Latest Institutional Transactions on B. Riley Financial, Inc. (RILY)
This table provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-17.3KClosed |
$731K - $1.21M
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-3.33KClosed |
$141K - $233K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
100+ 50.0% |
$4.23K - $7.01K
|
300
$1.5K
|
|
|
Aug 11, 2022
Q2 2022
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-4.59KClosed |
$194K - $322K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.84KClosed |
$162K - $269K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Jupiter Asset Management LTD
|
SELL
|
- |
-67.7KClosed |
$2.86M - $4.74M
|
0
$0
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1KNew |
$42.3K - $70.1K
|
1K
$5.01K
|
|
|
Aug 08, 2022
Q2 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-2.9KClosed |
$123K - $203K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Cadent Capital Advisors, LLC
|
BUY
|
- |
500+ 8.47% |
$21.1K - $35K
|
6.4K
$32.1K
|
|
|
Aug 05, 2022
Q2 2022
|
Cadent Capital Advisors, LLC
|
BUY
|
CALL |
1KNew |
$42.3K - $70.1K
|
1K
$5.01K
|
|
|
Aug 05, 2022
Q2 2022
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-70Closed |
$2.96K - $4.9K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-300- 2.6% |
$12.7K - $21K
|
11.2K
$56.2K
|
|
|
Aug 03, 2022
Q2 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7.31K+ 36.37% |
$309K - $512K
|
27.4K
$137K
|
|
|
Aug 03, 2022
Q2 2022
|
Assetmark, Inc
|
BUY
|
- |
5.51K+ 24.54% |
$233K - $386K
|
27.9K
$140K
|
|
|
Aug 03, 2022
Q2 2022
|
Handelsbanken Fonder Ab
|
SELL
|
- |
-3.5KClosed |
$148K - $245K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Pro Share Advisors LLC
|
SELL
|
- |
-4.35KClosed |
$184K - $305K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Riverview Trust CO
|
BUY
|
- |
307New |
$13K - $21.5K
|
307
$1.54K
|
|
|
Jul 26, 2022
Q2 2022
|
Cypress Capital Group
|
SELL
|
- |
-4.16KClosed |
$176K - $291K
|
0
$0
|
|
|
Jul 25, 2022
Q2 2022
|
Strs Ohio
|
SELL
|
- |
-11.7KClosed |
$494K - $820K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Dorsey Wright & Associates
|
SELL
|
- |
-975Closed |
$41.2K - $68.3K
|
0
$0
|
|
|
Jul 18, 2022
Q2 2022
|
Denali Advisors LLC
|
SELL
|
- |
-3.28K- 99.27% |
$138K - $229K
|
24
$120
|
|
|
Jul 13, 2022
Q2 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.47KClosed |
$146K - $243K
|
0
$0
|
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.26K- 10.56% |
$53.1K - $88.1K
|
10.7K
$53.4K
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Man Group PLC
London, X0 |
SELL
|
- |
-2.65KClosed |
$148K - $231K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-230Closed |
$12.8K - $20.1K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
73.4KNew |
$4.09M - $6.41M
|
73.4K
$368K
|
|
|
May 16, 2022
Q1 2022
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-14.8KClosed |
$823K - $1.29M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Portolan Capital Management, LLC
Boston, MA |
SELL
|
- |
-97KClosed |
$5.41M - $8.46M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Lonestar Capital Management LLC
Menlo Park, CA |
SELL
|
- |
-5.04KClosed |
$281K - $440K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-1.08KClosed |
$60K - $94K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Eam Global Investors LLC
Solana Beach, CA |
SELL
|
- |
-27KClosed |
$1.5M - $2.35M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Voss Capital, LLC
Houston, TX |
SELL
|
- |
-24.1KClosed |
$1.34M - $2.1M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-7.73KClosed |
$431K - $674K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-2.5KClosed |
$139K - $218K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-3.24KClosed |
$180K - $282K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-1.08KClosed |
$60.2K - $94.3K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-100Closed |
$5.57K - $8.73K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Rock Creek Group, LP
|
SELL
|
- |
-8.28KClosed |
$462K - $723K
|
0
$0
|
|
|
May 10, 2022
Q1 2022
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-300Closed |
$16.7K - $26.2K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Taurus Asset Management, LLC
New York, NY |
SELL
|
- |
-2.37KClosed |
$132K - $207K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-25Closed |
$1.39K - $2.18K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Curi Wealth Management, LLC
|
BUY
|
- |
2+ 100.0% |
$111 - $175
|
4
$20
|
|
|
May 04, 2022
Q1 2022
|
Summer Haven Investment Management, LLC
|
BUY
|
- |
1.08K+ 8.77% |
$59.9K - $93.8K
|
13.3K
$66.8K
|
|
|
May 02, 2022
Q1 2022
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-1KClosed |
$55.7K - $87.3K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-9.45KClosed |
$527K - $825K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Hanseatic Management Services Inc
|
SELL
|
- |
-975Closed |
$54.3K - $85.1K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-8.87KClosed |
$494K - $774K
|
0
$0
|
|
|
Apr 25, 2022
Q1 2022
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
215New |
$12K - $18.8K
|
215
$1.08K
|
|
|
Apr 20, 2022
Q1 2022
|
Hfg Advisors, Inc.
|
SELL
|
- |
-3.71KClosed |
$206K - $323K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Stonnington Group, LLC
|
SELL
|
- |
-8.75KClosed |
$488K - $764K
|
0
$0
|
|