Latest Institutional Sells of B. Riley Financial, Inc. (RILY)
This list provides information on the latest institutional transactions involving B. Riley Financial, Inc. (RILY) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-477K- 96.2% |
$1.53M - $3.59M
|
18.8K
$94.4K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-264K- 95.47% |
$847K - $1.99M
|
12.5K
$62.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-66.7K- 48.68% |
$214K - $502K
|
70.3K
$352K
|
|
|
Nov 14, 2025
Q3 2025
|
Centiva Capital, LP
New York, NY |
SELL
|
CALL |
-50K- 50.0% |
$161K - $377K
|
50K
$251K
|
|
|
Nov 14, 2025
Q3 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-46.1K- 71.16% |
$148K - $347K
|
18.7K
$93.6K
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-10.9K- 21.05% |
$35K - $82K
|
40.9K
$205K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-10.6K- 38.4% |
$34.1K - $80K
|
17.1K
$85.4K
|
|
|
Oct 27, 2025
Q3 2025
|
Belvedere Trading LLC
|
SELL
|
- |
-5.65K- 87.12% |
$18.1K - $42.5K
|
835
$4.18K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.52K- 99.91% |
$17.7K - $41.6K
|
5
$25
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.49K- 88.24% |
$17.6K - $41.3K
|
731
$3.66K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
PUT |
-4.8K- 3.06% |
$15.4K - $36.1K
|
152K
$763K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.34K- 19.39% |
$10.7K - $25.1K
|
13.9K
$69.5K
|
|
|
Oct 27, 2025
Q3 2025
|
Belvedere Trading LLC
|
SELL
|
PUT |
-3K- 20.98% |
$9.63K - $22.6K
|
11.3K
$56.6K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-1.03K- 94.85% |
$3.31K - $7.77K
|
56
$281
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
PUT |
-200- 2.44% |
$642 - $1.51K
|
8K
$40.1K
|
|
|
Nov 03, 2025
Q3 2025
|
Straight Path Wealth Management
|
SELL
|
- |
-200- 0.22% |
$642 - $1.51K
|
90.3K
$452K
|
|
|
Nov 04, 2025
Q3 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-54- 10.36% |
$173 - $407
|
467
$2.34K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-23- 95.83% |
$73.8 - $173
|
1
$5.01
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
State Street Corp
Boston, MA |
SELL
|
- |
-364K- 81.49% |
$1.02M - $1.41M
|
82.6K
$414K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.5K- 40.18% |
$29.3K - $40.7K
|
15.6K
$78K
|
|
|
Jul 25, 2025
Q2 2025
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.5K- 5.02% |
$4.2K - $5.84K
|
28.4K
$142K
|
|
|
Jul 09, 2025
Q2 2025
|
Harbor Capital Advisors, Inc.
|
SELL
|
- |
-159- 60.23% |
$445 - $619
|
105
$526
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-55- 73.33% |
$154 - $214
|
20
$100
|
|
|
Aug 11, 2025
Q2 2025
|
Covestor LTD
Boston, MA |
SELL
|
- |
-1- 6.25% |
$2.8 - $3.89
|
15
$75.1
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Nokomis Capital, L.L.C.
Dallas, TX |
SELL
|
- |
-12K- 28.81% |
$37K - $76.7K
|
29.7K
$149K
|
|
|
May 12, 2025
Q1 2025
|
Townsquare Capital LLC
|
SELL
|
- |
-1.52K- 4.79% |
$4.67K - $9.69K
|
30.1K
$151K
|
|
|
May 13, 2025
Q1 2025
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-486- 0.49% |
$1.5K - $3.11K
|
98.1K
$491K
|
|
|
May 07, 2025
Q1 2025
|
Ridgewood Investments LLC
|
SELL
|
- |
-300- 16.67% |
$924 - $1.92K
|
1.5K
$7.52K
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-250- 50.0% |
$770 - $1.6K
|
250
$1.25K
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-237- 1.92% |
$730 - $1.51K
|
12.1K
$60.7K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
PUT |
-244K- 99.92% |
$1.04M - $1.55M
|
200
$1K
|
|
|
Jan 16, 2025
Q4 2024
|
Davies Financial Advisors, Inc.
Murrieta, CA |
SELL
|
- |
-67.5K- 30.4% |
$286K - $428K
|
154K
$774K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-3.8K- 19.25% |
$16.1K - $24.1K
|
15.9K
$79.8K
|
|
|
Feb 12, 2025
Q4 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-600- 1.48% |
$2.54K - $3.81K
|
40K
$200K
|
|
|
Jan 02, 2025
Q4 2024
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-313- 70.5% |
$1.33K - $1.99K
|
131
$656
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
PUT |
-733K- 78.7% |
$3.61M - $14.5M
|
198K
$994K
|
|
|
Nov 13, 2024
Q3 2024
|
Gts Securities LLC
New York, NY |
SELL
|
PUT |
-23.1K- 37.26% |
$114K - $458K
|
38.9K
$195K
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-16.4K- 88.95% |
$80.6K - $325K
|
2.04K
$10.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-12.6KClosed |
$61.9K - $249K
|
0
$0
|
|
|
Oct 16, 2024
Q3 2024
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-11.3K- 48.36% |
$55.7K - $224K
|
12.1K
$60.6K
|
|
|
Nov 07, 2024
Q3 2024
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-10.9K- 32.83% |
$53.6K - $216K
|
22.3K
$112K
|
|
|
Oct 30, 2024
Q3 2024
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-4.18K- 84.67% |
$20.6K - $82.8K
|
757
$3.79K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-2.77K- 8.81% |
$13.6K - $54.9K
|
28.7K
$144K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-586- 91.28% |
$2.88K - $11.6K
|
56
$281
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-519- 93.01% |
$2.55K - $10.3K
|
39
$195
|
|
|
Nov 14, 2024
Q3 2024
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-253- 5.78% |
$1.24K - $5.01K
|
4.12K
$20.7K
|
|
|
Oct 17, 2024
Q3 2024
|
Fifth Third Bancorp
|
SELL
|
- |
-154- 50.16% |
$758 - $3.05K
|
153
$767
|
|
|
Nov 13, 2024
Q3 2024
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-23- 32.86% |
$113 - $456
|
47
$235
|
|
|
Nov 01, 2024
Q3 2024
|
Lindbrook Capital, LLC
|
SELL
|
- |
-20- 21.51% |
$98.4 - $396
|
73
$366
|
|
| Q2 2024 | |||||||
|
Aug 06, 2024
Q2 2024
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-232K- 98.98% |
$4.01M - $8.94M
|
2.4K
$12K
|
|