Latest Insider Transactions at B. Riley Financial, Inc. (RILY)
This section provides a real-time view of insider transactions for B. Riley Financial, Inc. (RILY). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of B. Riley Financial, Inc. to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of B. Riley Financial, Inc.'s insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 03
2020
|
Alan N Forman EVP, General Counsel, Sec |
BUY
Exercise of conversion of derivative security
|
Direct |
50,000
+28.94%
|
-
|
|
Dec 03
2020
|
Kenneth M Young President |
BUY
Exercise of conversion of derivative security
|
Direct |
100,000
+34.91%
|
-
|
|
Dec 03
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
200,000
+3.88%
|
-
|
|
Dec 03
2020
|
Howard Weitzman SVP, Chief Accounting Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
25,000
+29.67%
|
-
|
|
Dec 03
2020
|
Andrew Moore CEO B. Riley Securities, Inc. |
BUY
Exercise of conversion of derivative security
|
Direct |
100,000
+28.25%
|
-
|
|
Dec 03
2020
|
Phillip J. Ahn CFO & Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
100,000
+31.54%
|
-
|
|
Nov 19
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
15,000
+0.31%
|
$480,000
$32.53 P/Share
|
|
Nov 03
2020
|
Randall E Paulson Director |
BUY
Open market or private purchase
|
Direct |
40,000
+33.8%
|
$1,040,000
$26.65 P/Share
|
|
Nov 03
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
60,000
+1.25%
|
$1,560,000
$26.66 P/Share
|
|
Sep 14
2020
|
Todd D. Sims Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,554
-14.42%
|
-
|
|
Sep 08
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
1,224
+0.03%
|
$30,600
$25.59 P/Share
|
|
Sep 04
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
2,282
+0.05%
|
$59,332
$26.21 P/Share
|
|
Sep 02
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Indirect |
2,800
+11.16%
|
$75,600
$27.15 P/Share
|
|
Sep 02
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
15,000
+0.32%
|
$405,000
$27.15 P/Share
|
|
Aug 26
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
20,000
+0.43%
|
$520,000
$26.67 P/Share
|
|
Aug 07
2020
|
Randall E Paulson Director |
BUY
Open market or private purchase
|
Direct |
25,000
+39.47%
|
$650,000
$26.96 P/Share
|
|
Aug 06
2020
|
Kenneth M Young President |
BUY
Open market or private purchase
|
Indirect |
1,000
+6.45%
|
$27,000
$27.28 P/Share
|
|
Aug 06
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
25,000
+0.54%
|
$675,000
$27.15 P/Share
|
|
Jun 30
2020
|
Phillip J. Ahn CFO & Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
992
+0.84%
|
$17,856
$18.5 P/Share
|
|
Jun 30
2020
|
Kenneth M Young President |
BUY
Grant, award, or other acquisition
|
Direct |
992
+1.13%
|
$17,856
$18.5 P/Share
|
|
Jun 18
2020
|
Randall E Paulson Director |
BUY
Grant, award, or other acquisition
|
Direct |
3,456
+20.57%
|
-
|
|
Jun 18
2020
|
Michael Joseph Sheldon Director |
BUY
Grant, award, or other acquisition
|
Direct |
3,456
+13.81%
|
-
|
|
Jun 18
2020
|
Marian Walters Director |
BUY
Grant, award, or other acquisition
|
Direct |
3,456
+37.74%
|
-
|
|
Jun 18
2020
|
Mikel H Williams Director |
BUY
Grant, award, or other acquisition
|
Direct |
3,456
+5.12%
|
-
|
|
Jun 18
2020
|
Agostino Robert P D Director |
BUY
