Purchases and Sales Made in Q3 2025 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q3 2025. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
188KNew |
$2.24M - $2.35M
|
188K
$2.16M
|
|
|
Nov 14, 2025
Q3 2025
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
121KNew |
$1.44M - $1.51M
|
121K
$1.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
118KNew |
$1.41M - $1.48M
|
118K
$1.36M
|
|
|
Nov 14, 2025
Q3 2025
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
100KNew |
$1.19M - $1.25M
|
100K
$1.15M
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
BUY
|
- |
78KNew |
$931K - $975K
|
78K
$899K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
69.3K+ 15.51% |
$827K - $866K
|
516K
$5.95M
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
58.6KNew |
$699K - $733K
|
58.6K
$675K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
33.4K+ 35.71% |
$399K - $418K
|
127K
$1.46M
|
|
|
Oct 24, 2025
Q3 2025
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
20.1K+ 93.09% |
$240K - $252K
|
41.8K
$481K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
20.1KNew |
$239K - $251K
|
20.1K
$231K
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
14.8K+ 2.51% |
$176K - $184K
|
603K
$6.95M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
14.7K+ 0.83% |
$175K - $183K
|
1.78M
$20.5M
|
|
|
Oct 28, 2025
Q3 2025
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
14KNew |
$167K - $175K
|
14K
$161K
|
|
|
Nov 10, 2025
Q3 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
11.8K+ 11.39% |
$141K - $148K
|
116K
$1.33M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.7KNew |
$140K - $147K
|
11.7K
$135K
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
11.3KNew |
$135K - $141K
|
11.3K
$130K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.2K+ 10.95% |
$134K - $140K
|
114K
$1.31M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
8.72K+ 50.27% |
$104K - $109K
|
26.1K
$300K
|
|
|
Nov 13, 2025
Q3 2025
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
7.84K+ 5.7% |
$93.5K - $98K
|
145K
$1.68M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6.88K+ 15.85% |
$82.1K - $86K
|
50.3K
$579K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
4K+ 6.33% |
$47.7K - $50K
|
67.2K
$774K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.06K+ 1.61% |
$36.5K - $38.2K
|
193K
$2.22M
|
|
|
Nov 13, 2025
Q3 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
2.7K+ 13.98% |
$32.2K - $33.7K
|
22K
$254K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
2.36K+ 5.01% |
$28.1K - $29.5K
|
49.5K
$570K
|
|
|
Nov 12, 2025
Q3 2025
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
2.15K+ 19.9% |
$25.6K - $26.8K
|
12.9K
$149K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2.02KNew |
$24.1K - $25.3K
|
2.02K
$23.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.85K+ 1.64% |
$22K - $23.1K
|
115K
$1.32M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.11K+ 0.61% |
$13.3K - $13.9K
|
184K
$2.12M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.1K+ 5.91% |
$13.1K - $13.8K
|
19.7K
$227K
|
|
|
Oct 31, 2025
Q3 2025
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
800+ 1.42% |
$9.54K - $10K
|
57K
$657K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
180New |
$2.15K - $2.25K
|
180
$2.07K
|
|
|
Oct 28, 2025
Q3 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
79+ 0.09% |
$942 - $988
|
88.2K
$1.02M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
54+ 0.22% |
$644 - $675
|
24.1K
$278K
|
|
|
Nov 10, 2025
Q3 2025
|
Advisor Os, LLC
|
SELL
|
- |
-192- 0.36% |
$2.29K - $2.4K
|
53.5K
$616K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-358- 36.49% |
$4.27K - $4.48K
|
623
$7.18K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-396- 1.95% |
$4.72K - $4.95K
|
19.9K
$229K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-454- 0.96% |
$5.42K - $5.68K
|
47K
$541K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1K- 3.86% |
$11.9K - $12.5K
|
24.9K
$287K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.32K- 0.51% |
$15.8K - $16.5K
|
257K
$2.96M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.63K- 15.17% |
$67.1K - $70.3K
|
31.5K
$363K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-8.72K- 36.16% |
$104K - $109K
|
15.4K
$177K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-10.6K- 5.25% |
$126K - $132K
|
191K
$2.2M
|
|