Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2025
Q3 2025
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
366New |
$1.17K - $2.76K
|
366
$1.83K
|
|
|
Nov 07, 2025
Q3 2025
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
10.2K+ 1.21% |
$32.7K - $76.7K
|
852K
$4.27M
|
|
|
Nov 06, 2025
Q3 2025
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
839New |
$2.69K - $6.32K
|
839
$4.2K
|
|
|
Nov 04, 2025
Q3 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-54- 10.36% |
$173 - $407
|
467
$2.34K
|
|
|
Nov 04, 2025
Q3 2025
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
182KNew |
$584K - $1.37M
|
182K
$911K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-10.6K- 38.4% |
$34.1K - $80K
|
17.1K
$85.4K
|
|
|
Nov 03, 2025
Q3 2025
|
Straight Path Wealth Management
|
SELL
|
- |
-200- 0.22% |
$642 - $1.51K
|
90.3K
$452K
|
|
|
Nov 03, 2025
Q3 2025
|
Straight Path Wealth Management
|
BUY
|
PUT |
15KNew |
$48.2K - $113K
|
15K
$75.2K
|
|
|
Nov 03, 2025
Q3 2025
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
708+ 0.39% |
$2.27K - $5.33K
|
181K
$905K
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-10.9K- 21.05% |
$35K - $82K
|
40.9K
$205K
|
|
|
Oct 27, 2025
Q3 2025
|
Belvedere Trading LLC
|
SELL
|
PUT |
-3K- 20.98% |
$9.63K - $22.6K
|
11.3K
$56.6K
|
|
|
Oct 27, 2025
Q3 2025
|
Belvedere Trading LLC
|
SELL
|
- |
-5.65K- 87.12% |
$18.1K - $42.5K
|
835
$4.18K
|
|
|
Oct 17, 2025
Q3 2025
|
Fortitude Family Office, LLC
Scottsdale, AZ |
BUY
|
- |
152New |
$488 - $1.14K
|
152
$762
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-1.03K- 94.85% |
$3.31K - $7.77K
|
56
$281
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
4.13KNew |
$13.2K - $31.1K
|
4.13K
$20.7K
|
|
|
Oct 10, 2025
Q3 2025
|
Matauro, LLC
New York, NY |
BUY
|
- |
39.9KNew |
$128K - $300K
|
39.9K
$200K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.5K- 40.18% |
$29.3K - $40.7K
|
15.6K
$78K
|
|
|
Aug 14, 2025
Q2 2025
|
State Street Corp
Boston, MA |
SELL
|
- |
-364K- 81.49% |
$1.02M - $1.41M
|
82.6K
$414K
|
|
|
Aug 14, 2025
Q2 2025
|
State Of Wisconsin Investment Board
Madison, WI |
BUY
|
- |
48.7KNew |
$136K - $190K
|
48.7K
$244K
|
|
|
Aug 14, 2025
Q2 2025
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
5KNew |
$14K - $19.5K
|
5K
$25.1K
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
45.8KNew |
$128K - $178K
|
45.8K
$230K
|
|
|
Aug 14, 2025
Q2 2025
|
Vr Advisory Services LTD
Camana Bay, Grand Cayman, E9 |
BUY
|
- |
52KNew |
$146K - $202K
|
52K
$261K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
682New |
$1.91K - $2.65K
|
682
$3.42K
|
|
|
Aug 14, 2025
Q2 2025
|
Jain Global LLC
New York, NY |
BUY
|
- |
22.6KNew |
$63.3K - $87.9K
|
22.6K
$113K
|
|
|
Aug 13, 2025
Q2 2025
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
15.2KNew |
$42.5K - $59.1K
