Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
200New |
$6.38K - $9.37K
|
200
$632
|
|
Q3 2022 | |||||||
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.93K- 88.51% |
$47.8K - $104K
|
250
$790
|
|
Nov 14, 2022
Q3 2022
|
Meeder Asset Management Inc
|
SELL
|
- |
-3- 13.64% |
$74.4 - $162
|
19
$60
|
|
Nov 14, 2022
Q3 2022
|
Matrix Private Capital Group LLC
New York, NY |
SELL
|
- |
-1K- 16.46% |
$24.8K - $53.9K
|
5.08K
$16K
|
|
Nov 14, 2022
Q3 2022
|
Gyon Technologies Capital Management, LP
Denville, NJ |
BUY
|
- |
7.54KNew |
$187K - $407K
|
7.54K
$23.8K
|
|
Nov 08, 2022
Q3 2022
|
Mutual Of America Capital Management LLC
New York, NY |
BUY
|
- |
432+ 15.88% |
$10.7K - $23.3K
|
3.15K
$9.96K
|
|
Nov 07, 2022
Q3 2022
|
Bridgecreek Investment Management, LLC
Tulsa, OK |
BUY
|
- |
5.47K+ 6.46% |
$136K - $295K
|
90.1K
$285K
|
|
Oct 31, 2022
Q3 2022
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
11New |
$273 - $593
|
11
$34.8
|
|
Oct 27, 2022
Q3 2022
|
Bourgeon Capital Management LLC
|
BUY
|
- |
7New |
$174 - $377
|
7
$22.1
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
17+ 0.16% |
$422 - $916
|
10.5K
$33.3K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
245+ 4.67% |
$6.08K - $13.2K
|
5.5K
$17.4K
|
|
Oct 21, 2022
Q3 2022
|
Schubert & CO
|
BUY
|
- |
1+ 16.67% |
$24.8 - $53.9
|
7
$22.1
|
|
Oct 14, 2022
Q3 2022
|
Toth Financial Advisory Corp
|
BUY
|
- |
1+ 2.44% |
$24.8 - $53.9
|
42
$133
|
|
Q2 2022 | |||||||
Aug 23, 2022
Q2 2022
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-16.9KClosed |
$714K - $1.18M
|
0
$0
|
|
Aug 17, 2022
Q2 2022
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-3Closed |
$127 - $210
|
0
$0
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-859- 60.28% |
$36.3K - $60.2K
|
566
$1.79K
|
|
Aug 15, 2022
Q2 2022
|
Vident Investment Advisory, LLC
Alpharetta, GA |
BUY
|
- |
3.38K+ 8.25% |
$143K - $236K
|
44.3K
$140K
|
|
Aug 15, 2022
Q2 2022
|
Steamboat Capital Partners, LLC
Old Greenwich, CT |
SELL
|
- |
-229KClosed |
$9.69M - $16.1M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Apogem Capital LLC
New York, NY |
SELL
|
- |
-12.1KClosed |
$510K - $845K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Wexford Capital LP
Greenwich, CT |
SELL
|
- |
-21KClosed |
$887K - $1.47M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Globeflex Capital L P
San Diego, CA |
SELL
|
- |
-13.9KClosed |
$588K - $975K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Soviero Asset Management, LP
New York, NY |
SELL
|
- |
-207K- 49.05% |
$8.75M - $14.5M
|
215K
$679K
|
|
Aug 15, 2022
Q2 2022
|
Pdt Partners, LLC
New York, NY |
BUY
|
- |
8+ 0.02% |
$338 - $560
|
35K
$111K
|
|
Aug 15, 2022
Q2 2022
|
Arrow Mark Colorado Holdings LLC
Denver, CO |
SELL
|
- |
-158KClosed |
$6.66M - $11M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Keebeck Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-7.2KClosed |
$304K - $504K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3KClosed |
$127K - $210K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
4.71K+ 98.78% |
$199K - $330K
|
9.49K
$30K
|
|
Aug 12, 2022
Q2 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
100+ 50.0% |
$4.23K - $7.01K
|
300
$948
|
|
Aug 12, 2022
Q2 2022
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-3.33KClosed |
$141K - $233K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-17.3KClosed |
$731K - $1.21M
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.84KClosed |
$162K - $269K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-4.59KClosed |
$194K - $322K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Jupiter Asset Management LTD
|
SELL
|
- |
-67.7KClosed |
$2.86M - $4.74M
|
0
$0
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1KNew |
$42.3K - $70.1K
|
1K
$3.16K
|
|
Aug 08, 2022
Q2 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-2.9KClosed |
$123K - $203K
|
0
$0
|
|
Aug 05, 2022
Q2 2022
|
Cadent Capital Advisors, LLC
|
BUY
|
- |
500+ 8.47% |
$21.1K - $35K
|
6.4K
$20.2K
|
|
Aug 05, 2022
Q2 2022
|
Cadent Capital Advisors, LLC
|
BUY
|
CALL |
1KNew |
$42.3K - $70.1K
|
1K
$3.16K
|
|
Aug 05, 2022
Q2 2022
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-300- 2.6% |
$12.7K - $21K
|
11.2K
$35.5K
|
|
Aug 05, 2022
Q2 2022
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-70Closed |
$2.96K - $4.9K
|
0
$0
|
|
Aug 03, 2022
Q2 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7.31K+ 36.37% |
$309K - $512K
|
27.4K
$86.6K
|
|
Aug 03, 2022
Q2 2022
|
Assetmark, Inc
|
BUY
|
- |
5.51K+ 24.54% |
$233K - $386K
|
27.9K
$88.3K
|
|
Aug 03, 2022
Q2 2022
|
Handelsbanken Fonder Ab
|
SELL
|
- |
-3.5KClosed |
$148K - $245K
|
0
$0
|
|
Aug 01, 2022
Q2 2022
|
Pro Share Advisors LLC
|
SELL
|
- |
-4.35KClosed |
$184K - $305K
|
0
$0
|
|
Jul 27, 2022
Q2 2022
|
Riverview Trust CO
|
BUY
|
- |
307New |
$13K - $21.5K
|
307
$970
|
|
Jul 26, 2022
Q2 2022
|
Cypress Capital Group
|
SELL
|
- |
-4.16KClosed |
$176K - $291K
|
0
$0
|
|
Jul 25, 2022
Q2 2022
|
Strs Ohio
|
SELL
|
- |
-11.7KClosed |
$494K - $820K
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Dorsey Wright & Associates
|
SELL
|
- |
-975Closed |
$41.2K - $68.3K
|
0
$0
|
|
Jul 18, 2022
Q2 2022
|
Denali Advisors LLC
|
SELL
|
- |
-3.28K- 99.27% |
$138K - $229K
|
24
$75.8
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.47KClosed |
$146K - $243K
|
0
$0
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.26K- 10.56% |
$53.1K - $88.1K
|
10.7K
$33.7K
|