Latest Institutional Transactions on Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information on the latest institutional transactions involving Rivernorth Opportunities Fund, Inc. (RIV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
2.36K+ 5.01% |
$28.1K - $29.5K
|
49.5K
$570K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.2K+ 10.95% |
$134K - $140K
|
114K
$1.31M
|
|
|
Nov 14, 2025
Q3 2025
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
100KNew |
$1.19M - $1.25M
|
100K
$1.15M
|
|
|
Nov 14, 2025
Q3 2025
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
121KNew |
$1.44M - $1.51M
|
121K
$1.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
58.6KNew |
$699K - $733K
|
58.6K
$675K
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
BUY
|
- |
78KNew |
$931K - $975K
|
78K
$899K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-454- 0.96% |
$5.42K - $5.68K
|
47K
$541K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
14.7K+ 0.83% |
$175K - $183K
|
1.78M
$20.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.7KNew |
$140K - $147K
|
11.7K
$135K
|
|
|
Nov 14, 2025
Q3 2025
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
118KNew |
$1.41M - $1.48M
|
118K
$1.36M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
4K+ 6.33% |
$47.7K - $50K
|
67.2K
$774K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.1K+ 5.91% |
$13.1K - $13.8K
|
19.7K
$227K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
188KNew |
$2.24M - $2.35M
|
188K
$2.16M
|
|
|
Nov 13, 2025
Q3 2025
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
7.84K+ 5.7% |
$93.5K - $98K
|
145K
$1.68M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-396- 1.95% |
$4.72K - $4.95K
|
19.9K
$229K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.32K- 0.51% |
$15.8K - $16.5K
|
257K
$2.96M
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.7K+ 13.98% |
$32.2K - $33.7K
|
22K
$254K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
20.1KNew |
$239K - $251K
|
20.1K
$231K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.85K+ 1.64% |
$22K - $23.1K
|
115K
$1.32M
|
|
|
Nov 12, 2025
Q3 2025
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
2.15K+ 19.9% |
$25.6K - $26.8K
|
12.9K
$149K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.11K+ 0.61% |
$13.3K - $13.9K
|
184K
$2.12M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
69.3K+ 15.51% |
$827K - $866K
|
516K
$5.95M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
33.4K+ 35.71% |
$399K - $418K
|
127K
$1.46M
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
11.3KNew |
$135K - $141K
|
11.3K
$130K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
8.72K+ 50.27% |
$104K - $109K
|
26.1K
$300K
|
|
|
Nov 10, 2025
Q3 2025
|
Advisor Os, LLC
|
SELL
|
- |
-192- 0.36% |
$2.29K - $2.4K
|
53.5K
$616K
|
|
|
Nov 10, 2025
Q3 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
11.8K+ 11.39% |
$141K - $148K
|
116K
$1.33M
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1K- 3.86% |
$11.9K - $12.5K
|
24.9K
$287K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6.88K+ 15.85% |
$82.1K - $86K
|
50.3K
$579K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.06K+ 1.61% |
$36.5K - $38.2K
|
193K
$2.22M
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
14.8K+ 2.51% |
$176K - $184K
|
603K
$6.95M
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
79+ 0.09% |
$942 - $988
|
88.2K
$1.02M
|
|
|
Oct 28, 2025
Q3 2025
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
14KNew |
$167K - $175K
|
14K
$161K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.63K- 15.17% |
$67.1K - $70.3K
|
31.5K
$363K
|
|
|
Oct 24, 2025
Q3 2025
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
20.1K+ 93.09% |
$240K - $252K
|
41.8K
$481K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-8.72K- 36.16% |
$104K - $109K
|
15.4K
$177K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
54+ 0.22% |
$644 - $675
|
24.1K
$278K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2.02KNew |
$24.1K - $25.3K
|
2.02K
$23.3K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-358- 36.49% |
$4.27K - $4.48K
|
623
$7.18K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
180New |
$2.15K - $2.25K
|
180
$2.07K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.1K+ 1.05% |
$21.8K - $25.7K
|
201K
$2.32M
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10New |
$104 - $123
|
10
$115
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-26.5K- 46.53% |
$276K - $325K
|
30.5K
$351K
|
|
|
Aug 04, 2025
Q2 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
38.3KNew |
$399K - $469K
|
38.3K
$441K
|
|
|
Jul 24, 2025
Q2 2025
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
BUY
|
- |
907+ 3.46% |
$9.45K - $11.1K
|
27.1K
$312K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
100New |
$1.04K - $1.23K
|
100
$1.15K
|
|
|
Jul 10, 2025
Q2 2025
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
1K+ 41.67% |
$10.4K - $12.3K
|
3.4K
$39.2K
|
|
| Q1 2025 | |||||||
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-310- 50.0% |
$3.61K - $3.87K
|
310
$3.57K
|
|
|
May 14, 2025
Q1 2025
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
9.13KNew |
$106K - $114K
|
9.13K
$105K
|
|