Latest Institutional Transactions on Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information on the latest institutional transactions involving Rivernorth Opportunities Fund, Inc. (RIV) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2024
Q3 2024
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-1.55K- 12.38% |
$18.4K - $20.1K
|
11K
$130K
|
|
| Q2 2024 | |||||||
|
Jan 31, 2025
Q2 2024
|
Absolute Investment Advisers LLC
|
SELL
|
- |
-2.45K- 1.93% |
$27.6K - $30.2K
|
125K
$1.48M
|
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
106New |
$1.19K - $1.31K
|
106
$1.26K
|
|
|
Aug 14, 2024
Q2 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-1.05K- 1.93% |
$11.8K - $12.9K
|
53.2K
$630K
|
|
|
Aug 14, 2024
Q2 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-17.6K- 50.84% |
$198K - $217K
|
17K
$202K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
266+ 0.95% |
$3K - $3.28K
|
28.3K
$335K
|
|
|
Aug 06, 2024
Q2 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
2KNew |
$22.5K - $24.6K
|
2K
$23.7K
|
|
|
Aug 05, 2024
Q2 2024
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-2.25K- 15.39% |
$25.3K - $27.7K
|
12.4K
$147K
|
|
|
Jul 11, 2024
Q2 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-7.06K- 37.04% |
$79.5K - $87K
|
12K
$142K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Mangrove Partners
New York, NY |
BUY
|
- |
10.4K+ 2.05% |
$114K - $125K
|
516K
$6.11M
|
|
|
May 09, 2024
Q1 2024
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
3.76KNew |
$41.2K - $45.4K
|
3.76K
$44.5K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-59K- 67.13% |
$647K - $713K
|
28.9K
$342K
|
|
|
May 01, 2024
Q1 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.61K- 11.17% |
$28.6K - $31.5K
|
20.7K
$246K
|
|
|
May 01, 2024
Q1 2024
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
402+ 3.31% |
$4.41K - $4.86K
|
12.5K
$149K
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-4.49KClosed |
$49.2K - $54.2K
|
0
$0
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
140KNew |
$1.36M - $1.58M
|
140K
$1.66M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.3KNew |
$157K - $183K
|
16.3K
$193K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.91KNew |
$28.1K - $32.7K
|
2.91K
$34.4K
|
|
|
Feb 06, 2024
Q4 2023
|
National Bank Of Canada
|
BUY
|
- |
2.64KNew |
$25.5K - $29.7K
|
2.64K
$31.3K
|
|
|
Feb 05, 2024
Q4 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
15.2K+ 43.59% |
$147K - $171K
|
50.2K
$594K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
24.5KNew |
$237K - $276K
|
24.5K
$291K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-89K- 25.93% |
$936K - $1.02M
|
254K
$3.01M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2KNew |
$21K - $23K
|
2K
$23.7K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-223- 38.38% |
$2.34K - $2.57K
|
358
$4.24K
|
|
| Q2 2023 | |||||||
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
11.6KNew |
$126K - $134K
|
11.6K
$137K
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
929+ 15.77% |
$10.1K - $10.8K
|
6.82K
$80.8K
|
|
|
Aug 11, 2023
Q2 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
25.5KNew |
$277K - $295K
|
25.5K
$302K
|
|
| Q1 2023 | |||||||
|
Jun 20, 2023
Q1 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
1.4K+ 140.0% |
$15.3K - $17.6K
|
2.4K
$28.4K
|
|
|
May 15, 2023
Q1 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10KNew |
$109K - $126K
|
10K
$119K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.18KNew |
$23.8K - $27.3K
|
2.18K
$25.8K
|
|
|
May 11, 2023
Q1 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
16.3KNew |
$178K - $205K
|
16.3K
$193K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-6.55K- 38.27% |
$71.5K - $82.2K
|
10.6K
$125K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
200New |
$2.18K - $2.51K
|
200
$2.37K
|
|
| Q4 2022 | |||||||
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
300New |
$3.52K - $3.99K
|
300
$3.56K
|
|
| Q3 2022 | |||||||
|
Nov 03, 2022
Q3 2022
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-1.19K- 10.1% |
$14.1K - $30K
|
10.6K
$126K
|
|
|
Oct 11, 2022
Q3 2022
|
Ford Financial Group, LLC
|
BUY
|
- |
79+ 0.49% |
$936 - $1.98K
|
16.3K
$193K
|
|
| Q2 2022 | |||||||
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.2KNew |
$15.1K - $19.5K
|
1.2K
$14.2K
|
|
|
Aug 15, 2022
Q2 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-500- 4.0% |
$6.29K - $8.15K
|
12K
$142K
|
|
|
Aug 11, 2022
Q2 2022
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-26.7KClosed |
$336K - $435K
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
769New |
$9.67K - $12.5K
|
769
$9.11K
|
|
|
Aug 11, 2022
Q2 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-35.4KClosed |
$445K - $576K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-1.24KClosed |
$15.6K - $20.2K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-1.09KClosed |
$13.7K - $17.8K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Next Capital Management LLC
|
SELL
|
- |
-26.2KClosed |
$329K - $426K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
56.3KNew |
$856K - $937K
|
56.3K
$667K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
310New |
$4.71K - $5.16K
|
310
$3.67K
|
|
|
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-195KClosed |
$2.97M - $3.25M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-17Closed |
$258 - $283
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-24.2KClosed |
$368K - $403K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Lokken Investment Group LLC
|
SELL
|
- |
-10.8KClosed |
$164K - $180K
|
0
$0
|
|