Latest Institutional Transactions on Royce Micro Cap Trust, Inc. (RMT)
This table provides information on the latest institutional transactions involving Royce Micro Cap Trust, Inc. (RMT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2024
Q1 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-1.16KClosed |
$10.2K - $11K
|
0
$0
|
|
|
May 09, 2024
Q1 2024
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
16.7KNew |
$147K - $158K
|
16.7K
$132K
|
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
16New |
$140 - $152
|
16
$126
|
|
|
Apr 30, 2024
Q1 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-204- 0.98% |
$1.79K - $1.93K
|
20.7K
$164K
|
|
|
Apr 15, 2024
Q1 2024
|
Ehrlich Financial Group
Laguna Niguel, CA |
BUY
|
- |
80+ 0.77% |
$701 - $758
|
10.5K
$82.8K
|
|
| Q4 2023 | |||||||
|
Mar 01, 2024
Q4 2023
|
Ark & Tlk Investments, LLC
Oklahoma City, OK |
BUY
|
- |
22.8KNew |
$175K - $213K
|
22.8K
$180K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.04KNew |
$7.95K - $9.68K
|
1.04K
$8.18K
|
|
|
Feb 14, 2024
Q4 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
CALL |
1.1MNew |
$8.42M - $10.3M
|
1.1M
$8.67M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.37K+ 6.15% |
$18.2K - $22.2K
|
41K
$324K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1.34KNew |
$10.3K - $12.5K
|
1.34K
$10.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-1.37K- 99.93% |
$10.5K - $12.8K
|
1
$7.9
|
|
|
Feb 06, 2024
Q4 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
6.22K+ 42.28% |
$47.7K - $58.1K
|
20.9K
$165K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
107New |
$821 - $999
|
107
$845
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2+ 2.38% |
$15.3 - $18.7
|
86
$679
|
|
|
Jan 23, 2024
Q4 2023
|
Davenport & CO LLC
|
SELL
|
- |
-1.9K- 14.98% |
$14.6K - $17.8K
|
10.8K
$85.3K
|
|
|
Jan 16, 2024
Q4 2023
|
First Financial Corp
|
BUY
|
- |
358New |
$2.75K - $3.34K
|
358
$2.83K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
28.2KNew |
$216K - $264K
|
28.2K
$223K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-6K- 25.73% |
$46K - $56K
|
17.3K
$137K
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-3.7K- 4.94% |
$28.4K - $34.6K
|
71.2K
$563K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
18.7KNew |
$152K - $172K
|
18.7K
$147K
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
BUY
|
- |
330+ 2.0% |
$2.7K - $3.05K
|
16.8K
$133K
|
|
| Q2 2023 | |||||||
|
Aug 16, 2023
Q2 2023
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
4.5KNew |
$36K - $39.7K
|
4.5K
$35.5K
|
|
|
Aug 14, 2023
Q2 2023
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
10.8KNew |
$86.6K - $95.7K
|
10.8K
$85.5K
|
|
|
Aug 11, 2023
Q2 2023
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
402+ 1.95% |
$3.22K - $3.55K
|
21K
$166K
|
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
BUY
|
- |
5.48KNew |
$43.8K - $48.4K
|
5.48K
$43.3K
|
|
|
Aug 09, 2023
Q2 2023
|
M&T Bank Corp
|
SELL
|
- |
-10.3K- 33.33% |
$82.7K - $91.3K
|
20.7K
$163K
|
|
| Q1 2023 | |||||||
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
12.7KNew |
$106K - $124K
|
12.7K
$100K
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-100- 0.96% |
$834 - $979
|
10.3K
$81.5K
|
|
|
May 12, 2023
Q1 2023
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-140K- 46.17% |
$1.16M - $1.37M
|
163K
$1.29M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-811- 5.52% |
$6.76K - $7.94K
|
13.9K
$110K
|
|
|
May 11, 2023
Q1 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
3.25KNew |
$27.1K - $31.8K
|
3.25K
$25.7K
|
|
|
May 11, 2023
Q1 2023
|
Heron Bay Capital Management
|
SELL
|
- |
-2.78K- 19.07% |
$23.2K - $27.2K
|
11.8K
$93.1K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
1.12KNew |
$9.35K - $11K
|
1.12K
$8.86K
|
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
BUY
|
- |
36.5KNew |
$305K - $358K
|
36.5K
$289K
|
|
|
Apr 18, 2023
Q1 2023
|
Insight Folios Inc
|
BUY
|
- |
13+ 0.04% |
$108 - $127
|
33.7K
$266K
|
|
|
Apr 18, 2023
Q1 2023
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-1.44K- 43.21% |
$12K - $14.1K
|
1.89K
$14.9K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
19.7KNew |
$159K - $187K
|
19.7K
$156K
|
|
|
Feb 14, 2023
Q4 2022
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
39+ 1.74% |
$314 - $371
|
2.28K
$18K
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
15.5KNew |
$125K - $147K
|
15.5K
$122K
|
|
|
Feb 13, 2023
Q4 2022
|
Resolute Financial, LLC
|
BUY
|
- |
1.55K+ 2.99% |
$12.5K - $14.8K
|
53.5K
$423K
|
|
|
Feb 09, 2023
Q4 2022
|
New Hampshire Trust
Concord, NH |
BUY
|
- |
2.78KNew |
$22.3K - $26.4K
|
2.78K
$21.9K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-2- 1.9% |
$16.1 - $19
|
103
$814
|
|
| Q3 2022 | |||||||
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
52+ 2.52% |
$408 - $514
|
2.11K
$16.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-4K- 6.05% |
$31.4K - $39.6K
|
62.2K
$491K
|
|
|
Nov 14, 2022
Q3 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
26.3KNew |
$206K - $260K
|
26.3K
$208K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
439+ 2.45% |
$3.44K - $4.34K
|
18.4K
$145K
|
|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-14.8K- 12.55% |
$116K - $146K
|
103K
$814K
|
|
|
Nov 10, 2022
Q3 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
47.3KNew |
$370K - $467K
|
47.3K
$373K
|
|
|
Nov 09, 2022
Q3 2022
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
25+ 2.38% |
$196 - $247
|
1.07K
$8.48K
|
|
|
Nov 03, 2022
Q3 2022
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-11.4K- 48.62% |
$89K - $112K
|
12K
$94.8K
|
|