Purchases and Sales Made in Q2 2023 in River North Managed Duration Municipal Income Fund, Inc. (RMM)
This table provides information about the institutional ownership of River North Managed Duration Municipal Income Fund, Inc. (RMM) during Q2 2023. The information is specifically focused on institutions that hold shares of RiverNorth Managed Duration Municipal Income Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
301K+ 312.59% |
$4.42M - $4.81M
|
398K
$5.89M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
47.2K+ 15.52% |
$693K - $753K
|
352K
$5.2M
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
39.5K+ 35.99% |
$579K - $629K
|
149K
$2.21M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.5K+ 10.46% |
$374K - $406K
|
269K
$3.98M
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
22.8K+ 121.69% |
$334K - $363K
|
41.5K
$614K
|
|
|
Aug 24, 2023
Q2 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
21K+ 96.66% |
$308K - $335K
|
42.7K
$632K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
18.9K+ 176.48% |
$277K - $301K
|
29.5K
$437K
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.6K+ 14.46% |
$243K - $264K
|
131K
$1.94M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
16K+ 17.6% |
$235K - $256K
|
107K
$1.59M
|
|
|
Aug 16, 2023
Q2 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
14KNew |
$205K - $223K
|
14K
$207K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.31K+ 31.63% |
$107K - $117K
|
30.4K
$450K
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
BUY
|
- |
3.75K+ 8.03% |
$55K - $59.8K
|
50.5K
$747K
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.12K+ 4.11% |
$16.4K - $17.8K
|
28.3K
$419K
|
|
|
Aug 04, 2023
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
650+ 23.89% |
$9.54K - $10.4K
|
3.37K
$49.9K
|
|
|
May 20, 2024
Q2 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
650+ 23.89% |
$9.54K - $10.4K
|
3.37K
$49.9K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-190- 0.73% |
$2.79K - $3.03K
|
25.8K
$382K
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-374- 2.63% |
$5.49K - $5.97K
|
13.9K
$205K
|
|
|
Aug 04, 2023
Q2 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-500- 0.67% |
$7.34K - $7.98K
|
74.5K
$1.1M
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-782- 2.46% |
$11.5K - $12.5K
|
31K
$458K
|
|
|
Aug 07, 2023
Q2 2023
|
Kavar Capital Partners Group, LLC
Leawood, KS |
SELL
|
- |
-875- 7.04% |
$12.8K - $14K
|
11.6K
$171K
|
|
|
Aug 03, 2023
Q2 2023
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-1.73K- 12.46% |
$25.4K - $27.7K
|
12.2K
$180K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.71K- 21.24% |
$69K - $75K
|
17.4K
$258K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-6.13K- 2.86% |
$89.9K - $97.7K
|
208K
$3.08M
|
|
|
Aug 07, 2023
Q2 2023
|
Xml Financial, LLC
|
SELL
|
- |
-9.5K- 35.85% |
$139K - $152K
|
17K
$252K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-27.3K- 7.39% |
$401K - $436K
|
343K
$5.07M
|