Purchases and Sales Made in Q2 2025 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q2 2025. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
93.6KNew |
$975K - $1.15M
|
93.6K
$1.08M
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
47.1KNew |
$491K - $577K
|
47.1K
$543K
|
|
|
Aug 04, 2025
Q2 2025
|
Kovack Advisors, Inc.
|
BUY
|
- |
38.3KNew |
$399K - $469K
|
38.3K
$441K
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
25.6K+ 33.4% |
$267K - $314K
|
102K
$1.18M
|
|
|
Aug 14, 2025
Q2 2025
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
24.4K+ 21.55% |
$254K - $299K
|
138K
$1.59M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
22.4K+ 89.68% |
$234K - $275K
|
47.4K
$547K
|
|
|
Jul 14, 2025
Q2 2025
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
21.6KNew |
$225K - $265K
|
21.6K
$249K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.4K+ 4.79% |
$213K - $251K
|
447K
$5.15M
|
|
|
Aug 06, 2025
Q2 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
17.4K+ 3.04% |
$181K - $213K
|
588K
$6.78M
|
|
|
Aug 11, 2025
Q2 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
16.9K+ 10.19% |
$176K - $207K
|
183K
$2.1M
|
|
|
Aug 13, 2025
Q2 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
10.6K+ 11.37% |
$110K - $130K
|
104K
$1.2M
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.1K+ 1.05% |
$21.8K - $25.7K
|
201K
$2.32M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.1K+ 1.05% |
$21.8K - $25.7K
|
201K
$2.32M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.05K+ 1.68% |
$10.9K - $12.8K
|
63.2K
$728K
|
|
|
Jul 10, 2025
Q2 2025
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
1K+ 41.67% |
$10.4K - $12.3K
|
3.4K
$39.2K
|
|
|
Jul 24, 2025
Q2 2025
|
Total Wealth Planning & Management, Inc.
Ponte Vedra Beach, FL |
BUY
|
- |
907+ 3.46% |
$9.45K - $11.1K
|
27.1K
$312K
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
536+ 1.47% |
$5.59K - $6.57K
|
37.1K
$427K
|
|
|
Aug 14, 2025
Q2 2025
|
Advisor Os, LLC
|
BUY
|
- |
500+ 0.94% |
$5.21K - $6.13K
|
53.7K
$618K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
100New |
$1.04K - $1.23K
|
100
$1.15K
|
|
|
Jul 11, 2025
Q2 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
62+ 0.32% |
$646 - $760
|
19.3K
$222K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
51+ 0.21% |
$531 - $625
|
24.1K
$278K
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10New |
$104 - $123
|
10
$115
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-500- 1.89% |
$5.21K - $6.13K
|
25.9K
$298K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-700- 3.63% |
$7.29K - $8.58K
|
18.6K
$214K
|
|
|
Aug 11, 2025
Q2 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.32K- 1.48% |
$13.8K - $16.2K
|
88.1K
$1.01M
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.96K- 0.11% |
$20.5K - $24.1K
|
1.77M
$20.4M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.62K- 2.27% |
$27.3K - $32.1K
|
113K
$1.3M
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.26K- 1.69% |
$33.9K - $39.9K
|
190K
$2.18M
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3.48K- 7.43% |
$36.3K - $42.7K
|
43.4K
$500K
|
|
|
Aug 08, 2025
Q2 2025
|
Wealth Trust Asset Management, LLC
Destin, FL |
SELL
|
- |
-3.61K- 25.06% |
$37.6K - $44.2K
|
10.8K
$124K
|
|
|
Aug 14, 2025
Q2 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-4.1K- 14.54% |
$42.7K - $50.3K
|
24.1K
$278K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.22K- 6.37% |
$54.4K - $64K
|
76.8K
$885K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.36K- 2.78% |
$76.7K - $90.3K
|
258K
$2.97M
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-8.95K- 34.02% |
$93.2K - $110K
|
17.4K
$200K
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-26.5K- 46.53% |
$276K - $325K
|
30.5K
$351K
|
|