|
15.2K
$76.1K
|
|
|
Aug 13, 2025
Q2 2025
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
3.79KNew |
$10.6K - $14.7K
|
3.79K
$19K
|
|
|
Aug 13, 2025
Q2 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
150New |
$420 - $584
|
150
$752
|
|
|
Aug 12, 2025
Q2 2025
|
Clear Street Markets LLC
|
BUY
|
- |
1.39KNew |
$3.89K - $5.41K
|
1.39K
$6.97K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
2.53K+ 4.22% |
$7.09K - $9.85K
|
62.5K
$313K
|
|
|
Aug 12, 2025
Q2 2025
|
Axq Capital, LP
Jersey City, NJ |
BUY
|
- |
14.4KNew |
$40.4K - $56.2K
|
14.4K
$72.4K
|
|
|
Aug 11, 2025
Q2 2025
|
Covestor LTD
Boston, MA |
SELL
|
- |
-1- 6.25% |
$2.8 - $3.89
|
15
$75.1
|
|
|
Aug 11, 2025
Q2 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
108New |
$302 - $420
|
108
$541
|
|
|
Aug 08, 2025
Q2 2025
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
55.5KNew |
$155K - $216K
|
55.5K
$278K
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-55- 73.33% |
$154 - $214
|
20
$100
|
|
|
Aug 07, 2025
Q2 2025
|
Addison Advisors LLC
|
BUY
|
- |
3.17K+ 37.77% |
$8.86K - $12.3K
|
11.5K
$57.8K
|
|
|
Aug 07, 2025
Q2 2025
|
Marathon Trading Investment Management LLC
Radnor, PA |
BUY
|
- |
40.3KNew |
$113K - $157K
|
40.3K
$202K
|
|
|
Aug 04, 2025
Q2 2025
|
Simon Quick Advisors, LLC
|
BUY
|
- |
16KNew |
$44.8K - $62.2K
|
16K
$80.2K
|
|
|
Jul 31, 2025
Q2 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
BUY
|
- |
916+ 32.67% |
$2.56K - $3.56K
|
3.72K
$18.6K
|
|
|
Jul 25, 2025
Q2 2025
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.5K- 5.02% |
$4.2K - $5.84K
|
28.4K
$142K
|
|
|
Jul 23, 2025
Q2 2025
|
Rmg Wealth Management LLC
Platteville, WI |
BUY
|
- |
1.9KNew |
$5.33K - $7.41K
|
1.9K
$9.54K
|
|
|
Jul 09, 2025
Q2 2025
|
Harbor Capital Advisors, Inc.
|
SELL
|
- |
-159- 60.23% |
$445 - $619
|
105
$526
|
|
| Q1 2025 | |||||||
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-250- 50.0% |
$770 - $1.6K
|
250
$1.25K
|
|
|
May 20, 2025
Q1 2025
|
Intech Investment Management LLC
West Palm Beach, FL |
BUY
|
- |
9.35K+ 93.03% |
$28.8K - $59.7K
|
19.4K
$97.2K
|
|
|
May 15, 2025
Q1 2025
|
Vident Advisory, LLC
Alpharetta, GA |
BUY
|
- |
10.5KNew |
$32.5K - $67.4K
|
10.5K
$52.8K
|
|
|
May 15, 2025
Q1 2025
|
Mirae Asset Global Etfs Holdings Ltd.
Central, K3 |
BUY
|
- |
546+ 4.65% |
$1.68K - $3.49K
|
12.3K
$61.6K
|
|
|
May 15, 2025
Q1 2025
|
Atom Investors LP
Austin, TX |
BUY
|
- |
11.4KNew |
$35.1K - $72.8K
|
11.4K
$57.1K
|
|
|
May 15, 2025
Q1 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
CALL |
55K+ 183.33% |
$169K - $351K
|
85K
$426K
|
|
|
May 15, 2025
Q1 2025
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
2KNew |
$6.16K - $12.8K
|
2K
$10K
|
|
|
May 15, 2025
Q1 2025
|
Nokomis Capital, L.L.C.
Dallas, TX |
SELL
|
- |
-12K- 28.81% |
$37K - $76.7K
|
29.7K
$149K
|
|