Latest Institutional Purchases of Rivernorth Opportunities Fund, Inc. (RIV)
This list provides information on the latest institutional transactions involving Rivernorth Opportunities Fund, Inc. (RIV) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
188KNew |
$2.24M - $2.35M
|
188K
$2.16M
|
|
|
Nov 14, 2025
Q3 2025
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
121KNew |
$1.44M - $1.51M
|
121K
$1.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
118KNew |
$1.41M - $1.48M
|
118K
$1.36M
|
|
|
Nov 14, 2025
Q3 2025
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
100KNew |
$1.19M - $1.25M
|
100K
$1.15M
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
BUY
|
- |
78KNew |
$931K - $975K
|
78K
$899K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
69.3K+ 15.51% |
$827K - $866K
|
516K
$5.95M
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
58.6KNew |
$699K - $733K
|
58.6K
$675K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
33.4K+ 35.71% |
$399K - $418K
|
127K
$1.46M
|
|
|
Oct 24, 2025
Q3 2025
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
20.1K+ 93.09% |
$240K - $252K
|
41.8K
$481K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
20.1KNew |
$239K - $251K
|
20.1K
$231K
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
14.8K+ 2.51% |
$176K - $184K
|
603K
$6.95M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
14.7K+ 0.83% |
$175K - $183K
|
1.78M
$20.5M
|
|
|
Oct 28, 2025
Q3 2025
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
14KNew |
$167K - $175K
|
14K
$161K
|
|
|
Nov 10, 2025
Q3 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
11.8K+ 11.39% |
$141K - $148K
|
116K
$1.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.7KNew |
$140K - $147K
|
11.7K
$135K
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
11.3KNew |
$135K - $141K
|
11.3K
$130K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.2K+ 10.95% |
$134K - $140K
|
114K
$1.31M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
8.72K+ 50.27% |
$104K - $109K
|
26.1K
$300K
|
|
|
Nov 13, 2025
Q3 2025
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
7.84K+ 5.7% |
$93.5K - $98K
|
145K
$1.68M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6.88K+ 15.85% |
$82.1K - $86K
|
50.3K
$579K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
4K+ 6.33% |
$47.7K - $50K
|
67.2K
$774K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.06K+ 1.61% |
$36.5K - $38.2K
|
193K
$2.22M
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.7K+ 13.98% |
$32.2K - $33.7K
|
22K
$254K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
2.36K+ 5.01% |
$28.1K - $29.5K
|
49.5K
$570K
|
|
|
Nov 12, 2025
Q3 2025
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
2.15K+ 19.9% |
$25.6K - $26.8K
|
12.9K
$149K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2.02KNew |
$24.1K - $25.3K
|
2.02K
$23.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.85K+ 1.64% |
$22K - $23.1K
|
115K
$1.32M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.11K+ 0.61% |
$13.3K - $13.9K
|
184K
$2.12M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.1K+ 5.91% |
$13.1K - $13.8K
|
19.7K
$227K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
180New |
$2.15K - $2.25K
|
180
$2.07K
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
79+ 0.09% |
$942 - $988
|
88.2K
$1.02M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
54+ 0.22% |
$644 - $675
|
24.1K
$278K
|
|
| Q2 2025 | |||||||
|
Aug 04, 2025
Q2 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
38.3KNew |
$399K - $469K
|
38.3K
$441K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.1K+ 1.05% |
$21.8K - $25.7K
|
201K
$2.32M
|
|
|
Jul 10, 2025
Q2 2025
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
1K+ 41.67% |
$10.4K - $12.3K
|
3.4K
$39.2K
|
|
|
Jul 24, 2025
Q2 2025
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
BUY
|
- |
907+ 3.46% |
$9.45K - $11.1K
|
27.1K
$312K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
100New |
$1.04K - $1.23K
|
100
$1.15K
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10New |
$104 - $123
|
10
$115
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q1 2025 | |||||||
|
May 06, 2025
Q1 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
27.2KNew |
$317K - $340K
|
27.2K
$313K
|
|
|
May 14, 2025
Q1 2025
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
9.13KNew |
$106K - $114K
|
9.13K
$105K
|
|
|
May 07, 2025
Q1 2025
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.9K+ 4.44% |
$22.1K - $23.7K
|
44.7K
$515K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
255New |
$2.97K - $3.18K
|
255
$2.94K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
10.5KNew |
$121K - $136K
|
10.5K
$121K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
10KNew |
$115K - $130K
|
10K
$115K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6.78K+ 54.24% |
$77.8K - $87.8K
|
19.3K
$222K
|
|
|
Jan 23, 2025
Q4 2024
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
1.2KNew |
$13.8K - $15.5K
|
1.2K
$13.8K
|
|
|
Jan 22, 2025
Q4 2024
|
Strategic Wealth Investment Group, LLC
|
BUY
|
- |
705New |
$8.09K - $9.13K
|
705
$8.12K
|
|
|
Feb 14, 2025
Q4 2024
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
537New |
$6.16K - $6.95K
|
537
$6.19K
|
|
|
Jan 21, 2025
Q4 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1+ 2.22% |
$11.5 - $13
|
46
$530
|
|