Latest Institutional Transactions on River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information on the latest institutional transactions involving River North Managed Duration Municipal Income Fund, Inc. (RMM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
10.6K+ 52.92% |
$138K - $153K
|
30.5K
$429K
|
|
|
Aug 04, 2025
Q2 2025
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-101K- 83.44% |
$1.32M - $1.46M
|
20K
$281K
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3.51K+ 10.05% |
$45.8K - $50.7K
|
38.4K
$540K
|
|
|
Jul 24, 2025
Q2 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-2.08K- 5.34% |
$27.1K - $30.1K
|
36.9K
$518K
|
|
|
Jul 21, 2025
Q2 2025
|
River Street Advisors LLC
Aurora, IL |
BUY
|
- |
19.7KNew |
$257K - $285K
|
19.7K
$277K
|
|
|
Jul 09, 2025
Q2 2025
|
Bank Of New Hampshire
|
BUY
|
- |
500New |
$6.53K - $7.23K
|
500
$7.03K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Gts Securities LLC
New York, NY |
BUY
|
- |
68.1KNew |
$971K - $1.03M
|
68.1K
$956K
|
|
|
May 12, 2025
Q1 2025
|
South State Corp
|
BUY
|
- |
5KNew |
$71.4K - $76K
|
5K
$70.3K
|
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
65+ 0.49% |
$928 - $987
|
13.3K
$187K
|
|
|
Apr 16, 2025
Q1 2025
|
West Branch Capital LLC
|
SELL
|
- |
-1K- 66.67% |
$14.3K - $15.2K
|
500
$7.03K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Elequin Capital LP
New York, NY |
BUY
|
- |
200New |
$2.88K - $3.25K
|
200
$2.81K
|
|
|
Feb 14, 2025
Q4 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
19.4KNew |
$280K - $316K
|
19.4K
$273K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.5KNew |
$21.6K - $24.4K
|
1.5K
$21.1K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
29.6KNew |
$427K - $482K
|
29.6K
$416K
|
|
|
Jan 22, 2025
Q4 2024
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-330- 2.35% |
$4.76K - $5.37K
|
13.7K
$192K
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.09K+ 4.53% |
$108K - $114K
|
164K
$2.3M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.4KNew |
$158K - $168K
|
10.4K
$146K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.23K+ 12.43% |
$79.3K - $84.3K
|
47.3K
$665K
|
|
| Q2 2024 | |||||||
|
Aug 09, 2024
Q2 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3+ 0.03% |
$43.6 - $45.8
|
10K
$141K
|
|
|
Jul 19, 2024
Q2 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.34K- 9.47% |
$19.4K - $20.4K
|
12.8K
$180K
|
|
| Q1 2024 | |||||||
|
May 01, 2024
Q1 2024
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
19.7KNew |
$278K - $304K
|
19.7K
$277K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21KNew |
$261K - $309K
|
21K
$295K
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
2.55K+ 23.93% |
$31.7K - $37.5K
|
13.2K
$185K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10KNew |
$124K - $147K
|
10K
$141K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
17.9KNew |
$222K - $263K
|
17.9K
$251K
|
|
| Q3 2023 | |||||||
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
625+ 18.54% |
$8.56K - $9.91K
|
4K
$56.1K
|
|
| Q2 2023 | |||||||
|
Aug 07, 2023
Q2 2023
|
Kavar Capital Partners Group, LLC
Leawood, KS |
SELL
|
- |
-875- 7.04% |
$12.8K - $14K
|
11.6K
$162K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
2K+ 32.52% |
$29.6K - $32.8K
|
8.15K
$115K
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
24KNew |
$355K - $394K
|
24K
$337K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
845New |
$12.5K - $13.9K
|
845
$11.9K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.35K- 65.31% |
$31.8K - $37K
|
1.25K
$17.6K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
15.4KNew |
$208K - $242K
|
15.4K
$216K
|
|
|
Feb 14, 2023
Q4 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-2K- 13.33% |
$27K - $31.5K
|
13K
$183K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
245New |
$3.31K - $3.86K
|
245
$3.44K
|
|
| Q3 2022 | |||||||
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
243New |
$3.47K - $4.14K
|
243
$3.41K
|
|
|
Nov 03, 2022
Q3 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-100- 0.72% |
$1.43K - $1.7K
|
13.7K
$193K
|
|
|
Nov 01, 2022
Q3 2022
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
1.38K+ 5.05% |
$19.7K - $23.4K
|
28.6K
$402K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-138KClosed |
$2.04M - $2.38M
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
126New |
$1.86K - $2.17K
|
126
$1.77K
|
|
|
Aug 09, 2022
Q2 2022
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-11.4KClosed |
$169K - $197K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-11.6KClosed |
$172K - $200K
|
0
$0
|
|
|
Jul 22, 2022
Q2 2022
|
Spire Wealth Management
|
BUY
|
- |
600New |
$8.88K - $10.3K
|
600
$8.43K
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-12KClosed |
$237K - $260K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-14.3KClosed |
$282K - $309K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Sanders Morris Harris LLC
|
SELL
|
- |
-10.3KClosed |
$203K - $222K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 11, 2021
Q2 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-15.5KClosed |
$291K - $316K
|
0
$0
|
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-8.3KClosed |
$156K - $169K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-39.9KClosed |
$707K - $763K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-404Closed |
$7.17K - $7.74K
|
0
$0
|
|
|
Apr 22, 2021
Q1 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-2.5KClosed |
$44.4K - $47.9K
|
0
$0
|
|