Latest Institutional Sells of Rivernorth Opportunities Fund, Inc. (RIV)
This list provides information on the latest institutional transactions involving Rivernorth Opportunities Fund, Inc. (RIV) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-165K- 91.68% |
$1.95M - $2.13M
|
15K
$177K
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-87.9K- 41.65% |
$1.04M - $1.14M
|
123K
$1.45M
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-30.1K- 43.33% |
$356K - $389K
|
39.4K
$465K
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-24.5K- 52.35% |
$289K - $317K
|
22.3K
$263K
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.9K- 3.36% |
$93.3K - $102K
|
227K
$2.68M
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.85K- 20.59% |
$80.9K - $88.5K
|
26.4K
$312K
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.44K- 21.25% |
$76K - $83.2K
|
23.9K
$281K
|
|
Nov 13, 2024
Q3 2024
|
Tennessee Valley Asset Management Partners
|
SELL
|
- |
-2.71K- 2.79% |
$32K - $35K
|
94.5K
$1.11M
|
|
Oct 15, 2024
Q3 2024
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-1.55K- 12.38% |
$18.4K - $20.1K
|
11K
$130K
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-834- 0.93% |
$9.85K - $10.8K
|
88.8K
$1.05M
|
|
Nov 08, 2024
Q3 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-64- 0.24% |
$756 - $827
|
26.7K
$315K
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-56- 0.12% |
$661 - $724
|
45.3K
$534K
|
|
Q2 2024 | |||||||
Aug 14, 2024
Q2 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-17.6K- 50.84% |
$198K - $217K
|
17K
$201K
|
|
Jul 11, 2024
Q2 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-7.06K- 37.04% |
$79.5K - $87K
|
12K
$141K
|
|
Aug 05, 2024
Q2 2024
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-2.25K- 15.39% |
$25.3K - $27.7K
|
12.4K
$146K
|
|
Aug 14, 2024
Q2 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-1.05K- 1.93% |
$11.8K - $12.9K
|
53.2K
$627K
|
|
Q1 2024 | |||||||
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-59K- 67.13% |
$647K - $713K
|
28.9K
$341K
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-9.65K- 29.1% |
$106K - $117K
|
23.5K
$277K
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-4.49KClosed |
$49.2K - $54.2K
|
0
$0
|
|
May 01, 2024
Q1 2024
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.61K- 11.17% |
$28.6K - $31.5K
|
20.7K
$244K
|
|
Q3 2023 | |||||||
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-89K- 25.93% |
$936K - $1.02M
|
254K
$3M
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-223- 38.38% |
$2.34K - $2.57K
|
358
$4.22K
|
|
Q1 2023 | |||||||
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-6.55K- 38.27% |
$71.5K - $82.2K
|
10.6K
$125K
|
|
Q3 2022 | |||||||
Nov 03, 2022
Q3 2022
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-1.19K- 10.1% |
$14.1K - $30K
|
10.6K
$125K
|
|
Q2 2022 | |||||||
Aug 11, 2022
Q2 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-35.4KClosed |
$445K - $576K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-26.7KClosed |
$336K - $435K
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Next Capital Management LLC
|
SELL
|
- |
-26.2KClosed |
$329K - $426K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Citigroup Inc
|
SELL
|
- |
-1.24KClosed |
$15.6K - $20.2K
|
0
$0
|
|
Aug 01, 2022
Q2 2022
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-1.09KClosed |
$13.7K - $17.8K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-500- 4.0% |
$6.29K - $8.15K
|
12K
$141K
|
|
Q1 2022 | |||||||
May 13, 2022
Q1 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-195KClosed |
$2.97M - $3.25M
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-24.2KClosed |
$368K - $403K
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Lokken Investment Group LLC
|
SELL
|
- |
-10.8KClosed |
$164K - $180K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-17Closed |
$258 - $283
|
0
$0
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-30KClosed |
$473K - $530K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-3.14KClosed |
$53.7K - $58.3K
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-21.6KClosed |
$348K - $384K
|
0
$0
|
|
Q3 2020 | |||||||
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-2.5KClosed |
$35.3K - $40.2K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-5.26KClosed |
$61.3K - $79.9K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-10Closed |
$117 - $152
|
0
$0
|
|
Q1 2020 | |||||||
May 15, 2020
Q1 2020
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-50.5KClosed |
$483K - $869K
|
0
$0
|
|
Jun 03, 2020
Q1 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-469Closed |
$4.49K - $8.07K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 12, 2020
Q4 2019
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-157KClosed |
$2.51M - $2.67M
|
0
$0
|
|
Feb 04, 2020
Q4 2019
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-3.65KClosed |
$58.4K - $62.1K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-100Closed |
$1.6K - $1.7K
|
0
$0
|
|
Q1 2019 | |||||||
May 08, 2019
Q1 2019
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-750Closed |
$12.1K - $12.7K
|
0
$0
|
|
Q4 2018 | |||||||
Jan 23, 2019
Q4 2018
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.6KClosed |
$22.7K - $29.8K
|
0
$0
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-300Closed |
$4.26K - $5.58K
|
0
$0
|
|
Q2 2018 | |||||||
Aug 14, 2018
Q2 2018
|
Cwa Asset Management Group, LLC
|
SELL
|
- |
-25.5KClosed |
$512K - $540K
|
0
$0
|
|
Aug 14, 2018
Q2 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-50Closed |
$1.01K - $1.06K
|
0
$0
|