed |
$228K - $283K
|
0
$0
|
|
Jul 22, 2019
Q2 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-250Closed |
$4.25K - $5.28K
|
0
$0
|
|
Q1 2019 | |||||||
Mar 24, 2023
Q1 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
100New |
$1.37K - $1.75K
|
100
$316
|
|
May 10, 2019
Q1 2019
|
Twin Tree Management, LP
Dallas, TX |
SELL
|
- |
-244Closed |
$3.35K - $4.27K
|
0
$0
|
|
May 02, 2019
Q1 2019
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-1.93KClosed |
$26.4K - $33.7K
|
0
$0
|
|
Apr 29, 2019
Q1 2019
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-570Closed |
$7.83K - $9.97K
|
0
$0
|
|
Apr 17, 2019
Q1 2019
|
Legato Capital Management LLC
|
SELL
|
- |
-87.4KClosed |
$1.2M - $1.53M
|
0
$0
|
|
Apr 16, 2019
Q1 2019
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-1.02KClosed |
$14K - $17.9K
|
0
$0
|
|
Q4 2018 | |||||||
Jan 22, 2019
Q4 2018
|
James Investment Research Inc
|
SELL
|
- |
-72.1KClosed |
$1.02M - $1.62M
|
0
$0
|
|
Q3 2018 | |||||||
Jul 13, 2023
Q3 2018
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
6.12K+ 566.2% |
$131K - $141K
|
7.2K
$22.7K
|
|
Nov 14, 2018
Q3 2018
|
Northern Right Capital Management, L.P.
Darien, CT |
SELL
|
- |
-196KClosed |
$4.21M - $4.51M
|
0
$0
|