Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 30, 2025
Q4 2021
|
Silphium Asset Management LTD
London, X0 |
SELL
|
- |
-4.55KClosed |
$268K - $405K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-115Closed |
$6.78K - $10.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-30.2KClosed |
$1.78M - $2.69M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-16KClosed |
$943K - $1.42M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-54.7KClosed |
$3.22M - $4.87M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-4.48KClosed |
$264K - $399K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ardsley Advisory Partners LP
Stamford, CT |
SELL
|
- |
-20KClosed |
$1.18M - $1.78M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
6.13KNew |
$361K - $546K
|
6.13K
$30.7K
|
|
|
Feb 10, 2022
Q4 2021
|
Winton Group LTD
London, X0 |
SELL
|
- |
-5.14KClosed |
$303K - $458K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-318KClosed |
$18.7M - $28.3M
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-21.1KClosed |
$1.24M - $1.88M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-500Closed |
$29.5K - $44.5K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-20.3KClosed |
$1.2M - $1.81M
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-5.01KClosed |
$296K - $446K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-36Closed |
$2.03K - $2.79K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Ascendant Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-30KClosed |
$1.69M - $2.33M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-99.1KClosed |
$5.6M - $7.68M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-5.95KClosed |
$336K - $461K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Shannon River Fund Management LLC
|
SELL
|
- |
-280KClosed |
$15.8M - $21.7M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-19Closed |
$1.07K - $1.47K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Equinox Partners Investment Management LLC
Stamford, CT |
SELL
|
- |
-280KClosed |
$15.8M - $21.7M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-1.9KClosed |
$108K - $148K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Eam Investors, LLC
Solana Beach, CA |
SELL
|
- |
-17.4KClosed |
$980K - $1.34M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-29.8KClosed |
$1.68M - $2.31M
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-8.03KClosed |
$454K - $622K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-6.5KClosed |
$367K - $504K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Vontobel Holding Ltd.
|
SELL
|
- |
-5.5KClosed |
$311K - $426K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Foundry Partners, LLC
|
SELL
|
- |
-3.47KClosed |
$196K - $269K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Rbf Capital, LLC
San Francisco, CA |
SELL
|
- |
-12.5KClosed |
$711K - $956K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Mangrove Partners
New York, NY |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$1.4M
|
|
|
Aug 16, 2021
Q2 2021
|
Manatuck Hill Partners, LLC
Westport, CT |
BUY
|
- |
40KNew |
$2.28M - $3.06M
|
40K
$200K
|
|
|
Aug 16, 2021
Q2 2021
|
Yarra Square Partners LP
|
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$1.4M
|
|
|
Aug 16, 2021
Q2 2021
|
Absoluto Partners Gestao De Recursos Ltda
Leblon, Rio De Janeiro, Rj, D5 |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$1.4M
|
|
|
Aug 16, 2021
Q2 2021
|
Albar Capital LTD
London, X0 |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$1.4M
|
|
|
Aug 16, 2021
Q2 2021
|
Armor Advisors, L.L.C.
New York, NY |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$1.4M
|
|
|
Aug 16, 2021
Q2 2021
|
Sonic Fund Ii, L.P.
Honolulu, HI |
BUY
|
- |
280KNew |
$15.9M - $21.4M
|
280K
$1.4M
|
|
|
Aug 16, 2021
Q2 2021
|
Azora Capital LP
Miami, FL |
SELL
|
- |
-259KClosed |
$14.7M - $19.8M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Alpha Paradigm Partners, LLC
Chicago, IL |
SELL
|
- |
-30.4KClosed |
$1.73M - $2.33M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-39.2KClosed |
$2.23M - $3M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Mackay Shields LLC
|
SELL
|
- |
-12.7KClosed |
$723K - $972K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Glaxis Capital Management, LLC
Sarasota, FL |
SELL
|
- |
-20.5KClosed |
$1.17M - $1.57M
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Ophir Asset Management Pty LTD
|
SELL
|
- |
-303KClosed |
$17.2M - $23.2M
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Brown Advisory Inc
|
SELL
|
- |
-63.4KClosed |
$3.61M - $4.85M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-37.6KClosed |
$1.63M - $2.49M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-22.2KClosed |
$961K - $1.47M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
SELL
|
- |
-5.16KClosed |
$224K - $342K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Alta Fundamental Advisers LLC
New York, NY |
BUY
|
- |
15KNew |
$650K - $994K
|
15K
$75.2K
|
|
|
May 12, 2021
Q1 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-5.71KClosed |
$247K - $378K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Paul Singer
Elliott Investment Management L.P. | West Palm Beach, Fl
|
SELL
|
- |
-357KClosed |
$8.81M - $15.9M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
200New |
$4.93K - $8.9K
|
200
$1K
|
|