Rivernorth Opportunities Fund, Inc. RIV

Institutional shares held 5.3 Million

0 calls

0 puts

Total value of holdings $57.9M

$0 calls

$0 puts

Market Cap N/A

Institutional ownership N/A

# of Institutions 52

We take great care to ensure that the data presented and summarized in this overview for RIVERNORTH OPPORTUNITIES FUND, INC. is accurate and up-to-date, based on a comprehensive analysis of 13F filing forms for institutional ownership and form 4 filings for insider transactions. Please note that this data may differ from other sources and should not be relied upon as the sole basis for investment decisions.

Quarterly Institutional Activity in RIV

Shares Bought

Shares Sold

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Top Institutions Holding RIV

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Latest Institutional Activity in RIV

Top Purchases

Q1 2025

Tennessee Valley Asset Management Partners Shares Held: 113K ($1.24M)

18.1K Shares purchased

19.01% Added

Q1 2025

Janney Montgomery Scott LLC Shares Held: 36.6K ($399K)

177 Shares purchased

0.49% Added

Q4 2024

Shaker Financial Services, LLC Shares Held: 101K ($1.1M)

101K Shares purchased

New Holding

Q4 2024

Atria Wealth Solutions, Inc. Shares Held: 113K ($1.24M)

94.5K Shares purchased

499.82% Added

Q4 2024

Lpl Financial LLC Shares Held: 407K ($4.44M)

80.3K Shares purchased

24.6% Added

View All Buyers

Top Sells

Q1 2025

Sea Crest Wealth Management, LLC Shares Held: 19.3K ($210K)

4.84K Shares sold

20.07% Reduced

Q4 2024

Strategic Financial Concepts, LLC Shares Held: 16.6K ($181K)

174K Shares sold

91.3% Reduced

Q4 2024

Bank Of America Corp Shares Held: 37.7K ($411K)

85.5K Shares sold

69.42% Reduced

Q4 2024

National Asset Management, Inc. Shares Held: 184K ($2.01M)

69.5K Shares sold

27.44% Reduced

Q4 2024

Morgan Stanley Shares Held: 1.68M ($18.3M)

32.9K Shares sold

1.92% Reduced

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About RIV

RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

Insider Transactions at RIV

Insider Transaction List

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Date	Insider	Transaction	Ownership Type	Shares Traded	Value / Price
Date	Insider	Transaction	Ownership Type	Shares Traded	Value / Price
Nov 22 2024	Rivernorth Capital Management, LLC	SELL Other acquisition or disposition	Direct	76,796 -100.0%	-
Dec 27 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	12,608 +12.36%	$138,688 $11.12 P/Share
Dec 14 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	8,674 +10.15%	$95,414 $11.06 P/Share
Dec 08 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	600 +0.87%	$6,000 $10.83 P/Share
Dec 07 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	292 +0.43%	$2,920 $10.77 P/Share
Dec 04 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	1,053 +1.54%	$10,530 $10.68 P/Share
Dec 01 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	47 +0.07%	$470 $10.65 P/Share
Nov 21 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	12,400 +15.8%	$124,000 $10.5 P/Share
Nov 20 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	15,245 +22.11%	$152,450 $10.49 P/Share
Nov 17 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	18,094 +32.0%	$180,940 $10.47 P/Share
Oct 27 2023	Jerry Raio Director	BUY Open market or private purchase	Direct	2,500 +38.46%	$22,500 $9.74 P/Share
Jun 02 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	916 +4.31%	$10,076 $11.2 P/Share
May 12 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	4,539 +18.93%	$45,390 $10.98 P/Share
May 11 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	728 +4.66%	$8,008 $11.13 P/Share
May 10 2023	Rivernorth Capital Management, LLC	BUY Grant, award, or other acquisition	Direct	1,600 +10.14%	$17,600 $11.13 P/Share
Apr 10 2023	Jerry Raio Director	BUY Open market or private purchase	Direct	1,500 +50.0%	$16,500 $11.55 P/Share
Nov 15 2022	Patrick W. Galley President	BUY Open market or private purchase	Direct	41,899 +12.94%	-
Nov 08 2022	John Wayne Hutchens Director	BUY Open market or private purchase	Direct	2,773 +26.32%	$30,503 $11.93 P/Share
Jan 24 2022	Stephen Andrew O'Neill	BUY Open market or private purchase	Direct	5,000 +1.18%	$70,000 $14.95 P/Share
Nov 16 2021	John Wayne Hutchens Director	BUY Open market or private purchase	Direct	1,664 +20.0%	$26,624 $16.81 P/Share

View All Transactions

Last 12 Months Summary

Buy / Acquisition

0 Shares

From 0 Insiders

Sell / Disposition

76.8K Shares

From 1 Insiders

Other acquisition or disposition	76.8K shares

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P - Open market or private purchase×

S - Open market or private sale×

V - Transaction voluntarily reported earlier than required×

A - Grant, award, or other acquisition×

D - Sale (or disposition) back to the issuer×

F - Payment of exercise price or tax liability×

I - Discretionary transaction×

M - Exercise of conversion of derivative security×

C - Conversion of derivative security×

E - Expiration of short derivative position×

H - Expiration (or cancellation) of long derivative position with value received×

O - Exercise of out-of-the-money derivative securities×

X - Exercise of in-the-money or at-the-money derivatives securities×

G - Bona fide gift×

L - Small Acquisition×

W - Acquisition or disposition by will or laws×

Z - Deposit into or withdrawal from voting trust×

J - Other acquisition or disposition×

K - Transaction in equity swap or similar instrument×

U - Disposition due to a tender of shares in a change of control transaction×

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Rivernorth Opportunities Fund, Inc. RIV

Quarterly Institutional Activity in RIV

Top Institutions Holding RIV

Latest Institutional Activity in RIV

Top Purchases

Top Sells

About RIV

Insider Transactions at RIV

Insider Transaction List

Last 12 Months Summary

Track Institutional and Insider Activities on RIV

Institutional Portfolio Updates

Insider Trading

News