Latest Institutional Transactions on River North Opportunistic Municipal Income Fund, Inc. (RMI)
This table provides information on the latest institutional transactions involving River North Opportunistic Municipal Income Fund, Inc. (RMI) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.9K+ 81.33% |
$178K - $189K
|
28.8K
$417K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-6.53K- 29.69% |
$90K - $95.2K
|
15.5K
$224K
|
|
|
Nov 14, 2025
Q3 2025
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
57.7K+ 55.37% |
$795K - $842K
|
162K
$2.34M
|
|
|
Nov 14, 2025
Q3 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
17.3KNew |
$238K - $252K
|
17.3K
$250K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.84K+ 7.5% |
$122K - $129K
|
127K
$1.83M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
29.1K+ 176.68% |
$401K - $424K
|
45.5K
$659K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
20.4KNew |
$281K - $298K
|
20.4K
$296K
|
|
|
Nov 14, 2025
Q3 2025
|
Robinson Capital Management, LLC
|
SELL
|
- |
-98.6K- 60.3% |
$1.36M - $1.44M
|
64.9K
$939K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-14.8K- 9.18% |
$205K - $217K
|
147K
$2.13M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
4.47K+ 2.85% |
$61.6K - $65.2K
|
162K
$2.34M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.7KNew |
$175K - $185K
|
12.7K
$183K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1K- 3.69% |
$13.8K - $14.6K
|
26.1K
$378K
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-653- 1.94% |
$9K - $9.53K
|
33.1K
$478K
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
42.1KNew |
$580K - $614K
|
42.1K
$609K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
33.8KNew |
$465K - $493K
|
33.8K
$489K
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
6.88K+ 25.85% |
$94.7K - $100K
|
33.5K
$484K
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
SELL
|
- |
-3K- 22.22% |
$41.3K - $43.8K
|
10.5K
$152K
|
|
|
Oct 15, 2025
Q3 2025
|
Plancorp, LLC
|
BUY
|
- |
21.1KNew |
$290K - $307K
|
21.1K
$305K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
1KNew |
$13.8K - $14.6K
|
1K
$14.5K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-21.4K- 17.67% |
$297K - $320K
|
99.5K
$1.44M
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
1.5KNew |
$20.9K - $22.5K
|
1.5K
$21.7K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 29, 2025
Q2 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-39.9K- 8.45% |
$555K - $598K
|
432K
$6.26M
|
|
|
Jul 21, 2025
Q2 2025
|
River Street Advisors LLC
Aurora, IL |
BUY
|
- |
20.6KNew |
$286K - $309K
|
20.6K
$298K
|
|
| Q1 2025 | |||||||
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.58KNew |
$23.6K - $25.1K
|
1.58K
$22.9K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-68.1K- 77.55% |
$1.02M - $1.08M
|
19.7K
$285K
|
|
|
May 01, 2025
Q1 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
13.9K+ 129.62% |
$207K - $219K
|
24.5K
$355K
|
|
|
Apr 21, 2025
Q1 2025
|
Advisor Resource Council
|
BUY
|
- |
15.8KNew |
$235K - $249K
|
15.8K
$228K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11.1KNew |
$164K - $183K
|
11.1K
$161K
|
|
|
Feb 10, 2025
Q4 2024
|
Atala Financial Inc
Calabasas, CA |
BUY
|
- |
1.88KNew |
$27.8K - $30.9K
|
1.88K
$27.2K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
41.7KNew |
$618K - $687K
|
41.7K
$604K
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
7.1KNew |
$105K - $117K
|
7.1K
$103K
|
|
| Q3 2024 | |||||||
|
Nov 12, 2024
Q3 2024
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
632+ 3.51% |
$9.94K - $10.3K
|
18.7K
$270K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.07K+ 17.19% |
$64K - $66.4K
|
27.7K
$401K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Mosaic Financial Group, LLC
Chicago, IL |
BUY
|
- |
10KNew |
$153K - $165K
|
10K
$145K
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10.9KNew |
$167K - $180K
|
10.9K
$158K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-8.84K- 30.28% |
$135K - $146K
|
20.4K
$295K
|
|
| Q4 2023 | |||||||
|
Jan 29, 2024
Q4 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-1.54K- 5.83% |
$20.3K - $23.9K
|
24.9K
$360K
|
|
|
Jan 12, 2024
Q4 2023
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-9- 0.09% |
$119 - $140
|
10.2K
$147K
|
|
| Q3 2023 | |||||||
|
Nov 16, 2023
Q3 2023
|
Cm Wealth Advisors LLC
Beachwood, OH |
BUY
|
- |
9.79KNew |
$140K - $166K
|
9.79K
$142K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.9KNew |
$227K - $270K
|
15.9K
$230K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
500New |
$7.16K - $8.51K
|
500
$7.24K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-59.1K- 45.5% |
$916K - $1.01M
|
70.8K
$1.02M
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
858+ 6.16% |
$13.3K - $14.6K
|
14.8K
$214K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-4.83K- 13.09% |
$70.8K - $87K
|
32.1K
$465K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
592New |
$8.67K - $10.7K
|
592
$8.57K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
600New |
$8.78K - $10.8K
|
600
$8.68K
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2KNew |
$29.3K - $36K
|
2K
$28.9K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.01KClosed |
$31.1K - $38.7K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-14.3KClosed |
$222K - $275K
|
0
$0
|
|