Latest Institutional Transactions on Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information on the latest institutional transactions involving Rivernorth Opportunities Fund, Inc. (RIV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-5.59K- 86.8% |
$65.1K - $69.9K
|
851
$9.8K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
255New |
$2.97K - $3.18K
|
255
$2.94K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-84.5K- 74.56% |
$984K - $1.06M
|
28.9K
$332K
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.9K+ 4.44% |
$22.1K - $23.7K
|
44.7K
$515K
|
|
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
27.2KNew |
$317K - $340K
|
27.2K
$313K
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-5.8K- 34.94% |
$67.5K - $72.4K
|
10.8K
$124K
|
|
| Q4 2024 | |||||||
|
Feb 25, 2025
Q4 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-69.5K- 27.44% |
$798K - $900K
|
184K
$2.12M
|
|
|
Feb 14, 2025
Q4 2024
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
537New |
$6.16K - $6.95K
|
537
$6.19K
|
|
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
10.5KNew |
$121K - $136K
|
10.5K
$121K
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-490- 4.16% |
$5.63K - $6.35K
|
11.3K
$130K
|
|
|
Feb 07, 2025
Q4 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-7.23K- 98.87% |
$83K - $93.6K
|
83
$956
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6.78K+ 54.24% |
$77.8K - $87.8K
|
19.3K
$222K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
10KNew |
$115K - $130K
|
10K
$115K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
1.2KNew |
$13.8K - $15.5K
|
1.2K
$13.8K
|
|
|
Jan 22, 2025
Q4 2024
|
Strategic Wealth Investment Group, LLC
|
BUY
|
- |
705New |
$8.09K - $9.13K
|
705
$8.12K
|
|
|
Jan 21, 2025
Q4 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1+ 2.22% |
$11.5 - $13
|
46
$530
|
|
|
Jan 17, 2025
Q4 2024
|
Westside Investment Management, Inc.
|
SELL
|
- |
-1.2K- 5.66% |
$13.8K - $15.5K
|
20K
$230K
|
|
| Q3 2024 | |||||||
|
Nov 07, 2024
Q3 2024
|
Calamos Advisors LLC
|
BUY
|
- |
5.05K+ 16.67% |
$59.6K - $65.2K
|
35.3K
$407K
|
|
|
Nov 05, 2024
Q3 2024
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
125New |
$1.48K - $1.62K
|
125
$1.44K
|
|
|
Oct 30, 2024
Q3 2024
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
603+ 0.53% |
$7.12K - $7.79K
|
115K
$1.33M
|
|
|
Oct 24, 2024
Q3 2024
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
2.11KNew |
$24.9K - $27.3K
|
2.11K
$24.3K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.91K+ 25.13% |
$69.7K - $76.3K
|
29.4K
$339K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-56- 0.12% |
$661 - $724
|
45.3K
$522K
|
|
|
Oct 15, 2024
Q3 2024
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-1.55K- 12.38% |
$18.4K - $20.1K
|
11K
$127K
|
|
| Q2 2024 | |||||||
|
Jan 31, 2025
Q2 2024
|
Absolute Investment Advisers LLC
|
SELL
|
- |
-2.45K- 1.93% |
$27.6K - $30.2K
|
125K
$1.43M
|
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
106New |
$1.19K - $1.31K
|
106
$1.22K
|
|
|
Aug 14, 2024
Q2 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-17.6K- 50.84% |
$198K - $217K
|
17K
$196K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
266+ 0.95% |
$3K - $3.28K
|
28.3K
$326K
|
|
|
Aug 06, 2024
Q2 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
2KNew |
$22.5K - $24.6K
|
2K
$23K
|
|
|
Aug 05, 2024
Q2 2024
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-2.25K- 15.39% |
$25.3K - $27.7K
|
12.4K
$143K
|
|
|
Jul 11, 2024
Q2 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-7.06K- 37.04% |
$79.5K - $87K
|
12K
$138K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Mangrove Partners
New York, NY |
BUY
|
- |
10.4K+ 2.05% |
$114K - $125K
|
516K
$5.94M
|
|
|
May 09, 2024
Q1 2024
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
3.76KNew |
$41.2K - $45.4K
|
3.76K
$43.3K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-59K- 67.13% |
$647K - $713K
|
28.9K
$333K
|
|
|
May 01, 2024
Q1 2024
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
402+ 3.31% |
$4.41K - $4.86K
|
12.5K
$145K
|
|
|
May 01, 2024
Q1 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.61K- 11.17% |
$28.6K - $31.5K
|
20.7K
$239K
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-4.49KClosed |
$49.2K - $54.2K
|
0
$0
|
|
| Q4 2023 | |||||||
|
Dec 08, 2025
Q4 2023
|
Nwf Advisory Services Inc.
Los Angeles, CA |
SELL
|
- |
-1.4K- 2.41% |
$13.5K - $15.8K
|
56.6K
$652K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
140KNew |
$1.36M - $1.58M
|
140K
$1.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.3KNew |
$157K - $183K
|
16.3K
$187K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.91KNew |
$28.1K - $32.7K
|
2.91K
$33.5K
|
|
|
Feb 06, 2024
Q4 2023
|
National Bank Of Canada
|
BUY
|
- |
2.64KNew |
$25.5K - $29.7K
|
2.64K
$30.4K
|
|
|
Feb 05, 2024
Q4 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
15.2K+ 43.59% |
$147K - $171K
|
50.2K
$578K
|
|
| Q3 2023 | |||||||
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2KNew |
$21K - $23K
|
2K
$23K
|
|
| Q2 2023 | |||||||
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
929+ 15.77% |
$10.1K - $10.8K
|
6.82K
$78.6K
|
|
|
Aug 11, 2023
Q2 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
25.5KNew |
$277K - $295K
|
25.5K
$293K
|
|
| Q1 2023 | |||||||
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.18KNew |
$23.8K - $27.3K
|
2.18K
$25.1K
|
|
|
May 11, 2023
Q1 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
16.3KNew |
$178K - $205K
|
16.3K
$188K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-6.55K- 38.27% |
$71.5K - $82.2K
|
10.6K
$122K
|
|
| Q4 2022 | |||||||
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
300New |
$3.52K - $3.99K
|
300
$3.46K
|
|