Latest Institutional Purchases of River North Opportunistic Municipal Income Fund, Inc. (RMI)
This list provides information on the latest institutional transactions involving River North Opportunistic Municipal Income Fund, Inc. (RMI) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
57.7K+ 55.37% |
$795K - $842K
|
162K
$2.34M
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
42.1KNew |
$580K - $614K
|
42.1K
$609K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
33.8KNew |
$465K - $493K
|
33.8K
$489K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
29.1K+ 176.68% |
$401K - $424K
|
45.5K
$659K
|
|
|
Oct 15, 2025
Q3 2025
|
Plancorp, LLC
|
BUY
|
- |
21.1KNew |
$290K - $307K
|
21.1K
$305K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
20.4KNew |
$281K - $298K
|
20.4K
$296K
|
|
|
Nov 14, 2025
Q3 2025
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
17.3KNew |
$238K - $252K
|
17.3K
$250K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.9K+ 81.33% |
$178K - $189K
|
28.8K
$417K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.7KNew |
$175K - $185K
|
12.7K
$183K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.84K+ 7.5% |
$122K - $129K
|
127K
$1.83M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
6.88K+ 25.85% |
$94.7K - $100K
|
33.5K
$484K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
4.47K+ 2.85% |
$61.6K - $65.2K
|
162K
$2.34M
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
1KNew |
$13.8K - $14.6K
|
1K
$14.5K
|
|
| Q2 2025 | |||||||
|
Jul 21, 2025
Q2 2025
|
River Street Advisors LLC
Aurora, IL |
BUY
|
- |
20.6KNew |
$286K - $309K
|
20.6K
$298K
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
1.5KNew |
$20.9K - $22.5K
|
1.5K
$21.7K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q1 2025 | |||||||
|
Apr 21, 2025
Q1 2025
|
Advisor Resource Council
|
BUY
|
- |
15.8KNew |
$235K - $249K
|
15.8K
$228K
|
|
|
May 01, 2025
Q1 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
13.9K+ 129.62% |
$207K - $219K
|
24.5K
$355K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
1.58KNew |
$23.6K - $25.1K
|
1.58K
$22.9K
|
|
| Q4 2024 | |||||||
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
41.7KNew |
$618K - $687K
|
41.7K
$604K
|
|
|
Feb 14, 2025
Q4 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11.1KNew |
$164K - $183K
|
11.1K
$161K
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
7.1KNew |
$105K - $117K
|
7.1K
$103K
|
|
|
Feb 10, 2025
Q4 2024
|
Atala Financial Inc
Calabasas, CA |
BUY
|
- |
1.88KNew |
$27.8K - $30.9K
|
1.88K
$27.2K
|
|
| Q3 2024 | |||||||
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.07K+ 17.19% |
$64K - $66.4K
|
27.7K
$401K
|
|
|
Nov 12, 2024
Q3 2024
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
632+ 3.51% |
$9.94K - $10.3K
|
18.7K
$270K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
BUY
|
- |
10.9KNew |
$167K - $180K
|
10.9K
$158K
|
|
|
May 15, 2024
Q1 2024
|
Mosaic Financial Group, LLC
Chicago, IL |
BUY
|
- |
10KNew |
$153K - $165K
|
10K
$145K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.9KNew |
$227K - $270K
|
15.9K
$230K
|
|
|
Nov 16, 2023
Q3 2023
|
Cm Wealth Advisors LLC
Beachwood, OH |
BUY
|
- |
9.79KNew |
$140K - $166K
|
9.79K
$142K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
500New |
$7.16K - $8.51K
|
500
$7.24K
|
|
| Q2 2023 | |||||||
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
858+ 6.16% |
$13.3K - $14.6K
|
14.8K
$214K
|
|
| Q4 2022 | |||||||
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
2KNew |
$29.3K - $36K
|
2K
$28.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
600New |
$8.78K - $10.8K
|
600
$8.68K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
592New |
$8.67K - $10.7K
|
592
$8.57K
|
|
| Q2 2022 | |||||||
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
41New |
$636 - $791
|
41
$593
|
|
| Q4 2021 | |||||||
|
Jan 19, 2022
Q4 2021
|
Cypress Wealth Services, LLC
|
BUY
|
- |
2.5K+ 8.33% |
$53.7K - $58.3K
|
32.5K
$470K
|
|
| Q3 2020 | |||||||
|
Oct 23, 2020
Q3 2020
|
Cypress Wealth Services, LLC
|
BUY
|
PUT |
20.8KNew |
$420K - $451K
|
20.8K
$300K
|
|