Latest Institutional Transactions on River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information on the latest institutional transactions involving River North Managed Duration Municipal Income Fund, Inc. (RMM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$124K - $147K
|
10K
$146K
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
2.55K+ 23.93% |
$31.7K - $37.5K
|
13.2K
$193K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
17.9KNew |
$222K - $263K
|
17.9K
$261K
|
|
| Q3 2023 | |||||||
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
625+ 18.54% |
$8.56K - $9.91K
|
4K
$58.3K
|
|
| Q2 2023 | |||||||
|
Aug 07, 2023
Q2 2023
|
Kavar Capital Partners Group, LLC
Leawood, KS |
SELL
|
- |
-875- 7.04% |
$12.8K - $14K
|
11.6K
$169K
|
|
|
Aug 03, 2023
Q2 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-1.73K- 12.46% |
$25.4K - $27.7K
|
12.2K
$178K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2K+ 32.52% |
$29.6K - $32.8K
|
8.15K
$119K
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
24KNew |
$355K - $394K
|
24K
$350K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
845New |
$12.5K - $13.9K
|
845
$12.3K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.4KNew |
$208K - $242K
|
15.4K
$224K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.35K- 65.31% |
$31.8K - $37K
|
1.25K
$18.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-18.5K- 55.6% |
$250K - $291K
|
14.8K
$216K
|
|
|
Feb 14, 2023
Q4 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-2K- 13.33% |
$27K - $31.5K
|
13K
$190K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
245New |
$3.31K - $3.86K
|
245
$3.57K
|
|
|
Jan 31, 2023
Q4 2022
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
10.8KNew |
$146K - $171K
|
10.8K
$158K
|
|
| Q3 2022 | |||||||
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
243New |
$3.47K - $4.14K
|
243
$3.55K
|
|
|
Nov 03, 2022
Q3 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-100- 0.72% |
$1.43K - $1.7K
|
13.7K
$200K
|
|
|
Nov 01, 2022
Q3 2022
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
1.38K+ 5.05% |
$19.7K - $23.4K
|
28.6K
$417K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-138KClosed |
$2.04M - $2.38M
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
126New |
$1.86K - $2.17K
|
126
$1.84K
|
|
|
Aug 09, 2022
Q2 2022
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-11.4KClosed |
$169K - $197K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-11.6KClosed |
$172K - $200K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
600New |
$8.88K - $10.3K
|
600
$8.75K
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-12KClosed |
$237K - $260K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-14.3KClosed |
$282K - $309K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Sanders Morris Harris LLC
|
SELL
|
- |
-10.3KClosed |
$203K - $222K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 11, 2021
Q2 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-15.5KClosed |
$291K - $316K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-8.3KClosed |
$156K - $169K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-39.9KClosed |
$707K - $763K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-404Closed |
$7.17K - $7.74K
|
0
$0
|
|
|
Apr 22, 2021
Q1 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-2.5KClosed |
$44.4K - $47.9K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 04, 2021
Q4 2020
|
Delta Investment Management, LLC
|
SELL
|
- |
-10.5KClosed |
$174K - $189K
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
3.49KNew |
$57.6K - $62.8K
|
3.49K
$50.9K
|
|
| Q3 2020 | |||||||
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-7.5KClosed |
$125K - $133K
|
0
$0
|
|
|
Oct 16, 2020
Q3 2020
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-31.8KClosed |
$528K - $563K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-28.2KClosed |
$379K - $598K
|
0
$0
|
|