Grant, award, or other acquisition
|
Direct |
3,456
+2.43%
|
-
|
|
Jun 18
2020
|
Robert L Antin Director |
BUY
Grant, award, or other acquisition
|
Direct |
3,456
+21.09%
|
-
|
|
Jun 18
2020
|
Todd D. Sims Director |
BUY
Grant, award, or other acquisition
|
Direct |
3,456
+16.32%
|
-
|
|
Jun 10
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
10,689
+0.23%
|
$235,158
$22.74 P/Share
|
|
Jun 09
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
9,311
+0.2%
|
$204,842
$22.98 P/Share
|
|
Jun 03
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
40,000
+0.86%
|
$800,000
$20.81 P/Share
|
|
May 22
2020
|
Phillip J. Ahn CFO & Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,535
-6.85%
|
$153,630
$18.54 P/Share
|
|
May 22
2020
|
Kenneth M Young President |
SELL
Payment of exercise price or tax liability
|
Direct |
8,455
-9.01%
|
$152,190
$18.54 P/Share
|
|
May 22
2020
|
Howard Weitzman SVP, Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,872
-7.73%
|
$51,696
$18.54 P/Share
|
|
May 22
2020
|
Andrew Moore CEO B. Riley Securities, Inc. |
SELL
Payment of exercise price or tax liability
|
Direct |
8,831
-5.46%
|
$158,958
$18.54 P/Share
|
|
May 22
2020
|
Alan N Forman EVP, General Counsel, Sec |
SELL
Payment of exercise price or tax liability
|
Direct |
5,657
-7.21%
|
$101,826
$18.54 P/Share
|
|
May 22
2020
|
Thomas J /Adv Kelleher Co-CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
8,131
-4.51%
|
$146,358
$18.54 P/Share
|
|
May 21
2020
|
Phillip J. Ahn CFO & Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
19,358
+13.44%
|
-
|
|
May 21
2020
|
Kenneth M Young President |
BUY
Grant, award, or other acquisition
|
Direct |
22,124
+19.07%
|
-
|
|
May 21
2020
|
Howard Weitzman SVP, Chief Accounting Officer |
BUY
Grant, award, or other acquisition
|
Direct |
8,296
+18.26%
|
-
|
|
May 21
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
1,835
+0.04%
|
$33,030
$18.25 P/Share
|
|
May 21
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Grant, award, or other acquisition
|
Direct |
41,482
+0.9%
|
-
|
|
May 21
2020
|
Andrew Moore CEO B. Riley Securities, Inc. |
BUY
Grant, award, or other acquisition
|
Direct |
22,124
+12.03%
|
-
|
|
May 21
2020
|
Alan N Forman EVP, General Counsel, Sec |
BUY
Grant, award, or other acquisition
|
Direct |
13,827
+14.99%
|
-
|
|
May 21
2020
|
Thomas J /Adv Kelleher Co-CEO |
BUY
Grant, award, or other acquisition
|
Direct |
41,482
+18.72%
|
-
|
|
Mar 20
2020
|
Robert L Antin Director |
BUY
Open market or private purchase
|
Direct |
2,000
+17.42%
|
$36,000
$18.65 P/Share
|
|
Mar 16
2020
|
Andrew Moore CEO B. Riley Securities, Inc. |
BUY
Open market or private purchase
|
Direct |
6,000
+4.12%
|
$108,000
$18.08 P/Share
|
|
Mar 13
2020
|
Mikel H Williams Director |
BUY
Open market or private purchase
|
Direct |
8,870
+12.77%
|
$168,530
$19.61 P/Share
|
|
Mar 13
2020
|
Kenneth M Young President |
BUY
Open market or private purchase
|
Indirect |
3,500
+20.59%
|
$70,000
$20.24 P/Share
|
|
Mar 13
2020
|
Michael Joseph Sheldon Director |
BUY
Open market or private purchase
|
Direct |
5,327
+22.72%
|
$95,886
$18.91 P/Share
|
|
Mar 11
2020
|
Bryant R Riley Chairman and Co-CEO |
BUY
Open market or private purchase
|
Direct |
4,654
+0.1%
|
$93,080
$20.2 P/Share
|