Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2025
Q1 2025
|
Hap Trading, LLC
New York, NY |
BUY
|
PUT |
101KNew |
$310K - $642K
|
101K
$504K
|
|
|
May 14, 2025
Q1 2025
|
Hap Trading, LLC
New York, NY |
BUY
|
- |
72.6KNew |
$223K - $464K
|
72.6K
$364K
|
|
|
May 13, 2025
Q1 2025
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
17.5K+ 175000.0% |
$53.9K - $112K
|
17.5K
$87.7K
|
|
|
May 13, 2025
Q1 2025
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-486- 0.49% |
$1.5K - $3.11K
|
98.1K
$491K
|
|
|
May 13, 2025
Q1 2025
|
True Wealth Design, LLC
Akron, OH |
BUY
|
- |
6New |
$18.5 - $38.3
|
6
$30.1
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
792+ 8.39% |
$2.44K - $5.06K
|
10.2K
$51.2K
|
|
|
May 12, 2025
Q1 2025
|
National Bank Of Canada
|
BUY
|
- |
115K+ 0.0% |
$354K - $734K
|
115K
$576K
|
|
|
May 12, 2025
Q1 2025
|
Townsquare Capital LLC
|
SELL
|
- |
-1.52K- 4.79% |
$4.67K - $9.69K
|
30.1K
$151K
|
|
|
May 09, 2025
Q1 2025
|
Greykasell Wealth Strategies, Inc.
Danville, CA |
BUY
|
- |
806New |
$2.48K - $5.15K
|
806
$4.04K
|
|
|
May 07, 2025
Q1 2025
|
Ridgewood Investments LLC
|
SELL
|
- |
-300- 16.67% |
$924 - $1.92K
|
1.5K
$7.52K
|
|
|
Apr 30, 2025
Q1 2025
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
20+ 222.22% |
$61.6 - $128
|
29
$145
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-237- 1.92% |
$730 - $1.51K
|
12.1K
$60.7K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
375New |
$1.16K - $2.4K
|
375
$1.88K
|
|
|
Apr 08, 2025
Q1 2025
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
60+ 100.0% |
$185 - $383
|
120
$601
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Squarepoint Ops LLC
New York, NY |
BUY
|
PUT |
115K+ 461.2% |
$489K - $732K
|
140K
$703K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
PUT |
-244K- 99.92% |
$1.04M - $1.55M
|
200
$1K
|
|
|
Feb 14, 2025
Q4 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
492K+ 1087.02% |
$2.08M - $3.12M
|
537K
$2.69M
|
|
|
Feb 14, 2025
Q4 2024
|
Castalian Partners, LLC
Excelsior, MN |
BUY
|
PUT |
676KNew |
$2.86M - $4.29M
|
676K
$3.38M
|
|
|
Feb 12, 2025
Q4 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-600- 1.48% |
$2.54K - $3.81K
|
40K
$200K
|
|
|
Feb 12, 2025
Q4 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
50KNew |
$212K - $318K
|
50K
$251K
|
|
|
Feb 12, 2025
Q4 2024
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
59New |
$250 - $375
|
59
$296
|
|
|
Feb 11, 2025
Q4 2024
|
Police & Firemen'S Retirement System Of New Jersey
Trenton, NJ |
BUY
|
- |
4.13KNew |
$17.5K - $26.2K
|
4.13K
$20.7K
|
|
|
Feb 11, 2025
Q4 2024
|
Mirae Asset Securities (Usa) Inc.
New York, NY |
BUY
|
PUT |
200KNew |
$848K - $1.27M
|
200K
$1M
|
|
|
Feb 11, 2025
Q4 2024
|
Mirae Asset Securities (Usa) Inc.
New York, NY |
BUY
|
- |
196KNew |
$831K - $1.25M
|
196K
$982K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
150+ 100.0% |
$636 - $953
|
300
$1.5K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-3.8K- 19.25% |
$16.1K - $24.1K
|
15.9K
$79.8K
|
|
|
Jan 27, 2025
Q4 2024
|
Imc Chicago, LLC
|
BUY
|
- |
101KNew |
$427K - $639K
|
101K
$504K
|
|
|
Jan 22, 2025
Q4 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
BUY
|
- |
1.82K+ 306.58% |
$7.71K - $11.5K
|
2.41K
$12.1K
|
|
|
Jan 17, 2025
Q4 2024
|
Albion Financial Group
|
BUY
|
- |
6.5KNew |
$27.6K - $41.3K
|
6.5K
$32.6K
|
|
|
Jan 16, 2025
Q4 2024
|
Davies Financial Advisors, Inc.
Murrieta, CA |
SELL
|
- |
-67.5K- 30.4% |
$286K - $428K
|
154K
$774K
|
|
|
Jan 02, 2025
Q4 2024
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-313- 70.5% |
$1.33K - $1.99K
|
131
$656
|
|
| Q3 2024 | |||||||
|
Oct 08, 2025
Q3 2024
|
New York State Common Retirement Fund
|
BUY
|
- |
8.67KNew |
$42.6K - $172K
|
8.67K
$43.4K
|
|
|
Jun 26, 2025
Q3 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
1.04K+ 9.53% |
$5.13K - $20.7K
|
12K
$60.1K
|
|
|
Nov 15, 2024
Q3 2024
|
Barclays PLC
London, X0 |
BUY
|
PUT |
24.2KNew |
$119K - $479K
|
24.2K
$121K
|
|
|
Nov 14, 2024
Q3 2024
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
PUT |
-733K- 78.7% |
$3.61M - $14.5M
|
198K
$994K
|
|
|
Nov 14, 2024
Q3 2024
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-253- 5.78% |
$1.24K - $5.01K
|
4.12K
$20.7K
|
|
|
Nov 14, 2024
Q3 2024
|
Shay Capital LLC
New York, NY |
BUY
|
- |
50KNew |
$246K - $990K
|
50K
$251K
|
|
|
Nov 14, 2024
Q3 2024
|
Public Employees Retirement Association Of Colorado
Denver, CO |
BUY
|
- |
4.69KNew |
$23.1K - $92.9K
|
4.69K
$23.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
80.4K+ 502.84% |
$396K - $1.59M
|
96.4K
$483K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
17.1KNew |
$84.3K - $339K
|
17.1K
$85.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Catalyst Funds Management Pty LTD
Sydney Nsw, C3 |
BUY
|
- |
9.7KNew |
$47.7K - $192K
|
9.7K
$48.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
BUY
|
PUT |
33.7KNew |
$166K - $668K
|
33.7K
$169K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-586- 91.28% |
$2.88K - $11.6K
|
56
$281
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-2.77K- 8.81% |
$13.6K - $54.9K
|
28.7K
$144K
|
|
|
Nov 14, 2024
Q3 2024
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-12.6KClosed |
$61.9K - $249K
|
0
$0
|
|
|
Nov 14, 2024
Q3 2024
|
Shay Capital LLC
New York, NY |
BUY
|
CALL |
100KNew |
$492K - $1.98M
|
100K
$501K
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
22.6KNew |
$111K - $448K
|
22.6K
$113K
|
|
|
Nov 14, 2024
Q3 2024
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
99.2KNew |
$488K - $1.96M
|
99.2K
$497K
|
|
|
Nov 14, 2024
Q3 2024
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
10KNew |
$49.2K - $198K
|
10K
$50.1K
|
|
|
Nov 14, 2024
Q3 2024
|
Point72 (Difc) LTD
Dubai, C0 |
BUY
|
- |
13.4KNew |
$65.9K - $265K
|
13.4K
$67.1K
|
|